person · Reporting owner

MILLER LLOYD I III

Disclosed activity across 15 companies

Tapewire entity: 170765
SEC CIK: 0000949119

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CAFEPRESS INC.PRSS · Entity 162508	10% owner	June 16, 2017	June 16, 2017
Capstone Holding Corp.CAPS · Entity 8383	10% owner	October 05, 2017	October 10, 2017
DETERMINE, INC.DTRM · Entity 158391	10% owner	December 28, 2017	January 02, 2018
Gulf Coast Ultra Deep Royalty TrustGULTU · Entity 7985	10% owner	November 13, 2017	November 14, 2017
ID SYSTEMS INCIDSY · Entity 154608	10% owner	July 12, 2017	July 13, 2017
INTERMOLECULAR INCIMI · Entity 154785	10% owner	May 23, 2017	September 29, 2017
ITERIS, INC.ITI · Entity 86402	10% owner	May 26, 2017	May 30, 2017
Kaspien Holdings Inc.TWMC · Entity 113955	10% owner	December 21, 2017	December 22, 2017
SPARK NETWORKS INCLOV · Entity 172072	10% owner	September 21, 2016	September 22, 2016
STAMPS.COM INCSTMP · Entity 134792	Director	September 07, 2017	September 08, 2017
bebe stores, inc.BEBE · Entity 170174	10% owner	September 18, 2017	September 19, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAFEPRESS INC.

Report date June 16, 2017 · Filed June 16, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Trust A-4 - Lloyd I. Miller	1,104,046	Reported balance After 2017-06-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-06-16 · Purchase · Acquired 11,885 · Balance 1,104,046 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	25,000	Reported balance Holding disclosure · report date 2017-06-16 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 25,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust D - Lloyd I. Miller	10,400	Reported balance Holding disclosure · report date 2017-06-16 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 10,400 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	60,000	Reported balance Holding disclosure · report date 2017-06-16 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 60,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam III L.P.	19,700	Reported balance Holding disclosure · report date 2017-06-16 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 19,700 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	Direct	1,233,500	Reported balance Holding disclosure · report date 2017-06-16 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 1,233,500
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	918,774	Reported balance Holding disclosure · report date 2017-06-16 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 918,774 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.

Capstone Holding Corp.

Report date October 05, 2017 · Filed October 10, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	624,100	Reported balance After 2017-10-05 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-10-05 · Sale · Disposed 100,000 · Balance 624,100 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	472,792	Reported balance Holding disclosure · report date 2017-10-05 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 472,792 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust D - Lloyd I. Miller	90,344	Reported balance Holding disclosure · report date 2017-10-05 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 90,344 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust C - Lloyd I. Miller	641,218	Reported balance Holding disclosure · report date 2017-10-05 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 641,218 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy LIM III - Trust A-4	2,914,484	Reported balance Holding disclosure · report date 2017-10-05 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 2,914,484 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F2: On September 27, 2017, in accordance with that certain Exercise of Authority of Distribution Adviser of Trust A-4, dated as of August 10, 2017, pursuant to which all securities held by Trust A-4 - Lloyd I. Miller were decanted to two (2) newly formed trusts, the investment adviser to Trust A-4 - Lloyd I. Miller directed the trustee and distribution adviser to distribute fifty percent (50%) of such securities to LIM III - Trust A-4 and fifty percent (50%) of such securities to MBM - Trust A-4. The decanting and distribution of all securities held or formerly held by Trust A-4 - Lloyd I. Miller is in process and final consummation thereof has yet to occur. Such transactions, when consummated, only effect a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was (or will be) exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.
Common StockSEC Table I · non-derivative	IndirectBy MBM - Trust A-4	2,914,484	Reported balance Holding disclosure · report date 2017-10-05 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 2,914,484 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F2: On September 27, 2017, in accordance with that certain Exercise of Authority of Distribution Adviser of Trust A-4, dated as of August 10, 2017, pursuant to which all securities held by Trust A-4 - Lloyd I. Miller were decanted to two (2) newly formed trusts, the investment adviser to Trust A-4 - Lloyd I. Miller directed the trustee and distribution adviser to distribute fifty percent (50%) of such securities to LIM III - Trust A-4 and fifty percent (50%) of such securities to MBM - Trust A-4. The decanting and distribution of all securities held or formerly held by Trust A-4 - Lloyd I. Miller is in process and final consummation thereof has yet to occur. Such transactions, when consummated, only effect a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was (or will be) exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

F2: On September 27, 2017, in accordance with that certain Exercise of Authority of Distribution Adviser of Trust A-4, dated as of August 10, 2017, pursuant to which all securities held by Trust A-4 - Lloyd I. Miller were decanted to two (2) newly formed trusts, the investment adviser to Trust A-4 - Lloyd I. Miller directed the trustee and distribution adviser to distribute fifty percent (50%) of such securities to LIM III - Trust A-4 and fifty percent (50%) of such securities to MBM - Trust A-4. The decanting and distribution of all securities held or formerly held by Trust A-4 - Lloyd I. Miller is in process and final consummation thereof has yet to occur. Such transactions, when consummated, only effect a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was (or will be) exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.

DETERMINE, INC.

Report date December 28, 2017 · Filed January 02, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	1,326,315	Reported balance After 2017-12-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-12-28 · Sale · Disposed 25,000 · Balance 1,326,315 F1: Shares were sold by the Reporting Person for tax planning purposes. F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.68 to $1.715 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2021-12-27	IndirectBy Milfam II L.P.	375,782	Reported balance After 2017-12-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2017-12-31 · Other · Acquired 33,185.75 · Balance 375,782 F5: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4: Subject to adjustment for fractional shares. F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F6: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2020-12-16	IndirectBy Milfam II L.P.	226,401	Reported balance After 2017-12-31 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2017-12-31 · Other · Acquired 16,743.63 · Balance 226,401 F5: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4: Subject to adjustment for fractional shares. F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F6: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $5.70 · Expires 2020-12-16	IndirectBy Milfam II L.P.	138,990	Reported balance Holding disclosure · report date 2017-12-28 · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · Balance 138,990 F7: As previously reported, the issuer entered into a binding term sheet with the reporting person pursuant to which the issuer agreed to issue and the reporting person agreed to purchase, junior secured convertible promissory notes in the aggregate principal amount of $3 million subject to negotiation and execution of definitive documentation. On March 11, 2015, the notes were executed and on May 5, 2015, the shareholders approved the conversion of the notes at the stockholders meeting. F4: Subject to adjustment for fractional shares. F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F6: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2020-12-16	Direct	226,401	Reported balance After 2017-12-31 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2017-12-31 · Other · Acquired 16,743.63 · Balance 226,401 F5: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4: Subject to adjustment for fractional shares. F6: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $5.70 · Expires 2020-12-16	Direct	138,990	Reported balance Holding disclosure · report date 2017-12-28 · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · Balance 138,990 F7: As previously reported, the issuer entered into a binding term sheet with the reporting person pursuant to which the issuer agreed to issue and the reporting person agreed to purchase, junior secured convertible promissory notes in the aggregate principal amount of $3 million subject to negotiation and execution of definitive documentation. On March 11, 2015, the notes were executed and on May 5, 2015, the shareholders approved the conversion of the notes at the stockholders meeting. F4: Subject to adjustment for fractional shares. F6: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2020-12-16	IndirectBy LIM III - Trust A-4	113,200	Reported balance After 2017-12-31 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2017-12-31 · Other · Acquired 8,371.81 · Balance 113,200 F5: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4: Subject to adjustment for fractional shares. F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F6: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $5.70 · Expires 2020-12-16	IndirectBy LIM III - Trust A-4	69,495	Reported balance Holding disclosure · report date 2017-12-28 · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · Balance 69,495 F7: As previously reported, the issuer entered into a binding term sheet with the reporting person pursuant to which the issuer agreed to issue and the reporting person agreed to purchase, junior secured convertible promissory notes in the aggregate principal amount of $3 million subject to negotiation and execution of definitive documentation. On March 11, 2015, the notes were executed and on May 5, 2015, the shareholders approved the conversion of the notes at the stockholders meeting. F4: Subject to adjustment for fractional shares. F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F6: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2020-12-16	IndirectBy MBM - Trust A-4	113,200	Reported balance After 2017-12-31 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2017-12-31 · Other · Acquired 8,371.81 · Balance 113,200 F5: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4: Subject to adjustment for fractional shares. F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F6: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note
Junior Secured Convertible Promissory Note and PIK InterestSEC Table II · derivative / convertible security · Conversion / exercise price $5.70 · Expires 2020-12-16	IndirectBy MBM - Trust A-4	69,495	Reported balance Holding disclosure · report date 2017-12-28 · row 16 Instrument identity requires review; Table II rows are not merged. 1 source row Row 16 · Balance 69,495 F7: As previously reported, the issuer entered into a binding term sheet with the reporting person pursuant to which the issuer agreed to issue and the reporting person agreed to purchase, junior secured convertible promissory notes in the aggregate principal amount of $3 million subject to negotiation and execution of definitive documentation. On March 11, 2015, the notes were executed and on May 5, 2015, the shareholders approved the conversion of the notes at the stockholders meeting. F4: Subject to adjustment for fractional shares. F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F6: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note
Common StockSEC Table I · non-derivative	IndirectBy LIM III - Trust A-4	354,788	Reported balance Holding disclosure · report date 2017-12-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 354,788 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy MBM - Trust A-4	354,787	Reported balance Holding disclosure · report date 2017-12-28 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 354,787 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	Direct	250,820	Reported balance Holding disclosure · report date 2017-12-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 250,820
Common StockSEC Table I · non-derivative	IndirectBy Trust C - Lloyd I. Miller	301,590	Reported balance Holding disclosure · report date 2017-12-28 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 301,590 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust D - Lloyd I. Miller	2,100	Reported balance Holding disclosure · report date 2017-12-28 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 2,100 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	211,351	Reported balance Holding disclosure · report date 2017-12-28 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 211,351 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Additional Extension Payment SharesSEC Table II · derivative / convertible security	Direct	10,417	Reported balance Holding disclosure · report date 2017-12-28 · row 17 Instrument identity requires review; Table II rows are not merged. 1 source row Row 17 · Balance 10,417 F8: Pursuant to the Guaranty Fee Agreement, in the event that the maturity date of April 30, 2019 is extended, which extended termination date shall be no later than July 30, 2020, the Issuer agrees to issue Lloyd I. Miller, III and Milfam II L.P. the shares of common stock referenced herein.
Additional Extension Payment SharesSEC Table II · derivative / convertible security	IndirectBy Milfam II L.P.	10,417	Reported balance Holding disclosure · report date 2017-12-28 · row 18 Instrument identity requires review; Table II rows are not merged. 1 source row Row 18 · Balance 10,417 F8: Pursuant to the Guaranty Fee Agreement, in the event that the maturity date of April 30, 2019 is extended, which extended termination date shall be no later than July 30, 2020, the Issuer agrees to issue Lloyd I. Miller, III and Milfam II L.P. the shares of common stock referenced herein. F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $6.00	IndirectBy Milfam I L.P.	79,787	Reported balance Holding disclosure · report date 2017-12-28 · row 19 Instrument identity requires review; Table II rows are not merged. 1 source row Row 19 · Balance 79,787 F9: Such Warrant became exercisable six months following the date of issuance, February 6, 2015. F10: Such Warrant will expire on the fifth anniversary of the exercisability date. F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $6.00	IndirectBy Milfam II L.P.	79,787	Reported balance Holding disclosure · report date 2017-12-28 · row 20 Instrument identity requires review; Table II rows are not merged. 1 source row Row 20 · Balance 79,787 F9: Such Warrant became exercisable six months following the date of issuance, February 6, 2015. F10: Such Warrant will expire on the fifth anniversary of the exercisability date. F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $7.00 · Expires 2019-08-27	IndirectBy Milfam II L.P.	74,102	Reported balance Holding disclosure · report date 2017-12-28 · row 25 Instrument identity requires review; Table II rows are not merged. 1 source row Row 25 · Balance 74,102 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $7.00 · Expires 2019-07-24	IndirectBy Milfam II L.P.	86,338	Reported balance Holding disclosure · report date 2017-12-28 · row 29 Instrument identity requires review; Table II rows are not merged. 1 source row Row 29 · Balance 86,338 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $6.00	IndirectBy Trust C - Lloyd I. Miller	79,787	Reported balance Holding disclosure · report date 2017-12-28 · row 21 Instrument identity requires review; Table II rows are not merged. 1 source row Row 21 · Balance 79,787 F9: Such Warrant became exercisable six months following the date of issuance, February 6, 2015. F10: Such Warrant will expire on the fifth anniversary of the exercisability date. F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $7.00 · Expires 2019-08-27	IndirectBy Trust C - Lloyd I. Miller	13,722	Reported balance Holding disclosure · report date 2017-12-28 · row 24 Instrument identity requires review; Table II rows are not merged. 1 source row Row 24 · Balance 13,722 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $7.00 · Expires 2019-07-24	IndirectBy Trust C - Lloyd I. Miller	15,988	Reported balance Holding disclosure · report date 2017-12-28 · row 28 Instrument identity requires review; Table II rows are not merged. 1 source row Row 28 · Balance 15,988 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $7.00 · Expires 2019-08-27	IndirectBy LIM III - Trust A-4	24,700	Reported balance Holding disclosure · report date 2017-12-28 · row 22 Instrument identity requires review; Table II rows are not merged. 1 source row Row 22 · Balance 24,700 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $7.00 · Expires 2019-07-24	IndirectBy LIM III - Trust A-4	28,779	Reported balance Holding disclosure · report date 2017-12-28 · row 26 Instrument identity requires review; Table II rows are not merged. 1 source row Row 26 · Balance 28,779 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $7.00 · Expires 2019-08-27	IndirectBy MBM - Trust A-4	24,701	Reported balance Holding disclosure · report date 2017-12-28 · row 23 Instrument identity requires review; Table II rows are not merged. 1 source row Row 23 · Balance 24,701 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $7.00 · Expires 2019-07-24	IndirectBy MBM - Trust A-4	28,779	Reported balance Holding disclosure · report date 2017-12-28 · row 27 Instrument identity requires review; Table II rows are not merged. 1 source row Row 27 · Balance 28,779 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Series A WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $7.75 · Expires 2018-05-31	IndirectBy LIM III - Trust A-4	20,447	Reported balance Holding disclosure · report date 2017-12-28 · row 30 Instrument identity requires review; Table II rows are not merged. 1 source row Row 30 · Balance 20,447 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Series A WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $7.75 · Expires 2018-05-31	IndirectBy MBM - Trust A-4	20,447	Reported balance Holding disclosure · report date 2017-12-28 · row 31 Instrument identity requires review; Table II rows are not merged. 1 source row Row 31 · Balance 20,447 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Series A WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $7.75 · Expires 2018-05-31	IndirectBy Trust C - Lloyd I. Miller	11,359	Reported balance Holding disclosure · report date 2017-12-28 · row 32 Instrument identity requires review; Table II rows are not merged. 1 source row Row 32 · Balance 11,359 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Series A WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $7.75 · Expires 2018-05-31	IndirectBy Milfam II L.P.	61,342	Reported balance Holding disclosure · report date 2017-12-28 · row 33 Instrument identity requires review; Table II rows are not merged. 1 source row Row 33 · Balance 61,342 F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were sold by the Reporting Person for tax planning purposes.

F2: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.68 to $1.715 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

F4: Subject to adjustment for fractional shares.

F5: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note.

F6: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note

F7: As previously reported, the issuer entered into a binding term sheet with the reporting person pursuant to which the issuer agreed to issue and the reporting person agreed to purchase, junior secured convertible promissory notes in the aggregate principal amount of $3 million subject to negotiation and execution of definitive documentation. On March 11, 2015, the notes were executed and on May 5, 2015, the shareholders approved the conversion of the notes at the stockholders meeting.

F8: Pursuant to the Guaranty Fee Agreement, in the event that the maturity date of April 30, 2019 is extended, which extended termination date shall be no later than July 30, 2020, the Issuer agrees to issue Lloyd I. Miller, III and Milfam II L.P. the shares of common stock referenced herein.

F9: Such Warrant became exercisable six months following the date of issuance, February 6, 2015.

F10: Such Warrant will expire on the fifth anniversary of the exercisability date.

Gulf Coast Ultra Deep Royalty Trust

Report date November 13, 2017 · Filed November 14, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	262,596	Reported balance After 2017-11-13 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-11-13 · Sale · Disposed 107,600 · Balance 262,596 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy LIM III - Trust A-4	1,620,902	Reported balance Holding disclosure · report date 2017-11-13 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,620,902 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy MBM - Trust A-4	1,620,902	Reported balance Holding disclosure · report date 2017-11-13 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 1,620,902 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	34,972,882	Reported balance Holding disclosure · report date 2017-11-13 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 34,972,882 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	Direct	2,354,139	Reported balance Holding disclosure · report date 2017-11-13 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 2,354,139
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Co-Trustee GST Lloyd A. Crider	262,346	Reported balance Holding disclosure · report date 2017-11-13 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 262,346 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Trustee GST Catherine C. Miller	184,073	Reported balance Holding disclosure · report date 2017-11-13 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 184,073 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	3,718,949	Reported balance Holding disclosure · report date 2017-11-13 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 3,718,949 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam LLC	231,537	Reported balance Holding disclosure · report date 2017-11-13 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 231,537 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

ID SYSTEMS INC

Report date July 12, 2017 · Filed July 13, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Trust A-4 - Lloyd I. Miller	794,835	Reported balance After 2017-07-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-07-12 · Purchase · Acquired 130,000 · Balance 794,835 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	1,101,678	Reported balance After 2017-07-12 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-07-12 · Purchase · Acquired 130,000 · Balance 1,101,678 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	127,618	Reported balance Holding disclosure · report date 2017-07-12 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 127,618 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, Co-Trustee GST Lloyd A. Crider	7,900	Reported balance Holding disclosure · report date 2017-07-12 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 7,900 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectSee Footnote no. 3	0	Reported balance Holding disclosure · report date 2017-07-12 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 0 F2: On December 30, 2016, 10,000 securities held by Lloyd I. Miller, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller were transferred to Lloyd I. Miller, III. Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13. F3: By Lloyd I. Miller, III, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Trustee GST Catherine C. Miller	20,500	Reported balance Holding disclosure · report date 2017-07-12 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 20,500 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Trustee GST Kimberly S. Miller	20,500	Reported balance Holding disclosure · report date 2017-07-12 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 20,500 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Trustee GST Lloyd I. Miller	20,500	Reported balance Holding disclosure · report date 2017-07-12 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 20,500 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	Direct	93,307	Reported balance Holding disclosure · report date 2017-07-12 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 93,307 F2: On December 30, 2016, 10,000 securities held by Lloyd I. Miller, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller were transferred to Lloyd I. Miller, III. Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.
Common StockSEC Table I · non-derivative	IndirectBy Milfam LLC	24,600	Reported balance Holding disclosure · report date 2017-07-12 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 24,600 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd Miller Dynasty Trust	9,000	Reported balance Holding disclosure · report date 2017-07-12 · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · Balance 9,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

F2: On December 30, 2016, 10,000 securities held by Lloyd I. Miller, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller were transferred to Lloyd I. Miller, III. Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.

F3: By Lloyd I. Miller, III, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller

INTERMOLECULAR INC

Report date May 23, 2017 · Filed September 29, 2017 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Trust A-4 - Lloyd I. Miller	2,817,736	Reported balance After 2017-05-23 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2017-05-23 · Purchase · Acquired 14,920 · Balance 2,817,736 F1: Due to a clerical error, in the Form 4 filed on May 24, 2017 the reporting person reported a purchase of 14,720 shares instead of 14,920 shares. The difference of 200 shares was inadvertently omitted in the subsequent Form 4 filings through and including the Form 4 filed on September 8, 2017. F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.

Filing footnotes · ownership attribution and instrument terms

F1: Due to a clerical error, in the Form 4 filed on May 24, 2017 the reporting person reported a purchase of 14,720 shares instead of 14,920 shares. The difference of 200 shares was inadvertently omitted in the subsequent Form 4 filings through and including the Form 4 filed on September 8, 2017.

F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.

ITERIS, INC.

Report date May 26, 2017 · Filed May 30, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Trust A-4 - Lloyd I. Miller	2,502,251	Reported balance After 2017-05-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-05-26 · Sale · Disposed 28,226 · Balance 2,502,251 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	1,456,523	Reported balance Holding disclosure · report date 2017-05-26 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,456,523 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	372,175	Reported balance Holding disclosure · report date 2017-05-26 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 372,175 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	32,190	Reported balance Holding disclosure · report date 2017-05-26 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 32,190 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-2 - Lloyd I. Miller	100,000	Reported balance Holding disclosure · report date 2017-05-26 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 100,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust D - Lloyd I. Miller	57,720	Reported balance Holding disclosure · report date 2017-05-26 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 57,720 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust C - Lloyd I. Miller	189,346	Reported balance Holding disclosure · report date 2017-05-26 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 189,346 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	Direct	42,743	Reported balance Holding disclosure · report date 2017-05-26 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 42,743
Common StockSEC Table I · non-derivative	IndirectBy Milgrat (W10)	4,368	Reported balance Holding disclosure · report date 2017-05-26 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 4,368 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

Kaspien Holdings Inc.

Report date December 21, 2017 · Filed December 22, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	62,572	Reported balance After 2017-12-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-12-21 · Purchase · Acquired 5,156 · Balance 62,572 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	8,400	Reported balance Holding disclosure · report date 2017-12-21 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 8,400 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-1 - Lloyd I. Miller	27,197	Reported balance Holding disclosure · report date 2017-12-21 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 27,197 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy LIM III - Trust A-4	1,027,433	Reported balance Holding disclosure · report date 2017-12-21 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,027,433 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy MBM - Trust A-4	1,027,434	Reported balance Holding disclosure · report date 2017-12-21 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 1,027,434 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam III L.P.	45,491	Reported balance Holding disclosure · report date 2017-12-21 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 45,491 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Susan F. Miller	36,031	Reported balance Holding disclosure · report date 2017-12-21 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 36,031 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	Direct	1,189,802	Reported balance Holding disclosure · report date 2017-12-21 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 1,189,802
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	2,472,384	Reported balance Holding disclosure · report date 2017-12-21 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 2,472,384 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-3 - Lloyd I. Miller	112,791	Reported balance Holding disclosure · report date 2017-12-21 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 112,791 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy AMIL of Ohio, LLC	35,002	Reported balance Holding disclosure · report date 2017-12-21 · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · Balance 35,002 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Trustee GST Catherine C. Miller	6,000	Reported balance Holding disclosure · report date 2017-12-21 · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · Balance 6,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Trustee GST Kimberly S. Miller	6,000	Reported balance Holding disclosure · report date 2017-12-21 · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · Balance 6,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Trustee GST Lloyd I. Miller	6,000	Reported balance Holding disclosure · report date 2017-12-21 · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · Balance 6,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-2 - Lloyd I. Miller	4,000	Reported balance Holding disclosure · report date 2017-12-21 · row 15 Holding and transaction disclosures are not merged. 1 source row Row 15 · Balance 4,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust C - Lloyd I. Miller	448,972	Reported balance Holding disclosure · report date 2017-12-21 · row 16 Holding and transaction disclosures are not merged. 1 source row Row 16 · Balance 448,972 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.

SPARK NETWORKS INC

Report date September 21, 2016 · Filed September 22, 2016

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	1,924,083	Reported balance After 2016-09-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2016-09-21 · Purchase · Acquired 292,958 · Balance 1,924,083 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-4 - Lloyd I. Miller	1,260,199	Reported balance Holding disclosure · report date 2016-09-21 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,260,199 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam III L.P.	94,300	Reported balance Holding disclosure · report date 2016-09-21 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 94,300 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	215,946	Reported balance Holding disclosure · report date 2016-09-21 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 215,946 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-1 - Lloyd I. Miller	14,420	Reported balance Holding disclosure · report date 2016-09-21 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 14,420 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	Direct	787,542	Reported balance Holding disclosure · report date 2016-09-21 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 787,542
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	1,073,348	Reported balance Holding disclosure · report date 2016-09-21 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 1,073,348 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust D - Lloyd I. Miller	53,300	Reported balance Holding disclosure · report date 2016-09-21 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 53,300 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam LLC	25,000	Reported balance Holding disclosure · report date 2016-09-21 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 25,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller III, Trustee GST Catherine C. Miller	16,000	Reported balance Holding disclosure · report date 2016-09-21 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 16,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy AMIL of Ohio, LLC	15,000	Reported balance Holding disclosure · report date 2016-09-21 · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · Balance 15,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Susan F. Miller	139,700	Reported balance Holding disclosure · report date 2016-09-21 · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · Balance 139,700 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller III, Co-Trustee GST Lloyd A. Crider	10,000	Reported balance Holding disclosure · report date 2016-09-21 · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · Balance 10,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Co-Trustee 2006 Susan Miller Trust for Children	13,000	Reported balance Holding disclosure · report date 2016-09-21 · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · Balance 13,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exhcange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

STAMPS.COM INC

Report date September 07, 2017 · Filed September 08, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	13,019	Reported balance After 2017-09-07 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-09-07 · Sale · Disposed 25,000 · Balance 13,019 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	Direct	110,269	Reported balance Holding disclosure · report date 2017-09-07 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 110,269
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	38,565	Reported balance Holding disclosure · report date 2017-09-07 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 38,565 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-4 - Lloyd I. Miller	105,350	Reported balance Holding disclosure · report date 2017-09-07 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 105,350 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust C - Lloyd I. Miller	7,381	Reported balance Holding disclosure · report date 2017-09-07 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 7,381 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Stock Option (Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $70.77 · Expires 2025-06-17	Direct	5,000	Reported balance Holding disclosure · report date 2017-09-07 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance 5,000
Stock Option (Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $90.68 · Expires 2026-06-13	Direct	10,000	Reported balance Holding disclosure · report date 2017-09-07 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance 10,000
Stock Option (Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $145.15 · Expires 2027-06-14	Direct	15,000	Reported balance Holding disclosure · report date 2017-09-07 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance 15,000

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

bebe stores, inc.

Report date September 18, 2017 · Filed September 19, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	91,735	Reported balance After 2017-09-18 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-09-18 · Purchase · Acquired 600 · Balance 91,735 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-4 - Lloyd I. Miller	464,747	Reported balance Holding disclosure · report date 2017-09-18 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 464,747 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Co-Trustee GST Lloyd A. Crider	8,000	Reported balance Holding disclosure · report date 2017-09-18 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 8,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust D - Lloyd I. Miller	14,030	Reported balance Holding disclosure · report date 2017-09-18 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 14,030 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	5,000	Reported balance Holding disclosure · report date 2017-09-18 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 5,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	446,882	Reported balance Holding disclosure · report date 2017-09-18 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 446,882 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam LLC	16,000	Reported balance Holding disclosure · report date 2017-09-18 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 16,000 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.

Filing footnotes · ownership attribution and instrument terms

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BRC Group Holdings, Inc.

Report date June 01, 2017 · Filed July 28, 2017

Section 16 reporting ended · disclosed 2017-07-28. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

ONVIA INC

Report date November 17, 2017 · Filed November 21, 2017

Section 16 reporting ended · disclosed 2017-11-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	Reported balance After 2017-11-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-11-17 · Other · Disposed 131,738 · Balance 0 F1: Onvia, Inc. ("Company") is a party to the Agreement and Plan of Merger, dated as of October 4, 2017 (the "Merger Agreement") by and among the Company, Project Diamond Intermediate Holdings Corp. ("Parent"), the parent company of Deltek, Inc. and Project Olympus Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Parent, pursuant to which, on November 17, 2017, Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. Under the terms of the Merger Agreement, all shares of outstanding Company Common Stock were converted into cash consideration at the amount of the merger consideration of $9 per share.
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2017-11-17 transaction · row 2 1 source row Row 2 · 2017-11-17 · Other · Disposed 139,126 · Balance 0 F1: Onvia, Inc. ("Company") is a party to the Agreement and Plan of Merger, dated as of October 4, 2017 (the "Merger Agreement") by and among the Company, Project Diamond Intermediate Holdings Corp. ("Parent"), the parent company of Deltek, Inc. and Project Olympus Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Parent, pursuant to which, on November 17, 2017, Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. Under the terms of the Merger Agreement, all shares of outstanding Company Common Stock were converted into cash consideration at the amount of the merger consideration of $9 per share.
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	Reported balance After 2017-11-17 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-11-17 · Other · Disposed 334,937 · Balance 0 F1: Onvia, Inc. ("Company") is a party to the Agreement and Plan of Merger, dated as of October 4, 2017 (the "Merger Agreement") by and among the Company, Project Diamond Intermediate Holdings Corp. ("Parent"), the parent company of Deltek, Inc. and Project Olympus Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Parent, pursuant to which, on November 17, 2017, Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. Under the terms of the Merger Agreement, all shares of outstanding Company Common Stock were converted into cash consideration at the amount of the merger consideration of $9 per share.
Common StockSEC Table I · non-derivative	IndirectBy LIM III - Trust A-4	Reported balance After 2017-11-17 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2017-11-17 · Other · Disposed 183,051 · Balance 0 F1: Onvia, Inc. ("Company") is a party to the Agreement and Plan of Merger, dated as of October 4, 2017 (the "Merger Agreement") by and among the Company, Project Diamond Intermediate Holdings Corp. ("Parent"), the parent company of Deltek, Inc. and Project Olympus Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Parent, pursuant to which, on November 17, 2017, Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. Under the terms of the Merger Agreement, all shares of outstanding Company Common Stock were converted into cash consideration at the amount of the merger consideration of $9 per share. F2: On September 27, 2017, in accordance with that certain Exercise of Authority of Distribution Adviser of Trust A-4, dated as of August 10, 2017, pursuant to which all securities held by Trust A-4 - Lloyd I. Miller were decanted to two (2) newly formed trusts, the investment adviser to Trust A-4 - Lloyd I. Miller directed the trustee and distribution adviser to distribute fifty percent (50%) of such securities to LIM III - Trust A-4 and fifty percent (50%) of such securities to MBM - Trust A-4. The decanting and distribution of all securities held or formerly held by Trust A-4 - Lloyd I. Miller is in process and final consummation thereof has yet to occur. Such transactions, when consummated, only effect a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was (or will be) exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.
Common StockSEC Table I · non-derivative	IndirectBy MBM - Trust A-4	Reported balance After 2017-11-17 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2017-11-17 · Other · Disposed 183,050 · Balance 0 F1: Onvia, Inc. ("Company") is a party to the Agreement and Plan of Merger, dated as of October 4, 2017 (the "Merger Agreement") by and among the Company, Project Diamond Intermediate Holdings Corp. ("Parent"), the parent company of Deltek, Inc. and Project Olympus Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Parent, pursuant to which, on November 17, 2017, Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. Under the terms of the Merger Agreement, all shares of outstanding Company Common Stock were converted into cash consideration at the amount of the merger consideration of $9 per share. F2: On September 27, 2017, in accordance with that certain Exercise of Authority of Distribution Adviser of Trust A-4, dated as of August 10, 2017, pursuant to which all securities held by Trust A-4 - Lloyd I. Miller were decanted to two (2) newly formed trusts, the investment adviser to Trust A-4 - Lloyd I. Miller directed the trustee and distribution adviser to distribute fifty percent (50%) of such securities to LIM III - Trust A-4 and fifty percent (50%) of such securities to MBM - Trust A-4. The decanting and distribution of all securities held or formerly held by Trust A-4 - Lloyd I. Miller is in process and final consummation thereof has yet to occur. Such transactions, when consummated, only effect a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was (or will be) exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.

Filing footnotes · ownership attribution and instrument terms

F1: Onvia, Inc. ("Company") is a party to the Agreement and Plan of Merger, dated as of October 4, 2017 (the "Merger Agreement") by and among the Company, Project Diamond Intermediate Holdings Corp. ("Parent"), the parent company of Deltek, Inc. and Project Olympus Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Parent, pursuant to which, on November 17, 2017, Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. Under the terms of the Merger Agreement, all shares of outstanding Company Common Stock were converted into cash consideration at the amount of the merger consideration of $9 per share.

QUALSTAR CORP

Report date September 27, 2016 · Filed September 29, 2016

Section 16 reporting ended · disclosed 2016-09-29. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	84,018	Reported balance After 2016-09-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2016-09-27 · Sale · Disposed 10,000 · Balance 84,018 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam LLC	8,333	Reported balance Holding disclosure · report date 2016-09-27 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 8,333 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-3 - Lloyd I. Miller	1,049	Reported balance Holding disclosure · report date 2016-09-27 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 1,049 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	2,729	Reported balance Holding disclosure · report date 2016-09-27 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 2,729 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-4 - Lloyd I. Miller	99,804	Reported balance Holding disclosure · report date 2016-09-27 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 99,804 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam III L.P.	6,983	Reported balance Holding disclosure · report date 2016-09-27 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 6,983 F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

Straight Path Communications Inc.

Report date January 30, 2017 · Filed January 31, 2017

Section 16 reporting ended · disclosed 2017-01-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Milfam II L.P.	137,660	Reported balance After 2017-01-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-01-30 · Sale · Disposed 30,190 · Balance 137,660 F1: The price in Column 4 is a weighted average price. The prices actually paid ranged from $33.012 to $34.01 per share. The reporting person will provide the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-4 - Lloyd I. Miller	613,269	Reported balance Holding disclosure · report date 2017-01-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 613,269 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	Direct	89,649	Reported balance Holding disclosure · report date 2017-01-30 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 89,649
Common StockSEC Table I · non-derivative	IndirectBy Susan F. Miller	13,000	Reported balance Holding disclosure · report date 2017-01-30 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 13,000 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Trustee GST Lloyd I. Miller	12,000	Reported balance Holding disclosure · report date 2017-01-30 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 12,000 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Trustee Catherine Miller Dynasty Trust	12,898	Reported balance Holding disclosure · report date 2017-01-30 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 12,898 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Co-Trustee GST Lloyd A. Crider	8,000	Reported balance Holding disclosure · report date 2017-01-30 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 8,000 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Trustee GST Catherine C. Miller	9,000	Reported balance Holding disclosure · report date 2017-01-30 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 9,000 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Trustee GST Kimberly S. Miller	6,000	Reported balance Holding disclosure · report date 2017-01-30 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 6,000 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy LIMFAM LLC	41,902	Reported balance Holding disclosure · report date 2017-01-30 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 41,902 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam LLC	15,000	Reported balance Holding disclosure · report date 2017-01-30 · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · Balance 15,000 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Milfam I L.P.	127,150	Reported balance Holding disclosure · report date 2017-01-30 · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · Balance 127,150 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust A-1 - Lloyd I. Miller	23,990	Reported balance Holding disclosure · report date 2017-01-30 · row 13 Holding and transaction disclosures are not merged. 1 source row Row 13 · Balance 23,990 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Amil of Ohio, LLC	4,300	Reported balance Holding disclosure · report date 2017-01-30 · row 14 Holding and transaction disclosures are not merged. 1 source row Row 14 · Balance 4,300 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Trustee Eli Miller Trust	4,000	Reported balance Holding disclosure · report date 2017-01-30 · row 15 Holding and transaction disclosures are not merged. 1 source row Row 15 · Balance 4,000 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Trust D - Lloyd I. Miller	33,595	Reported balance Holding disclosure · report date 2017-01-30 · row 16 Holding and transaction disclosures are not merged. 1 source row Row 16 · Balance 33,595 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Co-Trustee 2006 Susan Miller Trust of Children	6,800	Reported balance Holding disclosure · report date 2017-01-30 · row 17 Holding and transaction disclosures are not merged. 1 source row Row 17 · Balance 6,800 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Common StockSEC Table I · non-derivative	IndirectBy Lloyd I. Miller, III, Co-Trustee Susan Miller Dynasty Trust	6,900	Reported balance Holding disclosure · report date 2017-01-30 · row 18 Holding and transaction disclosures are not merged. 1 source row Row 18 · Balance 6,900 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

Filing footnotes · ownership attribution and instrument terms

F1: The price in Column 4 is a weighted average price. The prices actually paid ranged from $33.012 to $34.01 per share. The reporting person will provide the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 31, 2017 Filed Jan 2, 2018 13:02 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	8,371.81	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-000060 · doc4.xml · derivative · entry 12 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 113,200 Underlying: Common Stock · 2,790 shares Expires 2020-12-16 F5 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.underlying_shares: Subject to adjustment for fractional shares. F5 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F4 · balance_after: Subject to adjustment for fractional shares. F6 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note Read SEC document
December 31, 2017 Filed Jan 2, 2018 13:02 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	8,371.81	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-000060 · doc4.xml · derivative · entry 11 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 113,200 Underlying: Common Stock · 2,790 shares Expires 2020-12-16 F5 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.underlying_shares: Subject to adjustment for fractional shares. F5 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F4 · balance_after: Subject to adjustment for fractional shares. F6 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note Read SEC document
December 31, 2017 Filed Jan 2, 2018 13:02 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	16,743.63	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-000060 · doc4.xml · derivative · entry 10 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 226,401 Underlying: Common Stock · 5,581 shares Expires 2020-12-16 F5 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.underlying_shares: Subject to adjustment for fractional shares. F5 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F4 · balance_after: Subject to adjustment for fractional shares. F6 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note Read SEC document
December 31, 2017 Filed Jan 2, 2018 13:02 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	16,743.63	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-000060 · doc4.xml · derivative · entry 9 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,401 Underlying: Common Stock · 5,581 shares Expires 2020-12-16 F5 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.underlying_shares: Subject to adjustment for fractional shares. F5 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · balance_after: Subject to adjustment for fractional shares. F6 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note Read SEC document
December 31, 2017 Filed Jan 2, 2018 13:02 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	33,185.75	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-18-000060 · doc4.xml · derivative · entry 8 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 375,782 Underlying: Common Stock · 11,061 shares Expires 2021-12-27 F5 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.underlying_shares: Subject to adjustment for fractional shares. F5 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F4 · balance_after: Subject to adjustment for fractional shares. F6 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note Read SEC document
December 28, 2017 Filed Jan 2, 2018 13:02 UTC	DETERMINE, INC. DTRM · Entity 158391	SaleCommon Stock	25,000	$1.69	$42,127.50	Disclosure SEC source: 0001209191-18-000060 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 1,326,315 F1 · kind: Shares were sold by the Reporting Person for tax planning purposes. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.68 to $1.715 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
December 27, 2017 Filed Dec 28, 2017 14:29 UTC	DETERMINE, INC. DTRM · Entity 158391	SaleCommon Stock	2,000	$1.70	$3,404.00	Disclosure SEC source: 0001209191-17-067548 · doc4.xml · nonDerivative · entry 3 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 1,351,315 F1 · kind: Shares were sold by the Reporting Person for tax planning purposes. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.68 to $1.7305 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
December 27, 2017 Filed Dec 28, 2017 14:29 UTC	DETERMINE, INC. DTRM · Entity 158391	SaleCommon Stock	34,000	$1.70	$57,868.00	Disclosure SEC source: 0001209191-17-067548 · doc4.xml · nonDerivative · entry 2 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 354,787 F1 · kind: Shares were sold by the Reporting Person for tax planning purposes. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.68 to $1.7305 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
December 27, 2017 Filed Dec 28, 2017 14:29 UTC	DETERMINE, INC. DTRM · Entity 158391	SaleCommon Stock	34,000	$1.70	$57,868.00	Disclosure SEC source: 0001209191-17-067548 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 354,788 F1 · kind: Shares were sold by the Reporting Person for tax planning purposes. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.68 to $1.7305 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
December 26, 2017 Filed Dec 27, 2017 15:08 UTC	DETERMINE, INC. DTRM · Entity 158391	SaleCommon Stock	31,000	$1.73	$53,639.30	Disclosure SEC source: 0001209191-17-067397 · doc4.xml · nonDerivative · entry 2 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 388,787 F1 · kind: Shares were sold by the Reporting Person for tax planning purposes. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.70 to $1.77 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
December 26, 2017 Filed Dec 27, 2017 15:08 UTC	DETERMINE, INC. DTRM · Entity 158391	SaleCommon Stock	31,000	$1.73	$53,639.30	Disclosure SEC source: 0001209191-17-067397 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 388,788 F1 · kind: Shares were sold by the Reporting Person for tax planning purposes. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.70 to $1.77 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
December 21, 2017 Filed Dec 22, 2017 14:18 UTC	Kaspien Holdings Inc. TWMC · Entity 113955	PurchaseCommon Stock	5,156	$1.70	$8,765.20	Disclosure SEC source: 0001209191-17-066985 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 62,572 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
December 20, 2017 Filed Dec 21, 2017 16:12 UTC	Kaspien Holdings Inc. TWMC · Entity 113955	PurchaseCommon Stock	30,178	$1.70	$51,302.60	Disclosure SEC source: 0001209191-17-066791 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 57,416 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
December 19, 2017 Filed Dec 20, 2017 15:46 UTC	Kaspien Holdings Inc. TWMC · Entity 113955	PurchaseCommon Stock	500	$1.70	$850.00	Disclosure SEC source: 0001209191-17-066616 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 27,238 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
December 11, 2017 Filed Dec 13, 2017 14:30 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	9,661.66	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-17-065393 · doc4.xml · derivative · entry 16 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 69,495 Underlying: Common Stock · 1,695 shares Expires 2020-12-16 F5 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.exercise_date: As previously reported, the issuer entered into a binding term sheet with the reporting person pursuant to which the issuer agreed to issue and the reporting person agreed to purchase, junior secured convertible promissory notes in the aggregate principal amount of $3 million subject to negotiation and execution of definitive documentation. On March 11, 2015, the notes were executed and on May 5, 2015, the shareholders approved the conversion of the notes at the stockholders meeting. F2 · derivative.underlying_shares: Subject to adjustment for fractional shares. F5 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Subject to adjustment for fractional shares. F3 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note Read SEC document
December 11, 2017 Filed Dec 13, 2017 14:30 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	9,661.66	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-17-065393 · doc4.xml · derivative · entry 15 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 69,495 Underlying: Common Stock · 1,695 shares Expires 2020-12-16 F5 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.exercise_date: As previously reported, the issuer entered into a binding term sheet with the reporting person pursuant to which the issuer agreed to issue and the reporting person agreed to purchase, junior secured convertible promissory notes in the aggregate principal amount of $3 million subject to negotiation and execution of definitive documentation. On March 11, 2015, the notes were executed and on May 5, 2015, the shareholders approved the conversion of the notes at the stockholders meeting. F2 · derivative.underlying_shares: Subject to adjustment for fractional shares. F5 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Subject to adjustment for fractional shares. F3 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note Read SEC document
December 11, 2017 Filed Dec 13, 2017 14:30 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	19,323.32	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-17-065393 · doc4.xml · derivative · entry 14 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,990 Underlying: Common Stock · 3,390 shares Expires 2020-12-16 F5 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.exercise_date: As previously reported, the issuer entered into a binding term sheet with the reporting person pursuant to which the issuer agreed to issue and the reporting person agreed to purchase, junior secured convertible promissory notes in the aggregate principal amount of $3 million subject to negotiation and execution of definitive documentation. On March 11, 2015, the notes were executed and on May 5, 2015, the shareholders approved the conversion of the notes at the stockholders meeting. F2 · derivative.underlying_shares: Subject to adjustment for fractional shares. F5 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F2 · balance_after: Subject to adjustment for fractional shares. F3 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note Read SEC document
December 11, 2017 Filed Dec 13, 2017 14:30 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	19,323.39	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-17-065393 · doc4.xml · derivative · entry 13 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 138,990 Underlying: Common Stock · 3,390 shares Expires 2020-12-16 F5 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.exercise_date: As previously reported, the issuer entered into a binding term sheet with the reporting person pursuant to which the issuer agreed to issue and the reporting person agreed to purchase, junior secured convertible promissory notes in the aggregate principal amount of $3 million subject to negotiation and execution of definitive documentation. On March 11, 2015, the notes were executed and on May 5, 2015, the shareholders approved the conversion of the notes at the stockholders meeting. F2 · derivative.underlying_shares: Subject to adjustment for fractional shares. F5 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: Subject to adjustment for fractional shares. F3 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note Read SEC document
November 20, 2017 Filed Nov 21, 2017 16:32 UTC	DETERMINE, INC. DTRM · Entity 158391	SaleCommon Stock	8,000	$1.70	$13,574.40	Disclosure SEC source: 0001209191-17-062063 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust C - Lloyd I. Miller Disclosed balance after: 301,590 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.645 to $1.72 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
November 17, 2017 Filed Nov 21, 2017 15:44 UTC	ONVIA INC ONVI · Entity 171702	OtherCommon Stock	183,050	$9.00	$1,647,450.00	Disclosure SEC source: 0001209191-17-062007 · doc4.xml · nonDerivative · entry 5 MILLER LLOYD I III · CIK 0000949119 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 0 F1 · kind: Onvia, Inc. ("Company") is a party to the Agreement and Plan of Merger, dated as of October 4, 2017 (the "Merger Agreement") by and among the Company, Project Diamond Intermediate Holdings Corp. ("Parent"), the parent company of Deltek, Inc. and Project Olympus Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Parent, pursuant to which, on November 17, 2017, Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. Under the terms of the Merger Agreement, all shares of outstanding Company Common Stock were converted into cash consideration at the amount of the merger consideration of $9 per share. F2 · balance_after: On September 27, 2017, in accordance with that certain Exercise of Authority of Distribution Adviser of Trust A-4, dated as of August 10, 2017, pursuant to which all securities held by Trust A-4 - Lloyd I. Miller were decanted to two (2) newly formed trusts, the investment adviser to Trust A-4 - Lloyd I. Miller directed the trustee and distribution adviser to distribute fifty percent (50%) of such securities to LIM III - Trust A-4 and fifty percent (50%) of such securities to MBM - Trust A-4. The decanting and distribution of all securities held or formerly held by Trust A-4 - Lloyd I. Miller is in process and final consummation thereof has yet to occur. Such transactions, when consummated, only effect a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was (or will be) exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13. Read SEC document
November 17, 2017 Filed Nov 21, 2017 15:44 UTC	ONVIA INC ONVI · Entity 171702	OtherCommon Stock	183,051	$9.00	$1,647,459.00	Disclosure SEC source: 0001209191-17-062007 · doc4.xml · nonDerivative · entry 4 MILLER LLOYD I III · CIK 0000949119 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 0 F1 · kind: Onvia, Inc. ("Company") is a party to the Agreement and Plan of Merger, dated as of October 4, 2017 (the "Merger Agreement") by and among the Company, Project Diamond Intermediate Holdings Corp. ("Parent"), the parent company of Deltek, Inc. and Project Olympus Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Parent, pursuant to which, on November 17, 2017, Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. Under the terms of the Merger Agreement, all shares of outstanding Company Common Stock were converted into cash consideration at the amount of the merger consideration of $9 per share. F2 · balance_after: On September 27, 2017, in accordance with that certain Exercise of Authority of Distribution Adviser of Trust A-4, dated as of August 10, 2017, pursuant to which all securities held by Trust A-4 - Lloyd I. Miller were decanted to two (2) newly formed trusts, the investment adviser to Trust A-4 - Lloyd I. Miller directed the trustee and distribution adviser to distribute fifty percent (50%) of such securities to LIM III - Trust A-4 and fifty percent (50%) of such securities to MBM - Trust A-4. The decanting and distribution of all securities held or formerly held by Trust A-4 - Lloyd I. Miller is in process and final consummation thereof has yet to occur. Such transactions, when consummated, only effect a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was (or will be) exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13. Read SEC document
November 17, 2017 Filed Nov 21, 2017 15:44 UTC	ONVIA INC ONVI · Entity 171702	OtherCommon Stock	334,937	$9.00	$3,014,433.00	Disclosure SEC source: 0001209191-17-062007 · doc4.xml · nonDerivative · entry 3 MILLER LLOYD I III · CIK 0000949119 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 0 F1 · kind: Onvia, Inc. ("Company") is a party to the Agreement and Plan of Merger, dated as of October 4, 2017 (the "Merger Agreement") by and among the Company, Project Diamond Intermediate Holdings Corp. ("Parent"), the parent company of Deltek, Inc. and Project Olympus Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Parent, pursuant to which, on November 17, 2017, Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. Under the terms of the Merger Agreement, all shares of outstanding Company Common Stock were converted into cash consideration at the amount of the merger consideration of $9 per share. Read SEC document
November 17, 2017 Filed Nov 21, 2017 15:44 UTC	ONVIA INC ONVI · Entity 171702	OtherCommon Stock	139,126	$9.00	$1,252,134.00	Disclosure SEC source: 0001209191-17-062007 · doc4.xml · nonDerivative · entry 2 MILLER LLOYD I III · CIK 0000949119 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Onvia, Inc. ("Company") is a party to the Agreement and Plan of Merger, dated as of October 4, 2017 (the "Merger Agreement") by and among the Company, Project Diamond Intermediate Holdings Corp. ("Parent"), the parent company of Deltek, Inc. and Project Olympus Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Parent, pursuant to which, on November 17, 2017, Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. Under the terms of the Merger Agreement, all shares of outstanding Company Common Stock were converted into cash consideration at the amount of the merger consideration of $9 per share. Read SEC document
November 17, 2017 Filed Nov 21, 2017 15:44 UTC	ONVIA INC ONVI · Entity 171702	OtherCommon Stock	131,738	$9.00	$1,185,642.00	Disclosure SEC source: 0001209191-17-062007 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · Former 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 0 F1 · kind: Onvia, Inc. ("Company") is a party to the Agreement and Plan of Merger, dated as of October 4, 2017 (the "Merger Agreement") by and among the Company, Project Diamond Intermediate Holdings Corp. ("Parent"), the parent company of Deltek, Inc. and Project Olympus Merger Sub, Inc. ("Purchaser"), a wholly owned subsidiary of Parent, pursuant to which, on November 17, 2017, Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. Under the terms of the Merger Agreement, all shares of outstanding Company Common Stock were converted into cash consideration at the amount of the merger consideration of $9 per share. Read SEC document
November 16, 2017 Filed Nov 20, 2017 16:05 UTC	DETERMINE, INC. DTRM · Entity 158391	SaleCommon Stock	25,000	$1.73	$43,190.00	Disclosure SEC source: 0001209191-17-061740 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust C - Lloyd I. Miller Disclosed balance after: 309,590 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.70 to $1.7619 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
November 15, 2017 Filed Nov 16, 2017 15:15 UTC	Kaspien Holdings Inc. TWMC · Entity 113955	PurchaseCommon Stock	12,662	$1.60	$20,259.20	Disclosure SEC source: 0001209191-17-061125 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 26,738 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
November 13, 2017 Filed Nov 14, 2017 14:43 UTC	Gulf Coast Ultra Deep Royalty Trust GULTU · Entity 7985	SaleCommon Stock	107,600	$0.03	$3,550.80	Disclosure SEC source: 0001209191-17-060566 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 262,596 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
November 08, 2017 Filed Nov 9, 2017 14:37 UTC	Gulf Coast Ultra Deep Royalty Trust GULTU · Entity 7985	SaleCommon Stock	146,150	$0.03	$4,384.50	Disclosure SEC source: 0001209191-17-059934 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 370,196 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
November 07, 2017 Filed Nov 8, 2017 15:04 UTC	Gulf Coast Ultra Deep Royalty Trust GULTU · Entity 7985	SaleCommon Stock	103,850	$0.03	$3,146.66	Disclosure SEC source: 0001209191-17-059707 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 516,346 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.03 to $0.0311 per share. The reporting person will provide the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at teach price within the range. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
November 06, 2017 Filed Nov 7, 2017 15:15 UTC	Gulf Coast Ultra Deep Royalty Trust GULTU · Entity 7985	SaleCommon Stock	392,400	$0.03	$12,949.20	Disclosure SEC source: 0001209191-17-059574 · doc4.xml · nonDerivative · entry 3 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 620,196 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
November 06, 2017 Filed Nov 7, 2017 15:15 UTC	Gulf Coast Ultra Deep Royalty Trust GULTU · Entity 7985	SaleCommon Stock	25,000	$0.03	$825.00	Disclosure SEC source: 0001209191-17-059574 · doc4.xml · nonDerivative · entry 2 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 1,620,902 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
November 06, 2017 Filed Nov 7, 2017 15:15 UTC	Gulf Coast Ultra Deep Royalty Trust GULTU · Entity 7985	SaleCommon Stock	25,000	$0.03	$825.00	Disclosure SEC source: 0001209191-17-059574 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 1,620,902 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
November 03, 2017 Filed Nov 6, 2017 15:14 UTC	Gulf Coast Ultra Deep Royalty Trust GULTU · Entity 7985	SaleCommon Stock	50,000	$0.03	$1,660.00	Disclosure SEC source: 0001209191-17-059389 · doc4.xml · nonDerivative · entry 3 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,354,139 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.033 to $0.0335 per share. The reporting person will provide the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at teach price within the range. Read SEC document
November 03, 2017 Filed Nov 6, 2017 15:14 UTC	Gulf Coast Ultra Deep Royalty Trust GULTU · Entity 7985	SaleCommon Stock	100,000	$0.03	$3,320.00	Disclosure SEC source: 0001209191-17-059389 · doc4.xml · nonDerivative · entry 2 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 1,645,902 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.033 to $0.0335 per share. The reporting person will provide the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at teach price within the range. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: On September 27, 2017, in accordance with that certain Exercise of Authority of Distribution Adviser of Trust A-4, dated as of August 10, 2017, pursuant to which all securities held by Trust A-4 - Lloyd I. Miller were decanted to two (2) newly formed trusts, the investment adviser to Trust A-4 - Lloyd I. Miller directed the trustee and distribution adviser to distribute fifty percent (50%) of such securities to LIM III - Trust A-4 and fifty percent (50%) of such securities to MBM - Trust A-4. The decanting and distribution of all securities held or formerly held by Trust A-4 - Lloyd I. Miller is in process and final consummation thereof has yet to occur. Such transactions, when consummated, only effect a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was (or will be) exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13. Read SEC document
November 03, 2017 Filed Nov 6, 2017 15:14 UTC	Gulf Coast Ultra Deep Royalty Trust GULTU · Entity 7985	SaleCommon Stock	100,000	$0.03	$3,320.00	Disclosure SEC source: 0001209191-17-059389 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 1,645,902 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.033 to $0.0335 per share. The reporting person will provide the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at teach price within the range. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F3 · balance_after: On September 27, 2017, in accordance with that certain Exercise of Authority of Distribution Adviser of Trust A-4, dated as of August 10, 2017, pursuant to which all securities held by Trust A-4 - Lloyd I. Miller were decanted to two (2) newly formed trusts, the investment adviser to Trust A-4 - Lloyd I. Miller directed the trustee and distribution adviser to distribute fifty percent (50%) of such securities to LIM III - Trust A-4 and fifty percent (50%) of such securities to MBM - Trust A-4. The decanting and distribution of all securities held or formerly held by Trust A-4 - Lloyd I. Miller is in process and final consummation thereof has yet to occur. Such transactions, when consummated, only effect a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was (or will be) exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13. Read SEC document
October 31, 2017 Filed Nov 1, 2017 14:54 UTC	Kaspien Holdings Inc. TWMC · Entity 113955	PurchaseCommon Stock	886	$1.65	$1,461.90	Disclosure SEC source: 0001209191-17-058571 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 14,076 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
October 27, 2017 Filed Oct 30, 2017 14:16 UTC	Kaspien Holdings Inc. TWMC · Entity 113955	PurchaseCommon Stock	2,229	$1.65	$3,677.85	Disclosure SEC source: 0001209191-17-058259 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 13,190 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
October 05, 2017 Filed Oct 10, 2017 19:00 UTC	Capstone Holding Corp. CAPS · Entity 8383	SaleCommon Stock	100,000	$0.06	$6,000.00	Disclosure SEC source: 0001209191-17-056389 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIMFAM LLC Disclosed balance after: 624,100 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
September 30, 2017 Filed Oct 3, 2017 14:46 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	8,165.43	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-17-054902 · doc4.xml · derivative · entry 12 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By MBM - Trust A-4 Disclosed balance after: 110,410 Underlying: Common Stock · 2,721 shares Expires 2020-12-16 F3 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.underlying_shares: Subject to adjustment for fractional shares. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: On September 27, 2017, in accordance with that certain Exercise of Authority of Distribution Adviser of Trust A-4, dated as of August 10, 2017, pursuant to which all securities held by Trust A-4 - Lloyd I. Miller were decanted to two (2) newly formed trusts, the investment adviser to Trust A-4 - Lloyd I. Miller directed the trustee and distribution adviser to distribute fifty percent (50%) of such securities to LIM III - Trust A-4 and fifty percent (50%) of such securities to MBM - Trust A-4. The decanting and distribution of all securities held or formerly held by Trust A-4 - Lloyd I. Miller is in process and final consummation thereof has yet to occur. Such transactions, when consummated, only effect a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was (or will be) exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13. F4 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note Read SEC document
September 30, 2017 Filed Oct 3, 2017 14:46 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	8,165.44	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-17-054902 · doc4.xml · derivative · entry 11 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LIM III - Trust A-4 Disclosed balance after: 110,410 Underlying: Common Stock · 2,722 shares Expires 2020-12-16 F3 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.underlying_shares: Subject to adjustment for fractional shares. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F2 · balance_after: On September 27, 2017, in accordance with that certain Exercise of Authority of Distribution Adviser of Trust A-4, dated as of August 10, 2017, pursuant to which all securities held by Trust A-4 - Lloyd I. Miller were decanted to two (2) newly formed trusts, the investment adviser to Trust A-4 - Lloyd I. Miller directed the trustee and distribution adviser to distribute fifty percent (50%) of such securities to LIM III - Trust A-4 and fifty percent (50%) of such securities to MBM - Trust A-4. The decanting and distribution of all securities held or formerly held by Trust A-4 - Lloyd I. Miller is in process and final consummation thereof has yet to occur. Such transactions, when consummated, only effect a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was (or will be) exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13. F4 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note Read SEC document
September 30, 2017 Filed Oct 3, 2017 14:46 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	16,330.87	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-17-054902 · doc4.xml · derivative · entry 10 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 220,820 Underlying: Common Stock · 5,443 shares Expires 2020-12-16 F3 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.underlying_shares: Subject to adjustment for fractional shares. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F4 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note Read SEC document
September 30, 2017 Filed Oct 3, 2017 14:46 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	16,330.87	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-17-054902 · doc4.xml · derivative · entry 9 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,820 Underlying: Common Stock · 5,443 shares Expires 2020-12-16 F3 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.underlying_shares: Subject to adjustment for fractional shares. F4 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note Read SEC document
September 30, 2017 Filed Oct 3, 2017 14:46 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherJunior Secured Convertible Promissory Note and PIK Interest · Derivative	32,208.87	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0001209191-17-054902 · doc4.xml · derivative · entry 8 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 364,721 Underlying: Common Stock · 10,736 shares Expires 2021-12-27 F3 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F3 · derivative.underlying_shares: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.underlying_shares: Subject to adjustment for fractional shares. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F4 · balance_after: Subject to adjustment for fractional shares. F5 · balance_after: Includes all previously reported PIK Interest on Junior Secured Convertible Promissory Note Read SEC document
September 18, 2017 Filed Sep 19, 2017 14:18 UTC	bebe stores, inc. BEBE · Entity 170174	PurchaseCommon Stock	600	$4.82	$2,892.00	Disclosure SEC source: 0001209191-17-053271 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 91,735 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
September 15, 2017 Filed Sep 18, 2017 14:03 UTC	bebe stores, inc. BEBE · Entity 170174	PurchaseCommon Stock	22,456	$5.00	$112,280.00	Disclosure SEC source: 0001209191-17-053120 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 91,135 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
September 13, 2017 Filed Sep 14, 2017 11:41 UTC	ONVIA INC ONVI · Entity 171702	PurchaseCommon Stock	233	$4.10	$955.30	Disclosure SEC source: 0001209191-17-052747 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 131,738 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document
September 11, 2017 Filed Sep 13, 2017 13:52 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherPIK Interest on Junior Secured Convertible Promissory Note · Derivative	20,437.37	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-17-052559 · doc4.xml · derivative · entry 20 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust A-4 - Lloyd I. Miller Disclosed balance after: 3,585 Underlying: Common Stock · 3,585 shares Expires 2020-12-16 F2 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.exercise_date: As previously reported, the issuer entered into a binding term sheet with the reporting person pursuant to which the issuer agreed to issue and the reporting person agreed to purchase, junior secured convertible promissory notes in the aggregate principal amount of $3 million subject to negotiation and execution of definitive documentation. On March 11, 2015, the notes were executed and on May 5, 2015, the shareholders approved the conversion of the notes at the stockholders meeting. F5 · derivative.underlying_shares: Subject to adjustment for fractional shares. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F5 · balance_after: Subject to adjustment for fractional shares. Read SEC document
September 11, 2017 Filed Sep 13, 2017 13:52 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherPIK Interest on Junior Secured Convertible Promissory Note · Derivative	20,437.37	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-17-052559 · doc4.xml · derivative · entry 18 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,585 Underlying: Common Stock · 3,585 shares Expires 2020-12-16 F2 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.exercise_date: As previously reported, the issuer entered into a binding term sheet with the reporting person pursuant to which the issuer agreed to issue and the reporting person agreed to purchase, junior secured convertible promissory notes in the aggregate principal amount of $3 million subject to negotiation and execution of definitive documentation. On March 11, 2015, the notes were executed and on May 5, 2015, the shareholders approved the conversion of the notes at the stockholders meeting. F5 · derivative.underlying_shares: Subject to adjustment for fractional shares. F5 · balance_after: Subject to adjustment for fractional shares. Read SEC document
September 11, 2017 Filed Sep 13, 2017 13:52 UTC	DETERMINE, INC. DTRM · Entity 158391	OtherPIK Interest on Junior Secured Convertible Promissory Note · Derivative	20,437.42	Not disclosed Strike: $5.70	Not disclosed	Disclosure SEC source: 0001209191-17-052559 · doc4.xml · derivative · entry 16 MILLER LLOYD I III · CIK 0000949119 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam II L.P. Disclosed balance after: 3,585 Underlying: Common Stock · 3,585 shares Expires 2020-12-16 F2 · price: At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note. F4 · derivative.exercise_date: As previously reported, the issuer entered into a binding term sheet with the reporting person pursuant to which the issuer agreed to issue and the reporting person agreed to purchase, junior secured convertible promissory notes in the aggregate principal amount of $3 million subject to negotiation and execution of definitive documentation. On March 11, 2015, the notes were executed and on May 5, 2015, the shareholders approved the conversion of the notes at the stockholders meeting. F5 · derivative.underlying_shares: Subject to adjustment for fractional shares. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. F5 · balance_after: Subject to adjustment for fractional shares. Read SEC document
September 07, 2017 Filed Sep 8, 2017 12:47 UTC	STAMPS.COM INC STMP · Entity 134792	SaleCommon Stock	25,000	$189.00	$4,725,000.00	Disclosure SEC source: 0001209191-17-052004 · doc4.xml · nonDerivative · entry 1 MILLER LLOYD I III · CIK 0000949119 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Milfam I L.P. Disclosed balance after: 13,019 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.