Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HALLADOR ENERGY COHNRG · Entity 5143 | Director · Chairman of the Board | December 15, 2017 | December 20, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HALLADOR ENERGY CO
Report date December 15, 2017 · Filed December 20, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 357,000 |
Ending reported balance
After 2017-12-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-12-15 · Exercise / conversion · Acquired 80,000 · Balance 394,264 F1: Represents Restricted Stock Units that vested on December 15, 2017. Each restricted stock unit represents one share of Hallador Common Stock. Row 2 · 2017-12-15 · Tax withholding · Disposed 37,264 · Balance 357,000 F2: Represents vested shares of common stock withheld by the Issuer to satisfy applicable payroll tax withholding. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2017-12-15 | Direct | 220,000 |
Reported balance
After 2017-12-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-12-15 · Exercise / conversion · Disposed 80,000 · Balance 220,000 F1: Represents Restricted Stock Units that vested on December 15, 2017. Each restricted stock unit represents one share of Hallador Common Stock. F3: Restricted Stock Units awarded on 02/01/2014. F4: Represents Restricted Stock Units awarded on June 6, 2017. |
| COMMON STOCKSEC Table I · non-derivative | IndirectOwned by Spouse | 7,000 |
Reported balance
Holding disclosure · report date 2017-12-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units that vested on December 15, 2017. Each restricted stock unit represents one share of Hallador Common Stock.
F2: Represents vested shares of common stock withheld by the Issuer to satisfy applicable payroll tax withholding.
F3: Restricted Stock Units awarded on 02/01/2014.
F4: Represents Restricted Stock Units awarded on June 6, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2017 Filed Dec 20, 2017 02:56 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | Exercise / conversionRestricted Stock Unit · Derivative | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001424577-17-000003 · primary_doc.xml · derivative · entry 4 STABIO VICTOR P · CIK 0001287271 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Underlying: Common Stock · 80,000 shares Expires 2017-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Stock Units that vested on December 15, 2017. Each restricted stock unit represents one share of Hallador Common Stock. F1 · price: Represents Restricted Stock Units that vested on December 15, 2017. Each restricted stock unit represents one share of Hallador Common Stock. F3 · derivative.underlying_shares: Restricted Stock Units awarded on 02/01/2014. F4 · balance_after: Represents Restricted Stock Units awarded on June 6, 2017. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 02:56 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | Tax withholdingCOMMON STOCK | 37,264 | $5.93 | $220,975.52 |
DisclosureSEC source: 0001424577-17-000003 · primary_doc.xml · nonDerivative · entry 2 STABIO VICTOR P · CIK 0001287271 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,000 F2 · shares: Represents vested shares of common stock withheld by the Issuer to satisfy applicable payroll tax withholding. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 02:56 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | Exercise / conversionCOMMON STOCK | 80,000 | $5.93 | $474,400.00 |
DisclosureSEC source: 0001424577-17-000003 · primary_doc.xml · nonDerivative · entry 1 STABIO VICTOR P · CIK 0001287271 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Restricted Stock Units that vested on December 15, 2017. Each restricted stock unit represents one share of Hallador Common Stock. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 20:37 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | GrantRestricted Stock Unit · Derivative | 220,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000788965-17-000019 · primary_doc.xml · derivative · entry 1 STABIO VICTOR P · CIK 0001287271 · Director · Chairman and Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 220,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Hallador Energy Company common stock. F2 · price: The 220,000 restricted stock units, shall vest in the amount of 55,000 restricted stock units on December 16th of each of 2018, 2019, 2020 and 2021. Vested shares will delivered to the reporting person pursuant to terms of the Amended and Restated 2008 RSU Plan. F2 · derivative.exercise_date: The 220,000 restricted stock units, shall vest in the amount of 55,000 restricted stock units on December 16th of each of 2018, 2019, 2020 and 2021. Vested shares will delivered to the reporting person pursuant to terms of the Amended and Restated 2008 RSU Plan. F2 · derivative.expiration_date: The 220,000 restricted stock units, shall vest in the amount of 55,000 restricted stock units on December 16th of each of 2018, 2019, 2020 and 2021. Vested shares will delivered to the reporting person pursuant to terms of the Amended and Restated 2008 RSU Plan. F3 · balance_after: 100,000 RSUs vest/lapse on December 16, 2017. The remaining 220,000 restricted stock units, shall vest in the amount of 55,000 restricted stock units on December 16th of each of 2018, 2019, 2020 and 2021 or otherwise in accordance with the terms of the RSU Plan and the applicable award agreement. Read SEC document |
| May 16, 2017 Filed May 18, 2017 23:53 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | Tax withholdingCommon Stock | 46,512 | $7.74 | $360,002.88 |
DisclosureSEC source: 0000788965-17-000011 · primary_doc.xml · nonDerivative · entry 2 STABIO VICTOR P · CIK 0001287271 · Director · Chairman & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,264 F2 · shares: Represents shares withheld by the Issuer to satisfy applicable payroll tax withholding. Read SEC document |
| May 16, 2017 Filed May 18, 2017 23:53 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | GrantCOMMON STOCK | 100,000 | $7.74 | $774,000.00 |
DisclosureSEC source: 0000788965-17-000011 · primary_doc.xml · nonDerivative · entry 1 STABIO VICTOR P · CIK 0001287271 · Director · Chairman & Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,776 F1 · shares: The reporting person was granted restricted stock units that vested in their entirety immediately upon grant date, May 16, 2017. Each restricted stock unit represented one share of Hallador Common Stock. Read SEC document |
| December 16, 2016 Filed Dec 21, 2016 01:45 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | Exercise / conversionRestricted Stock Unit · Derivative | 80,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000788965-16-000057 · primary_doc.xml · derivative · entry 4 STABIO VICTOR P · CIK 0001287271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: common stock · 80,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Restricted Stock Units awarded on 02/01/2014 that vest 25% annually starting on December 16, 2014. F3 · derivative.expiration_date: Restricted Stock Units awarded on 02/01/2014 that vest 25% annually starting on December 16, 2014. F4 · balance_after: Vest on December 16, 2017. Read SEC document |
| December 16, 2016 Filed Dec 21, 2016 01:45 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | Tax withholdingCommon stock | 37,264 | $8.74 | $325,687.36 |
DisclosureSEC source: 0000788965-16-000057 · primary_doc.xml · nonDerivative · entry 3 STABIO VICTOR P · CIK 0001287271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,776 F1 · shares: Shares received from the vesting of Restricted Stock Units. F2 · shares: Shares withheld to satisfy tax withholding. Read SEC document |
| December 16, 2016 Filed Dec 21, 2016 01:45 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | Exercise / conversionCommon stock | 80,000 | $8.74 | $699,200.00 |
DisclosureSEC source: 0000788965-16-000057 · primary_doc.xml · nonDerivative · entry 2 STABIO VICTOR P · CIK 0001287271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares received from the vesting of Restricted Stock Units. Read SEC document |
| September 05, 2016 Filed Dec 21, 2016 01:45 UTC | HALLADOR ENERGY CO HNRG · Entity 5143 | GiftCommon stock | 76,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000788965-16-000057 · primary_doc.xml · nonDerivative · entry 1 STABIO VICTOR P · CIK 0001287271 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,040 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.