Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORO COTTC · Entity 2699 | VP, RLC Businesses | December 11, 2017 | December 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORO CO
Report date December 11, 2017 · Filed December 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 968.948 |
Ending reported balance
After 2017-12-11 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-12-11 · Exercise / conversion · Acquired 13,800 · Balance 14,768.948 Row 2 · 2017-12-11 · Sale · Disposed 13,800 · Balance 968.948 F1: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $65.71 to $65.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Row 3 · 2017-12-11 · Exercise / conversion · Acquired 9,200 · Balance 10,168.948 Row 4 · 2017-12-11 · Sale · Disposed 9,200 · Balance 968.948 F2: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $65.67 to $66.08, inclusive. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $31.38 · Expires 2024-12-05 | Direct | 0 |
Reported balance
After 2017-12-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-12-11 · Exercise / conversion · Disposed 13,800 · Balance 0 F3: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 5, 2014. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $38.82 · Expires 2025-12-04 | Direct | 4,600 |
Reported balance
After 2017-12-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-12-11 · Exercise / conversion · Disposed 9,200 · Balance 4,600 F4: The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was December 4, 2015. |
| Common StockSEC Table I · non-derivative | IndirectThe Toro Company Investment, Savings & ESOP | 11,470.439 |
Reported balance
Holding disclosure · report date 2017-12-11 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 11,470.439 |
| Performance Share UnitsSEC Table I · non-derivative | Direct | 4,930.617 |
Reported balance
Holding disclosure · report date 2017-12-11 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 4,930.617 |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 5,722 |
Reported balance
Holding disclosure · report date 2017-12-11 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 5,722 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $65.71 to $65.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $65.67 to $66.08, inclusive.
F3: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 5, 2014.
F4: The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was December 4, 2015.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2017 Filed Dec 13, 2017 21:34 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 9,200 | $0.00 Strike: $38.82 | $0.00 |
DisclosureSEC source: 0001127602-17-034564 · form4.xml · derivative · entry 9 ALKIRE DAVID H · CIK 0001627413 · VP, RLC Businesses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 Underlying: Common Stock · 9,200 shares Expires 2025-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was December 4, 2015. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:34 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 13,800 | $0.00 Strike: $31.38 | $0.00 |
DisclosureSEC source: 0001127602-17-034564 · form4.xml · derivative · entry 8 ALKIRE DAVID H · CIK 0001627413 · VP, RLC Businesses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,800 shares Expires 2024-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 5, 2014. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:34 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 9,200 | $65.82 | $605,580.80 |
DisclosureSEC source: 0001127602-17-034564 · form4.xml · nonDerivative · entry 4 ALKIRE DAVID H · CIK 0001627413 · VP, RLC Businesses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968.948 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $65.67 to $66.08, inclusive. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:34 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 9,200 | $38.82 | $357,144.00 |
DisclosureSEC source: 0001127602-17-034564 · form4.xml · nonDerivative · entry 3 ALKIRE DAVID H · CIK 0001627413 · VP, RLC Businesses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,168.948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:34 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 13,800 | $65.84 | $908,523.00 |
DisclosureSEC source: 0001127602-17-034564 · form4.xml · nonDerivative · entry 2 ALKIRE DAVID H · CIK 0001627413 · VP, RLC Businesses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968.948 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $65.71 to $65.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:34 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 13,800 | $31.38 | $432,975.00 |
DisclosureSEC source: 0001127602-17-034564 · form4.xml · nonDerivative · entry 1 ALKIRE DAVID H · CIK 0001627413 · VP, RLC Businesses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,768.948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 18:37 UTC | TORO CO TTC · Entity 2699 | GrantRestricted Stock Units | 5,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034307 · form4.xml · nonDerivative · entry 1 ALKIRE DAVID H · CIK 0001627413 · VP, RLC Businesses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,722 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2015 to Fiscal 2017 Performance Period (the "F'15-F'17 PSA") under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated, as approved by the issuer's Compensation & Human Resources Committee of its Board of Directors on December 5, 2017, and which was conditioned upon and subject to confirmation by the issuer's Fiscal 2017 financial results that were released on December 7, 2017. The reporting person's F'15-F'17 PSA was paid initially in the form of restricted stock units. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:18 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 12,000 | $0.00 Strike: $29.75 | $0.00 |
DisclosureSEC source: 0001127602-16-070033 · form4.xml · derivative · entry 6 ALKIRE DAVID H · CIK 0001627413 · VP, RLC Businesses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2023-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 6, 2013. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:18 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 12,000 | $55.72 | $668,664.00 |
DisclosureSEC source: 0001127602-16-070033 · form4.xml · nonDerivative · entry 3 ALKIRE DAVID H · CIK 0001627413 · VP, RLC Businesses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 958.165 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $55.67 to $55.87, inclusive. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:18 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 12,000 | $29.75 | $357,000.00 |
DisclosureSEC source: 0001127602-16-070033 · form4.xml · nonDerivative · entry 2 ALKIRE DAVID H · CIK 0001627413 · VP, RLC Businesses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,958.165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:18 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 5,899 | $55.84 | $329,411.96 |
DisclosureSEC source: 0001127602-16-070033 · form4.xml · nonDerivative · entry 1 ALKIRE DAVID H · CIK 0001627413 · VP, RLC Businesses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 958.165 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $55.84 to $55.858, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:19 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 12,600 | $0.00 Strike: $56.54 | $0.00 |
DisclosureSEC source: 0001127602-16-069675 · form4.xml · derivative · entry 4 ALKIRE DAVID H · CIK 0001627413 · VP, RLC Businesses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,600 Underlying: Common Stock · 12,600 shares Expires 2026-12-09 F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:19 UTC | TORO CO TTC · Entity 2699 | GrantPerformance Share Units | 4,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069675 · form4.xml · nonDerivative · entry 1 ALKIRE DAVID H · CIK 0001627413 · VP, RLC Businesses 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,876 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2014 to Fiscal 2016 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"), as approved by the issuer's Compensation & Human Resources Committee of its Board of Directors on December 6, 2016, and which was conditioned upon and subject to confirmation by the issuer's Fiscal 2016 financial results that were released on December 8, 2016. The reporting person has deferred the payout of his Performance Share Award under The Toro Company Deferred Compensation Plan for Officers (the "Deferred Plan") and, accordingly, the reporting person's Performance Share Award is paid in performance share units under the Deferred Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.