Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Willdan Group, Inc.WLDN · Entity 4758 | Director | December 13, 2017 | December 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Willdan Group, Inc.
Report date December 13, 2017 · Filed December 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,657 |
Last balance in matching sequence
After 2017-12-13 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2017-12-13 · Exercise / conversion · Acquired 5,000 · Balance 26,657 F1: Includes i) 1,474 shares of restricted stock that vest in three substantially equal installments on each June 8, 2018, June 8, 2019 and June 8, 2020, ii) 1,200 shares of restricted stock that vest on June 5, 2018 and iii) 3,056 shares of restricted stock that vest in two substantially equal installments on each of June 9, 2018 and June 9, 2019. Row 2 · 2017-12-13 · Exercise / conversion · Acquired 5,000 · Balance 31,657 F1: Includes i) 1,474 shares of restricted stock that vest in three substantially equal installments on each June 8, 2018, June 8, 2019 and June 8, 2020, ii) 1,200 shares of restricted stock that vest on June 5, 2018 and iii) 3,056 shares of restricted stock that vest in two substantially equal installments on each of June 9, 2018 and June 9, 2019. Row 3 · 2017-12-13 · Exercise / conversion · Acquired 5,000 · Balance 36,657 F1: Includes i) 1,474 shares of restricted stock that vest in three substantially equal installments on each June 8, 2018, June 8, 2019 and June 8, 2020, ii) 1,200 shares of restricted stock that vest on June 5, 2018 and iii) 3,056 shares of restricted stock that vest in two substantially equal installments on each of June 9, 2018 and June 9, 2019. Row 4 · 2017-12-13 · Exercise / conversion · Acquired 5,000 · Balance 41,657 F1: Includes i) 1,474 shares of restricted stock that vest in three substantially equal installments on each June 8, 2018, June 8, 2019 and June 8, 2020, ii) 1,200 shares of restricted stock that vest on June 5, 2018 and iii) 3,056 shares of restricted stock that vest in two substantially equal installments on each of June 9, 2018 and June 9, 2019. Row 5 · 2017-12-13 · Exercise / conversion · Acquired 2,000 · Balance 43,657 F1: Includes i) 1,474 shares of restricted stock that vest in three substantially equal installments on each June 8, 2018, June 8, 2019 and June 8, 2020, ii) 1,200 shares of restricted stock that vest on June 5, 2018 and iii) 3,056 shares of restricted stock that vest in two substantially equal installments on each of June 9, 2018 and June 9, 2019. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2022-06-04 | Direct | 0 |
Reported balance
After 2017-12-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-12-13 · Exercise / conversion · Disposed 5,000 · Balance 0 F2: The option became exercisable in two equal installments on each of June 4, 2013 and June 4, 2014. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.87 · Expires 2019-06-08 | Direct | 0 |
Reported balance
After 2017-12-13 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-12-13 · Exercise / conversion · Disposed 5,000 · Balance 0 F3: The option became exercisable in two equal installments on each of June 8, 2010 and June 8, 2011. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.48 · Expires 2020-06-07 | Direct | 0 |
Reported balance
After 2017-12-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-12-13 · Exercise / conversion · Disposed 5,000 · Balance 0 F4: The option became exercisable in two equal installments on each of June 7, 2011 and June 7, 2012. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.01 · Expires 2021-06-06 | Direct | 0 |
Reported balance
After 2017-12-13 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-12-13 · Exercise / conversion · Disposed 5,000 · Balance 0 F5: The option became exercisable in two equal installments on each of June 6, 2012 and June 6, 2013. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.21 · Expires 2018-06-10 | Direct | 0 |
Reported balance
After 2017-12-13 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-12-13 · Exercise / conversion · Disposed 2,000 · Balance 0 F6: The option became exercisable in two equal installments on each of June 10, 2009 and June 10, 2010. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes i) 1,474 shares of restricted stock that vest in three substantially equal installments on each June 8, 2018, June 8, 2019 and June 8, 2020, ii) 1,200 shares of restricted stock that vest on June 5, 2018 and iii) 3,056 shares of restricted stock that vest in two substantially equal installments on each of June 9, 2018 and June 9, 2019.
F2: The option became exercisable in two equal installments on each of June 4, 2013 and June 4, 2014.
F3: The option became exercisable in two equal installments on each of June 8, 2010 and June 8, 2011.
F4: The option became exercisable in two equal installments on each of June 7, 2011 and June 7, 2012.
F5: The option became exercisable in two equal installments on each of June 6, 2012 and June 6, 2013.
F6: The option became exercisable in two equal installments on each of June 10, 2009 and June 10, 2010.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2017 Filed Dec 15, 2017 00:35 UTC | Willdan Group, Inc. WLDN · Entity 4758 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $5.21 | $0.00 |
DisclosureSEC source: 0001179110-17-015390 · edgar.xml · derivative · entry 10 Westfall Win · CIK 0001378183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2018-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option became exercisable in two equal installments on each of June 10, 2009 and June 10, 2010. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 00:35 UTC | Willdan Group, Inc. WLDN · Entity 4758 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0001179110-17-015390 · edgar.xml · derivative · entry 9 Westfall Win · CIK 0001378183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2021-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option became exercisable in two equal installments on each of June 6, 2012 and June 6, 2013. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 00:35 UTC | Willdan Group, Inc. WLDN · Entity 4758 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0001179110-17-015390 · edgar.xml · derivative · entry 8 Westfall Win · CIK 0001378183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable in two equal installments on each of June 7, 2011 and June 7, 2012. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 00:35 UTC | Willdan Group, Inc. WLDN · Entity 4758 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $1.87 | $0.00 |
DisclosureSEC source: 0001179110-17-015390 · edgar.xml · derivative · entry 7 Westfall Win · CIK 0001378183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable in two equal installments on each of June 8, 2010 and June 8, 2011. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 00:35 UTC | Willdan Group, Inc. WLDN · Entity 4758 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001179110-17-015390 · edgar.xml · derivative · entry 6 Westfall Win · CIK 0001378183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2022-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable in two equal installments on each of June 4, 2013 and June 4, 2014. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 00:35 UTC | Willdan Group, Inc. WLDN · Entity 4758 | Exercise / conversionCommon Stock | 2,000 | $5.21 | $10,420.00 |
DisclosureSEC source: 0001179110-17-015390 · edgar.xml · nonDerivative · entry 5 Westfall Win · CIK 0001378183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes i) 1,474 shares of restricted stock that vest in three substantially equal installments on each June 8, 2018, June 8, 2019 and June 8, 2020, ii) 1,200 shares of restricted stock that vest on June 5, 2018 and iii) 3,056 shares of restricted stock that vest in two substantially equal installments on each of June 9, 2018 and June 9, 2019. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 00:35 UTC | Willdan Group, Inc. WLDN · Entity 4758 | Exercise / conversionCommon Stock | 5,000 | $4.01 | $20,050.00 |
DisclosureSEC source: 0001179110-17-015390 · edgar.xml · nonDerivative · entry 4 Westfall Win · CIK 0001378183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes i) 1,474 shares of restricted stock that vest in three substantially equal installments on each June 8, 2018, June 8, 2019 and June 8, 2020, ii) 1,200 shares of restricted stock that vest on June 5, 2018 and iii) 3,056 shares of restricted stock that vest in two substantially equal installments on each of June 9, 2018 and June 9, 2019. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 00:35 UTC | Willdan Group, Inc. WLDN · Entity 4758 | Exercise / conversionCommon Stock | 5,000 | $2.48 | $12,400.00 |
DisclosureSEC source: 0001179110-17-015390 · edgar.xml · nonDerivative · entry 3 Westfall Win · CIK 0001378183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes i) 1,474 shares of restricted stock that vest in three substantially equal installments on each June 8, 2018, June 8, 2019 and June 8, 2020, ii) 1,200 shares of restricted stock that vest on June 5, 2018 and iii) 3,056 shares of restricted stock that vest in two substantially equal installments on each of June 9, 2018 and June 9, 2019. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 00:35 UTC | Willdan Group, Inc. WLDN · Entity 4758 | Exercise / conversionCommon Stock | 5,000 | $1.87 | $9,350.00 |
DisclosureSEC source: 0001179110-17-015390 · edgar.xml · nonDerivative · entry 2 Westfall Win · CIK 0001378183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes i) 1,474 shares of restricted stock that vest in three substantially equal installments on each June 8, 2018, June 8, 2019 and June 8, 2020, ii) 1,200 shares of restricted stock that vest on June 5, 2018 and iii) 3,056 shares of restricted stock that vest in two substantially equal installments on each of June 9, 2018 and June 9, 2019. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 00:35 UTC | Willdan Group, Inc. WLDN · Entity 4758 | Exercise / conversionCommon Stock | 5,000 | $1.80 | $9,000.00 |
DisclosureSEC source: 0001179110-17-015390 · edgar.xml · nonDerivative · entry 1 Westfall Win · CIK 0001378183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes i) 1,474 shares of restricted stock that vest in three substantially equal installments on each June 8, 2018, June 8, 2019 and June 8, 2020, ii) 1,200 shares of restricted stock that vest on June 5, 2018 and iii) 3,056 shares of restricted stock that vest in two substantially equal installments on each of June 9, 2018 and June 9, 2019. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 17:31 UTC | Willdan Group, Inc. WLDN · Entity 4758 | GrantCommon Stock | 1,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008872 · edgar.xml · nonDerivative · entry 1 Westfall Win · CIK 0001378183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,657 F1 · shares: The shares vest in three substantially equal installments on each of June 8, 2018, June 8, 2019 and June 8, 2020. F2 · balance_after: Includes 1,200 shares of restricted stock that vest on June 5, 2018 and 4,583 shares of restricted stock that vest in three substantially equal installments on each of June 9, 2017, June 9, 2018 and June 9, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.