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CLAYTON DUBILIER & RICE FUND VIII LP

Disclosed activity across 1 company

Tapewire entity
171167
SEC CIK
0001430647

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cornerstone Building Brands, Inc.NCS · Entity 12513410% ownerDecember 13, 2017December 14, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cornerstone Building Brands, Inc.

Report date December 13, 2017 · Filed December 14, 2017

Jointly reported with CD&R Associates VIII, Ltd., CD&R FRIENDS & FAMILY FUND VIII LP, CD&R ASSOCIATES VIII, LP, CD&R Investment Associates VIII, Ltd.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectSee note22,801,763 Reported balance After 2017-12-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-12-13 · Sale · Disposed 7,150,000 · Balance 22,801,763

F1: Following the sale of shares, Clayton, Dublier & Rice Fund VIII, L.P. ("Fund VIII") directly owns 22,744,824 shares of common stock and CD&R Friends & Family Fund VIII, L.P. ("F&F VIII") directly owns 56,939 shares of common stock. As a general partner of both Fund VIII and F&F VIII, CD&R Associates VIII, Ltd. may be deemed to own a total of 22,801,763 shares of common stock. CD&R Associates VIII, L.P. is the sole stockholder of CD&R Associates VIII, Ltd. and CD&R Investment Associates VIII, Ltd. is the general partner of CD&R Associates VIII, L.P. CD&R Associates VIII, Ltd, CD&R Associates VIII, L.P. and CD&R Investment Associates VIII, Ltd. expressly disclaim beneficial ownership of the shares of common stock held by Fund VIII and F&F VIII.

Filing footnotes · ownership attribution and instrument terms

F1: Following the sale of shares, Clayton, Dublier & Rice Fund VIII, L.P. ("Fund VIII") directly owns 22,744,824 shares of common stock and CD&R Friends & Family Fund VIII, L.P. ("F&F VIII") directly owns 56,939 shares of common stock. As a general partner of both Fund VIII and F&F VIII, CD&R Associates VIII, Ltd. may be deemed to own a total of 22,801,763 shares of common stock. CD&R Associates VIII, L.P. is the sole stockholder of CD&R Associates VIII, Ltd. and CD&R Investment Associates VIII, Ltd. is the general partner of CD&R Associates VIII, L.P. CD&R Associates VIII, Ltd, CD&R Associates VIII, L.P. and CD&R Investment Associates VIII, Ltd. expressly disclaim beneficial ownership of the shares of common stock held by Fund VIII and F&F VIII.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2017 Filed Dec 14, 2017 21:33 UTC Cornerstone Building Brands, Inc. NCS · Entity 125134 SaleCommon Stock, $0.01 par value 7,150,000 $19.36 $138,424,000.00
Disclosure

SEC source: 0001209191-17-065688 · doc4.xml · nonDerivative · entry 1

CD&R Associates VIII, Ltd. · CIK 0001474786 · 10% owner

CLAYTON DUBILIER & RICE FUND VIII LP · CIK 0001430647 · 10% owner

CD&R FRIENDS & FAMILY FUND VIII LP · CIK 0001458812 · 10% owner

CD&R ASSOCIATES VIII, LP · CIK 0001474716 · 10% owner

CD&R Investment Associates VIII, Ltd. · CIK 0001474785 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 22,801,763

F1 · ownership.nature: Following the sale of shares, Clayton, Dublier & Rice Fund VIII, L.P. ("Fund VIII") directly owns 22,744,824 shares of common stock and CD&R Friends & Family Fund VIII, L.P. ("F&F VIII") directly owns 56,939 shares of common stock. As a general partner of both Fund VIII and F&F VIII, CD&R Associates VIII, Ltd. may be deemed to own a total of 22,801,763 shares of common stock. CD&R Associates VIII, L.P. is the sole stockholder of CD&R Associates VIII, Ltd. and CD&R Investment Associates VIII, Ltd. is the general partner of CD&R Associates VIII, L.P. CD&R Associates VIII, Ltd, CD&R Associates VIII, L.P. and CD&R Investment Associates VIII, Ltd. expressly disclaim beneficial ownership of the shares of common stock held by Fund VIII and F&F VIII.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.