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person · Reporting owner

Herman Alan C.

Disclosed activity across 1 company

Tapewire entity
171047
SEC CIK
0001622080

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Coherus Oncology, Inc.CHRS · Entity 6276Chief Scientific OfficerDecember 15, 2017December 19, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Coherus Oncology, Inc.

Report date December 15, 2017 · Filed December 19, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par valueSEC Table I · non-derivativeDirect50,460 Reported balance After 2017-12-15 transaction · row 1
1 source row

Row 1 · 2017-12-15 · Grant · Acquired 809 · Balance 50,460

Common Stock, $0.0001 par valueSEC Table I · non-derivativeIndirectBy Trust300,164 Reported balance Holding disclosure · report date 2017-12-15 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 300,164

F1: These shares are held by the Herman Trust, dated March 16, 2001, of which Reporting Person is a co trustee.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by the Herman Trust, dated March 16, 2001, of which Reporting Person is a co trustee.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2017 Filed Dec 19, 2017 21:07 UTC Coherus Oncology, Inc. CHRS · Entity 6276 GrantCommon Stock, $0.0001 par value 809 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029155 · doc4.xml · nonDerivative · entry 1

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,460

Read SEC document
August 08, 2017 Filed Aug 10, 2017 20:05 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 17,535 $15.02 $263,300.30
Disclosure

SEC source: 0000899243-17-020046 · doc4.xml · nonDerivative · entry 1

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,651

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $15.00 to $15.15, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

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July 05, 2017 Filed Jul 7, 2017 20:05 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 600 $15.00 $9,000.00
Disclosure

SEC source: 0000899243-17-018067 · doc4.xml · nonDerivative · entry 1

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,186

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:05 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 1,732 $20.98 $36,342.04
Disclosure

SEC source: 0000899243-17-015285 · doc4.xml · nonDerivative · entry 2

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,786

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $20.90 to $21.15, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:05 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 9,601 $20.20 $193,949.80
Disclosure

SEC source: 0000899243-17-015285 · doc4.xml · nonDerivative · entry 1

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,518

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $19.85 to $20.85, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 01, 2017 Filed May 3, 2017 20:05 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 11,333 $20.00 $226,626.00
Disclosure

SEC source: 0000899243-17-011610 · doc4.xml · nonDerivative · entry 1

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,119

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $19.25 to $20.40, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 20:06 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 11,333 $20.73 $234,985.22
Disclosure

SEC source: 0000899243-17-009488 · doc4.xml · nonDerivative · entry 1

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,452

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $20.45 to $21.25, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:05 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 11,333 $24.19 $274,171.34
Disclosure

SEC source: 0000899243-17-006341 · doc4.xml · nonDerivative · entry 1

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,785

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $23.85 to $24.625, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:05 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 11,333 $27.37 $310,154.74
Disclosure

SEC source: 0000899243-17-002713 · doc4.xml · nonDerivative · entry 1

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,118

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $26.95 to $27.95, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:07 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 683 $28.60 $19,536.33
Disclosure

SEC source: 0000899243-17-000442 · doc4.xml · nonDerivative · entry 2

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,451

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $28.525 to $28.70, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:07 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 10,650 $27.90 $297,186.12
Disclosure

SEC source: 0000899243-17-000442 · doc4.xml · nonDerivative · entry 1

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,134

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $27.50 to $28.50, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:00 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 8,133 $27.55 $224,077.98
Disclosure

SEC source: 0001140361-16-088854 · doc1.xml · nonDerivative · entry 2

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,784

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $27.45 to $27.80 inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.s

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:00 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 3,200 $27.01 $86,445.12
Disclosure

SEC source: 0001140361-16-088854 · doc1.xml · nonDerivative · entry 1

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,917

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $26.40 to $27.35 inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.s

Read SEC document
November 01, 2016 Filed Nov 3, 2016 20:05 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 11,333 $27.53 $312,041.69
Disclosure

SEC source: 0000899243-16-032715 · doc4.xml · nonDerivative · entry 1

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,117

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $27.00 to $27.95, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:05 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 3,237 $26.26 $84,997.79
Disclosure

SEC source: 0000899243-16-031223 · doc4.xml · nonDerivative · entry 2

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,450

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $26.02 to $26.83, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:05 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 8,096 $25.47 $206,203.50
Disclosure

SEC source: 0000899243-16-031223 · doc4.xml · nonDerivative · entry 1

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,687

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $25.02 to $26.01, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 20:05 UTC Coherus Oncology, Inc. CHRS · Entity 6276 SaleCommon Stock, $0.0001 par value 16,999 $29.99 $509,715.02
Disclosure

SEC source: 0000899243-16-028532 · doc4.xml · nonDerivative · entry 1

Herman Alan C. · CIK 0001622080 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,783

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $29.5450 to $30.24, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.