Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PHOTRONICS INCPLAB · Entity 4651 | Former SVP & CFO | December 04, 2017 | December 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PHOTRONICS INC
Report date December 04, 2017 · Filed December 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 140,358 |
Ending reported balance
After 2017-12-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-12-04 · Exercise / conversion · Acquired 12,500 · Balance 152,858 Row 2 · 2017-12-04 · Sale · Disposed 12,500 · Balance 140,358 F1: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith. F2: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. |
| STOCK OPTIONS (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $6.71 · Expires 2020-12-10 | Direct | 12,500 |
Reported balance
After 2017-12-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-12-04 · Exercise / conversion · Disposed 12,500 · Balance 12,500 F3: The stock options vested 25% over 4 years on the anniversary date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith.
F2: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
F3: The stock options vested 25% over 4 years on the anniversary date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2017 Filed Dec 6, 2017 00:15 UTC | PHOTRONICS INC PLAB · Entity 4651 | Exercise / conversionSTOCK OPTIONS (RIGHT TO BUY) · Derivative | 12,500 | $0.00 Strike: $6.71 | $0.00 |
DisclosureSEC source: 0001140361-17-045096 · form4.xml · derivative · entry 3 SMITH SEAN T · CIK 0001182396 · Former SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: COMMON STOCK · 12,500 shares Expires 2020-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options vested 25% over 4 years on the anniversary date of the grant. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 00:15 UTC | PHOTRONICS INC PLAB · Entity 4651 | SaleCOMMON STOCK | 12,500 | $9.43 | $117,875.00 |
DisclosureSEC source: 0001140361-17-045096 · form4.xml · nonDerivative · entry 2 SMITH SEAN T · CIK 0001182396 · Former SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,358 F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith. F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 00:15 UTC | PHOTRONICS INC PLAB · Entity 4651 | Exercise / conversionCOMMON STOCK | 12,500 | $6.71 | $83,875.00 |
DisclosureSEC source: 0001140361-17-045096 · form4.xml · nonDerivative · entry 1 SMITH SEAN T · CIK 0001182396 · Former SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 23:17 UTC | PHOTRONICS INC PLAB · Entity 4651 | Exercise / conversionSTOCK OPTIONS (RIGHT TO BUY) · Derivative | 25,000 | $0.00 Strike: $6.32 | $0.00 |
DisclosureSEC source: 0001140361-17-044012 · form4.xml · derivative · entry 3 SMITH SEAN T · CIK 0001182396 · Former SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 25,000 shares Expires 2021-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options vested 25% over 4 years on the anniversary date of the grant. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 23:17 UTC | PHOTRONICS INC PLAB · Entity 4651 | SaleCOMMON STOCK | 25,000 | $9.19 | $229,750.00 |
DisclosureSEC source: 0001140361-17-044012 · form4.xml · nonDerivative · entry 2 SMITH SEAN T · CIK 0001182396 · Former SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,358 F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith. F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 23:17 UTC | PHOTRONICS INC PLAB · Entity 4651 | Exercise / conversionCOMMON STOCK | 25,000 | $6.32 | $158,000.00 |
DisclosureSEC source: 0001140361-17-044012 · form4.xml · nonDerivative · entry 1 SMITH SEAN T · CIK 0001182396 · Former SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:02 UTC | PHOTRONICS INC PLAB · Entity 4651 | Exercise / conversionSTOCK OPTIONS (RIGHT TO BUY) · Derivative | 18,750 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001140361-17-040792 · form4.xml · derivative · entry 3 SMITH SEAN T · CIK 0001182396 · Consultant/ Former SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 18,750 shares Expires 2022-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options vested 25% over 4 years on the anniversary date of the grant. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:02 UTC | PHOTRONICS INC PLAB · Entity 4651 | SaleCOMMON STOCK | 18,750 | $9.48 | $177,750.00 |
DisclosureSEC source: 0001140361-17-040792 · form4.xml · nonDerivative · entry 2 SMITH SEAN T · CIK 0001182396 · Consultant/ Former SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,358 F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith. F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:02 UTC | PHOTRONICS INC PLAB · Entity 4651 | Exercise / conversionCOMMON STOCK | 18,750 | $5.46 | $102,375.00 |
DisclosureSEC source: 0001140361-17-040792 · form4.xml · nonDerivative · entry 1 SMITH SEAN T · CIK 0001182396 · Consultant/ Former SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2017 Filed Oct 6, 2017 22:20 UTC | PHOTRONICS INC PLAB · Entity 4651 | Exercise / conversionSTOCK OPTIONS (RIGHT TO BUY) · Derivative | 18,750 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001140361-17-037827 · form4.xml · derivative · entry 3 SMITH SEAN T · CIK 0001182396 · Consultant/ Former SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: COMMON STOCK · 18,750 shares Expires 2022-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested 25% over 4 years on the anniversary date of the grant. F3 · derivative.exercise_date: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. Read SEC document |
| October 04, 2017 Filed Oct 6, 2017 22:20 UTC | PHOTRONICS INC PLAB · Entity 4651 | SaleCOMMON STOCK | 18,750 | $9.19 | $172,312.50 |
DisclosureSEC source: 0001140361-17-037827 · form4.xml · nonDerivative · entry 2 SMITH SEAN T · CIK 0001182396 · Consultant/ Former SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,358 F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith. Read SEC document |
| October 04, 2017 Filed Oct 6, 2017 22:20 UTC | PHOTRONICS INC PLAB · Entity 4651 | Exercise / conversionCOMMON STOCK | 18,750 | $5.46 | $102,375.00 |
DisclosureSEC source: 0001140361-17-037827 · form4.xml · nonDerivative · entry 1 SMITH SEAN T · CIK 0001182396 · Consultant/ Former SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 02:38 UTC | PHOTRONICS INC PLAB · Entity 4651 | GrantStock Options (Right to Buy) · Derivative | 22,000 | $11.35 Strike: $11.35 | $249,700.00 |
DisclosureSEC source: 0001140361-17-000903 · form4.xml · derivative · entry 3 SMITH SEAN T · CIK 0001182396 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,250 Underlying: Common Stock · 22,000 shares Expires 2027-01-03 F3 · derivative.exercise_date: The stock options vest 25% over 4 years on the anniversary date of the grant. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 02:38 UTC | PHOTRONICS INC PLAB · Entity 4651 | GrantCommon Stock | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000903 · form4.xml · nonDerivative · entry 1 SMITH SEAN T · CIK 0001182396 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,006 Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 20:14 UTC | PHOTRONICS INC PLAB · Entity 4651 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $4.42 | $0.00 |
DisclosureSEC source: 0001140361-16-089797 · form4.xml · derivative · entry 3 SMITH SEAN T · CIK 0001182396 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2019-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options vest 25% over 4 years on the anniversary date of the grant. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 20:14 UTC | PHOTRONICS INC PLAB · Entity 4651 | SaleCommon Stock | 15,000 | $11.49 | $172,413.00 |
DisclosureSEC source: 0001140361-16-089797 · form4.xml · nonDerivative · entry 2 SMITH SEAN T · CIK 0001182396 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,006 F1 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting. F2 · shares: The sales reported on this form 4 were affected pursuant to a 10b5-1 trading plan adopted by Sean T. Smith F3 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 20:14 UTC | PHOTRONICS INC PLAB · Entity 4651 | Exercise / conversionCommon Stock | 15,000 | $4.42 | $66,300.00 |
DisclosureSEC source: 0001140361-16-089797 · form4.xml · nonDerivative · entry 1 SMITH SEAN T · CIK 0001182396 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting. F2 · shares: The sales reported on this form 4 were affected pursuant to a 10b5-1 trading plan adopted by Sean T. Smith Read SEC document |
| July 28, 2016 Filed Jan 6, 2017 02:38 UTC | PHOTRONICS INC PLAB · Entity 4651 | OtherCommon Stock | 2,352 | $8.13 | $19,121.76 |
DisclosureSEC source: 0001140361-17-000903 · form4.xml · nonDerivative · entry 2 SMITH SEAN T · CIK 0001182396 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,358 F1 · kind: Represents 1,568 shares of Photronics, Inc. common stock purchased under the Company's Employee Stock Purchase Plan. F2 · shares: The purchase price of the shares pursuant to the Employee Stock Purchase Plan is 85% of the fair market value (the "Closing Price") of the common stock of the Company on the purchase date of the applicable purchase period as defined in the offering plan documents. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.