Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Riot Platforms, Inc.RIOT · Entity 3724 | Director · President, CEO, Chairman | December 29, 2017 | December 29, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Riot Platforms, Inc.
Report date December 29, 2017 · Filed December 29, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,500 |
Reported balance
After 2017-12-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-12-29 · Sale · Disposed 19,583 · Balance 39,500 F1: Includes shares vested or to be vested within 60 days. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 12,500 |
Reported balance
After 2017-12-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-12-29 · Sale · Disposed 10,800 · Balance 12,500 F2: Held by ATG Capital LLC ("ATG"). Reporting Person is the managing member and sole beneficiary of ATG and in such capacity holds voting and dispositive power over the securities held by ATG. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares vested or to be vested within 60 days.
F2: Held by ATG Capital LLC ("ATG"). Reporting Person is the managing member and sole beneficiary of ATG and in such capacity holds voting and dispositive power over the securities held by ATG.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2017 Filed Dec 29, 2017 22:23 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | SaleCommon Stock | 10,800 | $28.90 | $312,120.00 |
DisclosureSEC source: 0001140361-17-047827 · doc1.xml · nonDerivative · entry 2 O'Rourke John R. III · CIK 0001694931 · Director · President, CEO, Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,500 F2 · ownership.nature: Held by ATG Capital LLC ("ATG"). Reporting Person is the managing member and sole beneficiary of ATG and in such capacity holds voting and dispositive power over the securities held by ATG. Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 22:23 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | SaleCommon Stock | 19,583 | $28.45 | $557,136.35 |
DisclosureSEC source: 0001140361-17-047827 · doc1.xml · nonDerivative · entry 1 O'Rourke John R. III · CIK 0001694931 · Director · President, CEO, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,500 F1 · balance_after: Includes shares vested or to be vested within 60 days. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 22:33 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantOption · Derivative | 100,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041046 · doc1.xml · derivative · entry 2 O'Rourke John R. III · CIK 0001694931 · Director · President, CEO, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 100,000 shares Expires 2027-11-03 F5 · price: Option Award is compensation for the Reporting Person's appointment as Chief Executive Officer of the Issuer. F4 · derivative.exercise_date: Represents an option award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Option Award"), which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance, subject to shareholder approval. F6 · balance_after: Includes options vested or to be vested within 60 days pursuant to the Option Award. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 22:33 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantCommon Stock | 344,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-041046 · doc1.xml · nonDerivative · entry 1 O'Rourke John R. III · CIK 0001694931 · Director · President, CEO, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,750 F1 · shares: Represents a restricted stock award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance. F2 · price: Restricted Stock Award is compensation for the Reporting Person's appointment as Chief Executive Officer of the Issuer. F3 · balance_after: Includes shares vested or to be vested within 60 days pursuant to the Restricted Stock Award. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 21:10 UTC | Riot Platforms, Inc. BIOP · Entity 3724 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-036984 · doc1.xml · nonDerivative · entry 1 O'Rourke John R. III · CIK 0001694931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,126 F1 · shares: Represents a restricted stock award under the Bioptix, Inc. Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance. The vesting of the Restricted Stock Award is subject to acceleration upon the occurrence of a "Qualifying Transaction", as such term is defined in the Restricted Stock Award. F2 · price: Restricted Stock Award is compensation for the Reporting Person's service on the Board. F3 · balance_after: Represents shares vested or to be vested within 60 days pursuant to restricted stock awards. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 21:21 UTC | Riot Platforms, Inc. BIOP · Entity 3724 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-033118 · doc1.xml · nonDerivative · entry 1 O'Rourke John R. III · CIK 0001694931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,916 F1 · shares: Represents a restricted stock award under the Bioptix, Inc. Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance. The vesting of the Restricted Stock Award is subject to acceleration upon the occurrence of a "Qualifying Transaction", as such term is defined in the Restricted Stock Award. F2 · price: Restricted Stock Award is compensation for the Reporting Person's service on the Board. F3 · balance_after: Represents shares vested or to be vested within 60 days pursuant to restricted stock awards. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:57 UTC | Riot Platforms, Inc. BIOP · Entity 3724 | GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004920 · doc1.xml · nonDerivative · entry 1 O'Rourke John R. III · CIK 0001694931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F1 · shares: Represents a restricted stock award under the Bioptix, Inc. Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance. The vesting of the Restricted Stock Award is subject to acceleration upon the occurrence of a "Qualifying Transaction", as such term is defined in the Restricted Stock Award. F2 · price: Restricted Stock Award is compensation for the Reporting Person's service on the Board. F1 · balance_after: Represents a restricted stock award under the Bioptix, Inc. Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 24 equal monthly installments over a two year period, beginning on the one month anniversary of the date of issuance. The vesting of the Restricted Stock Award is subject to acceleration upon the occurrence of a "Qualifying Transaction", as such term is defined in the Restricted Stock Award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.