Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Innoviva, Inc.INVA · Entity 4679 | Director · President & Chief Exec Officer | December 04, 2017 | December 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Innoviva, Inc.
Report date December 04, 2017 · Filed December 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 980,907 |
Reported balance
After 2017-12-04 transaction · row 1
1 source rowRow 1 · 2017-12-04 · Sale · Disposed 12,022 · Balance 980,907 F1: This sale was effected for tax planning purposes. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.07 to $13.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected for tax planning purposes.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.07 to $13.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2017 Filed Dec 5, 2017 22:17 UTC | Innoviva, Inc. INVA · Entity 4679 | SaleCommon Stock | 12,022 | $13.13 | $157,791.15 |
DisclosureSEC source: 0001179110-17-014945 · edgar.xml · nonDerivative · entry 1 Aguiar Michael W · CIK 0001318005 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 980,907 F1 · shares: This sale was effected for tax planning purposes. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.07 to $13.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:43 UTC | Innoviva, Inc. INVA · Entity 4679 | Tax withholdingCommon Stock | 43,038 | $13.17 | $566,810.46 |
DisclosureSEC source: 0001179110-17-014571 · edgar.xml · nonDerivative · entry 1 Aguiar Michael W · CIK 0001318005 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992,929 F1 · shares: The shares were withheld by the Issuer to satisfy income tax withholding obligations associated with the quarterly vesting of previously granted employee equity grants. Read SEC document |
| August 20, 2017 Filed Aug 22, 2017 20:37 UTC | Innoviva, Inc. INVA · Entity 4679 | Tax withholdingCommon Stock | 12,917 | $12.28 | $158,620.76 |
DisclosureSEC source: 0001179110-17-011730 · edgar.xml · nonDerivative · entry 1 Aguiar Michael W · CIK 0001318005 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,967 F1 · shares: The shares were withheld by the Company to satisfy income tax withholding obligations associated with the quarterly vesting of previously granted employee equity awards. Read SEC document |
| May 20, 2017 Filed May 23, 2017 20:14 UTC | Innoviva, Inc. INVA · Entity 4679 | Tax withholdingCommon Stock | 12,897 | $11.86 | $152,958.42 |
DisclosureSEC source: 0001179110-17-007829 · edgar.xml · nonDerivative · entry 1 Aguiar Michael W · CIK 0001318005 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,048,884 F1 · shares: The shares were withheld by the Issuer to satisfy income tax withholding obligations associated with the quarterly vesting of previously granted employee equity awards. F2 · balance_after: Includes 2,500 shares of common stock acquired under the Innoviva, Inc. Employee Stock Purchase Plan on May 15, 2017. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 21:31 UTC | Innoviva, Inc. INVA · Entity 4679 | Tax withholdingCommon Stock | 19,429 | $12.04 | $233,925.16 |
DisclosureSEC source: 0001179110-17-002900 · edgar.xml · nonDerivative · entry 1 Aguiar Michael W · CIK 0001318005 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,281 F1 · shares: The shares were withheld by the Issuer to satisfy income tax withholding obligations associated with the quarterly vesting of previously granted employee equity awards. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 01:27 UTC | Innoviva, Inc. INVA · Entity 4679 | GrantCommon Stock | 333,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001091 · edgar.xml · nonDerivative · entry 1 Aguiar Michael W · CIK 0001318005 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078,710 F1 · shares: Includes 166,747 shares of common stock granted pursuant to a time-based restricted stock award (RSA). Twenty-five percent of the shares subject to the RSA shall vest on February 20, 2018, and 6.25% of the shares subject to the RSA shall vest quarterly thereafter on the Issuer's standard vesting dates until February 20, 2021, provided that the Reporting Person has provided continuous service to the Issuer through the applicable vesting date. F2 · shares: Includes shares of common stock granted pursuant to a performance-based restricted stock award (PSA). The shares vest pursuant to the PSA over a two-year and three-year performance period upon, and subject to a formula related to, the Issuer's achievement of certain levels of relative total shareholder return (TSR). The "target" number of shares that may vest is 83,374, but the actual number of shares that may vest will range from 0 to 166,748 shares based on the Issuer's relative TSR over the performance periods. Subject to achievement of the performance-based vesting conditions, (i) two-thirds of the shares eligible to vest based on achievement for the two-year performance period will vest on February 20, 2019 and the remaining one-third of such shares will vest on February 20, 2020 and (ii) the share eligible to vest based on achievement for the three-year performance period will vest on February 20, 2020, in each case, (continued in Footnote 3) F3 · shares: (continued from Footnote 2) provided that the Reporting Person has provided continuous service to the Issuer through the applicable vesting date. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 22:28 UTC | Innoviva, Inc. INVA · Entity 4679 | Tax withholdingCommon Stock | 8,417 | $10.91 | $91,829.47 |
DisclosureSEC source: 0001179110-16-031969 · edgar.xml · nonDerivative · entry 2 Aguiar Michael W · CIK 0001318005 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,215 F2 · shares: The shares were withheld by the Issuer to satisfy income tax withholding obligations associated with the quarterly vesting of previously granted employee equity awards. F3 · balance_after: Includes 285 shares of common stock acquired under the Innoviva, Inc. Employee Stock Purchase Plan on November 15, 2016. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:28 UTC | Innoviva, Inc. INVA · Entity 4679 | GrantCommon Stock | 63,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031969 · edgar.xml · nonDerivative · entry 1 Aguiar Michael W · CIK 0001318005 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,347 F1 · shares: These shares were granted to the reporting person on February 11, 2011 as part of a performance stock award that vests based on the achievement of certain performance conditions over a six-year timeframe from 2011 through December 31, 2016 and continued employment. On November 18, 2016, the performance conditions applicable to 63,135 shares were deemed achieved and such shares shall vest on November 20, 2017, subject to the reporting person's continued employment through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.