Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mueller Water Products, Inc.MWA · Entity 2326 | SVP and CFO | December 05, 2017 | December 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mueller Water Products, Inc.
Report date December 05, 2017 · Filed December 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 145,530.3759 |
Reported balance
After 2017-12-05 transaction · row 1
1 source rowRow 1 · 2017-12-05 · Sale · Disposed 49,883 · Balance 145,530.3759 F1: The price reported in Column 4 is an average price. The shares were sold in multiple transactions at prices ranging from $12.25 to $12.37, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sole at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is an average price. The shares were sold in multiple transactions at prices ranging from $12.25 to $12.37, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sole at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2017 Filed Dec 6, 2017 17:11 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | SaleCommon Stock | 49,883 | $12.28 | $612,598.16 |
DisclosureSEC source: 0001225208-17-018324 · doc4.xml · nonDerivative · entry 1 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,530.3759 F1 · shares: The price reported in Column 4 is an average price. The shares were sold in multiple transactions at prices ranging from $12.25 to $12.37, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sole at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 02, 2017 Filed Dec 4, 2017 19:02 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 4,601 | $12.35 | $56,822.35 |
DisclosureSEC source: 0001225208-17-018141 · doc4.xml · nonDerivative · entry 3 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,413.3759 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. F3 · balance_after: Includes 25,109.38 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 02, 2017 Filed Dec 4, 2017 19:02 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantCommon Stock | 10,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018141 · doc4.xml · nonDerivative · entry 2 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,014.3759 F2 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:02 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 4,856 | $12.35 | $59,971.60 |
DisclosureSEC source: 0001225208-17-018141 · doc4.xml · nonDerivative · entry 1 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,329.3759 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 20:45 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | SaleCommon Stock | 100,000 | $12.47 | $1,246,760.00 |
DisclosureSEC source: 0001225208-17-017917 · doc4.xml · nonDerivative · entry 2 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,058.3759 F2 · price: The price reported in Column 4 is an average price. The shares were sold in multiple transactions at prices ranging from $12.43 to $12.5201, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sole at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 25,109.38 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 20:45 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 3,436 | $12.48 | $42,881.28 |
DisclosureSEC source: 0001225208-17-017917 · doc4.xml · nonDerivative · entry 1 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,058.3759 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 16:34 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001225208-17-017147 · doc4.xml · derivative · entry 3 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,615 Underlying: Common Stock · 50,000 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 16:34 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | SaleCommon Stock | 50,000 | $12.10 | $605,000.00 |
DisclosureSEC source: 0001225208-17-017147 · doc4.xml · nonDerivative · entry 2 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,246.9893 F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $12.06 to $12.14, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 08, 2017 Filed Nov 9, 2017 16:34 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionCommon Stock | 50,000 | $5.05 | $252,500.00 |
DisclosureSEC source: 0001225208-17-017147 · doc4.xml · nonDerivative · entry 1 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,246.9893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:49 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionStock Option (Right to Buy) · Derivative | 84,615 | $0.00 Strike: $3.52 | $0.00 |
DisclosureSEC source: 0001225208-17-017002 · doc4.xml · derivative · entry 7 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,615 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the anniversary of the grant date. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:49 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionStock Option (Right to Buy) · Derivative | 71,942 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001225208-17-017002 · doc4.xml · derivative · entry 6 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,942 shares Expires 2021-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the anniversary of the grant date. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:49 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,459 | $0.00 Strike: $10.66 | $0.00 |
DisclosureSEC source: 0001225208-17-017002 · doc4.xml · derivative · entry 5 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,459 shares Expires 2017-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the anniversary of the grant date. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:49 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | SaleCommon Stock | 167,016 | $12.11 | $2,022,663.97 |
DisclosureSEC source: 0001225208-17-017002 · doc4.xml · nonDerivative · entry 4 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,246.9893 F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $12.03 to $12.205, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:49 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionCommon Stock | 10,459 | $10.66 | $111,492.94 |
DisclosureSEC source: 0001225208-17-017002 · doc4.xml · nonDerivative · entry 3 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,262.9893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:49 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionCommon Stock | 71,942 | $2.03 | $146,042.26 |
DisclosureSEC source: 0001225208-17-017002 · doc4.xml · nonDerivative · entry 2 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,803.9893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 16:49 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionCommon Stock | 84,615 | $3.52 | $297,844.80 |
DisclosureSEC source: 0001225208-17-017002 · doc4.xml · nonDerivative · entry 1 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,861.9893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 6, 2017 17:17 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | SaleCommon Stock | 150,000 | $13.16 | $1,974,060.00 |
DisclosureSEC source: 0001225208-17-002460 · doc4.xml · nonDerivative · entry 1 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,065.2794 F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $12.87 to $13.775, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 03, 2016 Filed Dec 5, 2016 21:34 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 3,673 | $13.19 | $48,446.87 |
DisclosureSEC source: 0001225208-16-042726 · doc4.xml · nonDerivative · entry 4 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,777.1076 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. F3 · balance_after: Includes 23,557.12 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:34 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 3,200 | $13.19 | $42,208.00 |
DisclosureSEC source: 0001225208-16-042726 · doc4.xml · nonDerivative · entry 3 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,437.1076 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:34 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantCommon Stock | 22,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042726 · doc4.xml · nonDerivative · entry 2 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,637.1076 F2 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:34 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 3,378 | $13.27 | $44,826.06 |
DisclosureSEC source: 0001225208-16-042726 · doc4.xml · nonDerivative · entry 1 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,869.1076 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 20:27 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantRestricted Stock Unit | 21,493 | $13.26 | $284,997.18 |
DisclosureSEC source: 0001225208-16-042558 · doc4.xml · nonDerivative · entry 1 HART EVAN · CIK 0001420113 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,077 F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.