Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Kearny Financial Corp.KRNY · Entity 5299 | EVP & Corporate Secretary | December 01, 2017 | December 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Kearny Financial Corp.
Report date December 01, 2017 · Filed December 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 129,548 |
Last balance in matching sequence
After 2017-12-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-12-01 · Grant · Acquired 8,500 · Balance 137,792 F4: On December 1, 2016 the reporting person was granted 42,500 shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017, subject to satisfaction of certain performance criteria. The performance criteria for the fiscal year ended June 30, 2017 were met, resulting in the vesting of 8,500 shares of restricted stock. F1: Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017. Row 2 · 2017-12-01 · Tax withholding · Disposed 8,244 · Balance 129,548 F1: Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 13,021 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 13,021 F3: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 37,838 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 37,838 F3: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
| Common StockSEC Table I · non-derivative | IndirectBy BEP | 4 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 4 F3: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $15.35 · Expires 2026-12-01 | Direct | 150,000 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 150,000 F2: Stock options vest at a rate of 20% per year commencing on December 1, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017.
F2: Stock options vest at a rate of 20% per year commencing on December 1, 2017.
F3: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F4: On December 1, 2016 the reporting person was granted 42,500 shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017, subject to satisfaction of certain performance criteria. The performance criteria for the fiscal year ended June 30, 2017 were met, resulting in the vesting of 8,500 shares of restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2017 Filed Dec 5, 2017 12:12 UTC | Kearny Financial Corp. KRNY · Entity 5299 | Tax withholdingCommon Stock | 8,244 | $14.70 | $121,186.80 |
DisclosureSEC source: 0001140361-17-044991 · doc1.xml · nonDerivative · entry 2 Jones Sharon · CIK 0001305531 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,548 F1 · balance_after: Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 12:12 UTC | Kearny Financial Corp. KRNY · Entity 5299 | GrantCommon Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-044991 · doc1.xml · nonDerivative · entry 1 Jones Sharon · CIK 0001305531 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,792 F4 · shares: On December 1, 2016 the reporting person was granted 42,500 shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017, subject to satisfaction of certain performance criteria. The performance criteria for the fiscal year ended June 30, 2017 were met, resulting in the vesting of 8,500 shares of restricted stock. F1 · balance_after: Includes shares of restricted stock which vest at a rate of 20% per year commencing on December 1, 2017. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 13:35 UTC | Kearny Financial Corp. KRNY · Entity 5299 | GrantStock Options · Derivative | 150,000 | $0.00 Strike: $15.35 | $0.00 |
DisclosureSEC source: 0001140361-16-088785 · doc1.xml · derivative · entry 5 Jones Sharon · CIK 0001305531 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2026-12-01 F2 · derivative.underlying_shares: Stock options vest at a rate of 20% per year commencing on December 1, 2017. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 13:35 UTC | Kearny Financial Corp. KRNY · Entity 5299 | GrantCommon Stock | 42,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-088785 · doc1.xml · nonDerivative · entry 1 Jones Sharon · CIK 0001305531 · EVP & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,292 F1 · shares: Shares of restricted stock vest at a rate of 20% per year commencing on December 1, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.