Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALASKA AIR GROUP, INC.ALK · Entity 3976 | PRES & COO/VIRGIN AMER | December 14, 2017 | December 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALASKA AIR GROUP, INC.
Report date December 14, 2017 · Filed December 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| RESTRICTED STOCK UNITSSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-14 | Direct | 13,642 |
Reported balance
After 2017-12-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-12-14 · Grant · Acquired 13,642 · Balance 13,642 F2: 50% OF THE RESTRICTED STOCK UNITS ARE SCHEDULED TO VEST ON 6/14/2018; THE REMAINING 50% ARE SCHEDULED TO VEST IN SIX SUBSTANTIALLY EQUAL MONTHLY INSTALLMENTS AFTER 6/14/2018. |
| COMMON STOCKSEC Table I · non-derivative | Direct | 11,288 |
Reported balance
Holding disclosure · report date 2017-12-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 11,288 F1: TOTAL HELD IN COLUMN 5 INCLUDES 11,288 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 12/14/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN (PREVIOUSLY REPORTED ON TABLE 1 COLUMN AS RESTRICTED STOCK UNITS). |
Filing footnotes · ownership attribution and instrument terms
F1: TOTAL HELD IN COLUMN 5 INCLUDES 11,288 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 12/14/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN (PREVIOUSLY REPORTED ON TABLE 1 COLUMN AS RESTRICTED STOCK UNITS).
F2: 50% OF THE RESTRICTED STOCK UNITS ARE SCHEDULED TO VEST ON 6/14/2018; THE REMAINING 50% ARE SCHEDULED TO VEST IN SIX SUBSTANTIALLY EQUAL MONTHLY INSTALLMENTS AFTER 6/14/2018.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Virgin America Inc.
Report date December 14, 2016 · Filed December 14, 2016
Section 16 reporting ended · disclosed 2016-12-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-14 transaction · row 1
1 source rowRow 1 · 2016-12-14 · Disposition to issuer · Disposed 54,361 · Balance 0 F1: Includes 5,519 restricted stock units ("RSUs"), 10,746 shares of serviced-based restricted stock and also 15,328 shares of performance-based restricted stock, which resulted from an initial award of 7,664 shares. F2: Pursuant to the Agreement and Plan of Merger, dated April 1, 2016, by and among Virgin America Inc., Alaska Air Group, Inc. and Alpine Acquisition Corp. (the "Merger Agreement"), (i) each issued and outstanding RSU was automatically vested and converted into the right to receive $57.00 in cash, without interest, (ii) each issued and outstanding share of common stock was automatically cancelled and converted into the right to receive $57.00 in cash, without interest, (iii) each issued and outstanding share of service-based restricted stock was automatically vested and converted into the right to receive $57.00 in cash, without interest, and (iv) each issued and outstanding share of performance-based restricted stock was automatically vested (treating the performance-based condition to which such award was subject as having been attained at a level of 200%) and converted into the right to receive $57.00 in cash, without interest. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.61 · Expires 2021-07-19 | Direct | 0 |
Reported balance
After 2016-12-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-12-14 · Disposition to issuer · Disposed 10,597 · Balance 0 F3: Pursuant to the Merger Agreement, this option, whether or not then vested, was cancelled in exchange for a cash payment for each share subject to the option equal to the excess of $57.00 over the per share exercise price of the option. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.61 · Expires 2021-07-19 | Direct | 0 |
Reported balance
After 2016-12-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-12-14 · Disposition to issuer · Disposed 26,493 · Balance 0 F3: Pursuant to the Merger Agreement, this option, whether or not then vested, was cancelled in exchange for a cash payment for each share subject to the option equal to the excess of $57.00 over the per share exercise price of the option. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.53 · Expires 2023-05-12 | Direct | 0 |
Reported balance
After 2016-12-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-12-14 · Disposition to issuer · Disposed 66,234 · Balance 0 F3: Pursuant to the Merger Agreement, this option, whether or not then vested, was cancelled in exchange for a cash payment for each share subject to the option equal to the excess of $57.00 over the per share exercise price of the option. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 5,519 restricted stock units ("RSUs"), 10,746 shares of serviced-based restricted stock and also 15,328 shares of performance-based restricted stock, which resulted from an initial award of 7,664 shares.
F2: Pursuant to the Agreement and Plan of Merger, dated April 1, 2016, by and among Virgin America Inc., Alaska Air Group, Inc. and Alpine Acquisition Corp. (the "Merger Agreement"), (i) each issued and outstanding RSU was automatically vested and converted into the right to receive $57.00 in cash, without interest, (ii) each issued and outstanding share of common stock was automatically cancelled and converted into the right to receive $57.00 in cash, without interest, (iii) each issued and outstanding share of service-based restricted stock was automatically vested and converted into the right to receive $57.00 in cash, without interest, and (iv) each issued and outstanding share of performance-based restricted stock was automatically vested (treating the performance-based condition to which such award was subject as having been attained at a level of 200%) and converted into the right to receive $57.00 in cash, without interest.
F3: Pursuant to the Merger Agreement, this option, whether or not then vested, was cancelled in exchange for a cash payment for each share subject to the option equal to the excess of $57.00 over the per share exercise price of the option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2017 Filed Dec 16, 2017 00:07 UTC | ALASKA AIR GROUP, INC. ALK · Entity 3976 | GrantRESTRICTED STOCK UNITS · Derivative | 13,642 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003337 · form.xml · derivative · entry 2 Hunt Peter D · CIK 0001312361 · PRES & COO/VIRGIN AMER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,642 Underlying: COMMON STOCK · 13,642 shares Expires 2020-12-14 F2 · derivative.exercise_date: 50% OF THE RESTRICTED STOCK UNITS ARE SCHEDULED TO VEST ON 6/14/2018; THE REMAINING 50% ARE SCHEDULED TO VEST IN SIX SUBSTANTIALLY EQUAL MONTHLY INSTALLMENTS AFTER 6/14/2018. Read SEC document |
| December 14, 2016 Filed Dec 14, 2016 21:20 UTC | Virgin America Inc. VA · Entity 180352 | Disposition to issuerStock Option (right to buy) · Derivative | 66,234 | Not disclosed Strike: $16.53 | Not disclosed |
DisclosureSEC source: 0001614436-16-000139 · wf-form4_148176842432006.xml · derivative · entry 4 Hunt Peter D · CIK 0001312361 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,234 shares Expires 2023-05-12 F3 · price: Pursuant to the Merger Agreement, this option, whether or not then vested, was cancelled in exchange for a cash payment for each share subject to the option equal to the excess of $57.00 over the per share exercise price of the option. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, this option, whether or not then vested, was cancelled in exchange for a cash payment for each share subject to the option equal to the excess of $57.00 over the per share exercise price of the option. Read SEC document |
| December 14, 2016 Filed Dec 14, 2016 21:20 UTC | Virgin America Inc. VA · Entity 180352 | Disposition to issuerStock Option (right to buy) · Derivative | 26,493 | Not disclosed Strike: $16.61 | Not disclosed |
DisclosureSEC source: 0001614436-16-000139 · wf-form4_148176842432006.xml · derivative · entry 3 Hunt Peter D · CIK 0001312361 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,493 shares Expires 2021-07-19 F3 · price: Pursuant to the Merger Agreement, this option, whether or not then vested, was cancelled in exchange for a cash payment for each share subject to the option equal to the excess of $57.00 over the per share exercise price of the option. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, this option, whether or not then vested, was cancelled in exchange for a cash payment for each share subject to the option equal to the excess of $57.00 over the per share exercise price of the option. Read SEC document |
| December 14, 2016 Filed Dec 14, 2016 21:20 UTC | Virgin America Inc. VA · Entity 180352 | Disposition to issuerStock Option (right to buy) · Derivative | 10,597 | Not disclosed Strike: $16.61 | Not disclosed |
DisclosureSEC source: 0001614436-16-000139 · wf-form4_148176842432006.xml · derivative · entry 2 Hunt Peter D · CIK 0001312361 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,597 shares Expires 2021-07-19 F3 · price: Pursuant to the Merger Agreement, this option, whether or not then vested, was cancelled in exchange for a cash payment for each share subject to the option equal to the excess of $57.00 over the per share exercise price of the option. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, this option, whether or not then vested, was cancelled in exchange for a cash payment for each share subject to the option equal to the excess of $57.00 over the per share exercise price of the option. Read SEC document |
| December 14, 2016 Filed Dec 14, 2016 21:20 UTC | Virgin America Inc. VA · Entity 180352 | Disposition to issuerCommon Stock | 54,361 | $57.00 | $3,098,577.00 |
DisclosureSEC source: 0001614436-16-000139 · wf-form4_148176842432006.xml · nonDerivative · entry 1 Hunt Peter D · CIK 0001312361 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 5,519 restricted stock units ("RSUs"), 10,746 shares of serviced-based restricted stock and also 15,328 shares of performance-based restricted stock, which resulted from an initial award of 7,664 shares. F2 · price: Pursuant to the Agreement and Plan of Merger, dated April 1, 2016, by and among Virgin America Inc., Alaska Air Group, Inc. and Alpine Acquisition Corp. (the "Merger Agreement"), (i) each issued and outstanding RSU was automatically vested and converted into the right to receive $57.00 in cash, without interest, (ii) each issued and outstanding share of common stock was automatically cancelled and converted into the right to receive $57.00 in cash, without interest, (iii) each issued and outstanding share of service-based restricted stock was automatically vested and converted into the right to receive $57.00 in cash, without interest, and (iv) each issued and outstanding share of performance-based restricted stock was automatically vested (treating the performance-based condition to which such award was subject as having been attained at a level of 200%) and converted into the right to receive $57.00 in cash, without interest. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 13:47 UTC | Virgin America Inc. VA · Entity 180352 | Tax withholdingCommon Stock | 2,104 | $56.45 | $118,770.80 |
DisclosureSEC source: 0001614436-16-000110 · wf-form4_147992682819727.xml · nonDerivative · entry 1 Hunt Peter D · CIK 0001312361 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,033 F1 · kind: The shares were withheld from the reporting person solely to cover tax obligations with respect to the issued shares. F2 · balance_after: Includes 5,519 restricted stock units and 10,746 shares of restricted stock. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 18:50 UTC | Virgin America Inc. VA · Entity 180352 | Tax withholdingCommon Stock | 2,052 | $55.68 | $114,255.36 |
DisclosureSEC source: 0001312361-16-000003 · wf-form4_147942663995843.xml · nonDerivative · entry 2 Hunt Peter D · CIK 0001312361 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,137 F3 · kind: The shares were withheld from the reporting person solely to cover tax obligations with respect to the issued shares. F4 · balance_after: Includes 11,038 shares of restricted stock units and 10,746 shares of restricted stock. Read SEC document |
| May 27, 2016 Filed Nov 17, 2016 18:50 UTC | Virgin America Inc. VA · Entity 180352 | GiftCommon Stock | 8,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001312361-16-000003 · wf-form4_147942663995843.xml · nonDerivative · entry 1 Hunt Peter D · CIK 0001312361 · Senior VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,189 F1 · kind: This denotes a charitable contribution. F2 · balance_after: Included 11,038 shares of restricted stock units and 16,120 shares of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.