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SMITH CRAIG HARDER

Disclosed activity across 1 company

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171165
SEC CIK
0001507726

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNITED NATURAL FOODS INCUNFI · Entity 4293SVP, Fresh SalesDecember 12, 2017December 14, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNITED NATURAL FOODS INC

Report date December 12, 2017 · Filed December 14, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,618 Ending reported balance After 2017-12-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-12-12 · Exercise / conversion · Acquired 1,500 · Balance 14,871

Row 2 · 2017-12-12 · Sale · Disposed 6,253 · Balance 8,618

F1: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $49.45 to $49.63. The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.82 · Expires 2021-09-12Direct0 Reported balance After 2017-12-12 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-12-12 · Exercise / conversion · Disposed 1,500 · Balance 0

F3: United Natural Foods, Inc.'s closing price on the NASDAQ National Market on September 12, 2011.

F4: The stock options vest and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant and expire on the tenth anniversary of the date of grant.

Common StockSEC Table I · non-derivativeIndirectSee footnote161 Reported balance Holding disclosure · report date 2017-12-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 161

F2: Includes 161 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of December 12, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $49.45 to $49.63. The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: Includes 161 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of December 12, 2017.

F3: United Natural Foods, Inc.'s closing price on the NASDAQ National Market on September 12, 2011.

F4: The stock options vest and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant and expire on the tenth anniversary of the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2017 Filed Dec 14, 2017 21:12 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,500 $37.82 Strike: $37.82 $56,730.00
Disclosure

SEC source: 0001020859-17-000162 · wf-form4_151328594104336.xml · derivative · entry 4

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2021-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: United Natural Foods, Inc.'s closing price on the NASDAQ National Market on September 12, 2011.

F4 · derivative.exercise_date: The stock options vest and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant and expire on the tenth anniversary of the date of grant.

F4 · derivative.expiration_date: The stock options vest and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant and expire on the tenth anniversary of the date of grant.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 21:12 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 SaleCommon Stock 6,253 $49.59 $310,086.27
Disclosure

SEC source: 0001020859-17-000162 · wf-form4_151328594104336.xml · nonDerivative · entry 2

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,618

F1 · price: The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $49.45 to $49.63. The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 21:12 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionCommon Stock 1,500 $37.82 $56,730.00
Disclosure

SEC source: 0001020859-17-000162 · wf-form4_151328594104336.xml · nonDerivative · entry 1

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2017 Filed Sep 27, 2017 22:45 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Tax withholdingCommon Stock 1,153 $44.39 $51,181.67
Disclosure

SEC source: 0001020859-17-000120 · wf-form4_150655229498495.xml · nonDerivative · entry 2

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,371

F3 · kind: As described in footnote 1, on September 26, 2017, the reporting person became entitled to received 3,497 shares of the Company's common stock. The Company retained 1,153 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
September 26, 2017 Filed Sep 27, 2017 22:45 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 GrantCommon Stock 3,497 $0.00 $0.00
Disclosure

SEC source: 0001020859-17-000120 · wf-form4_150655229498495.xml · nonDerivative · entry 1

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,524

F1 · kind: On September 21, 2016, the reporting person was granted 3,480 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain EPS, Adjusted EBITDA, Adjusted ROIC and total shareholder return performance targets were met for fiscal 2017. Based upon the performance of United Natural Foods, Inc. (the "Company") against the applicable performance targets, 3,497 performance units subject to such criteria vested on September 26, 2017, resulting in the issuance of 3,497 shares of the Company's common stock to the reporting person.

F2 · price: Performance stock units were settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 23:48 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionRestricted Stock Unit · Derivative 1,025 $0.00 $0.00
Disclosure

SEC source: 0001020859-17-000093 · wf-form4_150603771597490.xml · derivative · entry 4

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025

Underlying: Common Stock · 1,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 23:48 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Tax withholdingCommon Stock 338 $40.58 $13,716.04
Disclosure

SEC source: 0001020859-17-000093 · wf-form4_150603771597490.xml · nonDerivative · entry 2

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,027

F2 · kind: On September 19, 2017, 1,025 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 338 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 23:48 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionCommon Stock 1,025 $0.00 $0.00
Disclosure

SEC source: 0001020859-17-000093 · wf-form4_150603771597490.xml · nonDerivative · entry 1

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:18 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionRestricted Stock Unit · Derivative 1,332 $0.00 $0.00
Disclosure

SEC source: 0001020859-17-000073 · wf-form4_150585227300793.xml · derivative · entry 11

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,665

Underlying: Common Stock · 1,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · security: Restricted stock units awarded September 17, 2015.

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F8 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

F8 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:18 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Tax withholdingCommon Stock 439 $39.74 $17,445.86
Disclosure

SEC source: 0001020859-17-000073 · wf-form4_150585227300793.xml · nonDerivative · entry 6

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,340

F4 · kind: On September 17, 2017, 1,332 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 439 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
September 17, 2017 Filed Sep 19, 2017 20:18 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionCommon Stock 1,332 $0.00 $0.00
Disclosure

SEC source: 0001020859-17-000073 · wf-form4_150585227300793.xml · nonDerivative · entry 5

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 20:18 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001020859-17-000073 · wf-form4_150585227300793.xml · derivative · entry 10

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: Restricted stock units awarded September 16, 2013.

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F8 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

F8 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 20:18 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Tax withholdingCommon Stock 330 $39.74 $13,114.20
Disclosure

SEC source: 0001020859-17-000073 · wf-form4_150585227300793.xml · nonDerivative · entry 4

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,447

F3 · kind: On September 16, 2017, 1,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 330 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
September 16, 2017 Filed Sep 19, 2017 20:18 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001020859-17-000073 · wf-form4_150585227300793.xml · nonDerivative · entry 3

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 20:18 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 GrantRestricted Stock Unit · Derivative 7,120 $0.00 $0.00
Disclosure

SEC source: 0001020859-17-000073 · wf-form4_150585227300793.xml · derivative · entry 9

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,120

Underlying: Common Stock · 7,120 shares

Expires not disclosed

F9 · security: Restricted stock units awarded September 15, 2017.

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F8 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

F8 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 20:18 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionRestricted Stock Unit · Derivative 1,788 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001020859-17-000073 · wf-form4_150585227300793.xml · derivative · entry 8

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,362

Underlying: Common Stock · 1,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Restricted stock units awarded September 15, 2016.

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F8 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

F8 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 20:18 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Tax withholdingCommon Stock 590 $39.74 $23,446.60
Disclosure

SEC source: 0001020859-17-000073 · wf-form4_150585227300793.xml · nonDerivative · entry 2

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,777

F2 · kind: On September 15, 2017, 1,788 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 590 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 20:18 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionCommon Stock 1,788 $0.00 $0.00
Disclosure

SEC source: 0001020859-17-000073 · wf-form4_150585227300793.xml · nonDerivative · entry 1

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 20:38 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionRestricted Stock Unit · Derivative 1,025 $0.00 $0.00
Disclosure

SEC source: 0001020859-16-000348 · wf-form4_147449026869150.xml · derivative · entry 4

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Common Stock · 1,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F5 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

F5 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 20:38 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Tax withholdingCommon Stock 341 $39.31 $13,404.71
Disclosure

SEC source: 0001020859-16-000348 · wf-form4_147449026869150.xml · nonDerivative · entry 2

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,579

F2 · kind: On September 19, 2016, 1,025 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 341 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
September 19, 2016 Filed Sep 21, 2016 20:38 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionCommon Stock 1,025 $0.00 $0.00
Disclosure

SEC source: 0001020859-16-000348 · wf-form4_147449026869150.xml · nonDerivative · entry 1

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

Read SEC document
September 17, 2016 Filed Sep 20, 2016 20:01 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionRestricted Stock Unit · Derivative 1,333 $0.00 $0.00
Disclosure

SEC source: 0001020859-16-000325 · wf-form4_147440165044287.xml · derivative · entry 7

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,997

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Restricted stock units awarded September 17, 2015.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F7 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

F7 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 17, 2016 Filed Sep 20, 2016 20:01 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Tax withholdingCommon Stock 443 $38.70 $17,144.10
Disclosure

SEC source: 0001020859-16-000325 · wf-form4_147440165044287.xml · nonDerivative · entry 4

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,895

F3 · kind: On September 17, 2016, 1,333 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 443 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
September 17, 2016 Filed Sep 20, 2016 20:01 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionCommon Stock 1,333 $0.00 $0.00
Disclosure

SEC source: 0001020859-16-000325 · wf-form4_147440165044287.xml · nonDerivative · entry 3

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 20:01 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001020859-16-000325 · wf-form4_147440165044287.xml · derivative · entry 6

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Restricted stock units awarded September 16, 2013.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F7 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

F7 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 20:01 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Tax withholdingCommon Stock 333 $38.70 $12,887.10
Disclosure

SEC source: 0001020859-16-000325 · wf-form4_147440165044287.xml · nonDerivative · entry 2

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,005

F2 · kind: On September 16, 2016, 1,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 333 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 20:01 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001020859-16-000325 · wf-form4_147440165044287.xml · nonDerivative · entry 1

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 21:55 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 GrantRestricted Stock Unit · Derivative 7,150 $0.00 $0.00
Disclosure

SEC source: 0001020859-16-000304 · wf-form4_147406289161675.xml · derivative · entry 3

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,150

Underlying: Common Stock · 7,150 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 21:09 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionRestricted Stock Unit · Derivative 877 $0.00 $0.00
Disclosure

SEC source: 0001020859-16-000274 · wf-form4_147397374852628.xml · derivative · entry 4

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Restricted stock units awarded September 13, 2012.

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F6 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

F6 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.

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September 13, 2016 Filed Sep 15, 2016 21:09 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Tax withholdingCommon Stock 292 $41.16 $12,018.72
Disclosure

SEC source: 0001020859-16-000274 · wf-form4_147397374852628.xml · nonDerivative · entry 2

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,338

F2 · kind: On September 13, 2016, 877 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 292 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

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September 13, 2016 Filed Sep 15, 2016 21:09 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 Exercise / conversionCommon Stock 877 $0.00 $0.00
Disclosure

SEC source: 0001020859-16-000274 · wf-form4_147397374852628.xml · nonDerivative · entry 1

SMITH CRAIG HARDER · CIK 0001507726 · SVP, Fresh Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.