Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| InfuSystem Holdings, IncINFU · Entity 6163 | Director | May 19, 2017 | May 19, 2017 |
| TRANS LUX CorpTNLX · Entity 154371 | Director | December 29, 2017 | January 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
InfuSystem Holdings, Inc
Report date May 19, 2017 · Filed May 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee | 743,262 |
Reported balance
After 2017-05-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-05-19 · Purchase · Acquired 15,000 · Balance 743,262 F2: Shares beneficially owned by Meson Capital Partners LP ("Meson LP"). As the general partner of Meson LP, Meson LLC may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Meson LP shares. Meson LLC does not own any shares of Common Stock directly and disclaims beneficial ownership of the Meson LP shares. As managing member of Meson LLC, Mr. Morris may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Meson LLC. Mr. Morris disclaims beneficial ownership of any shares of Common Stock beneficially owned by Meson LLC. |
| Common StockSEC Table I · non-derivative | Direct | 90,094 |
Reported balance
Holding disclosure · report date 2017-05-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 90,094 F1: As an entity managed by Mr. Morris, Meson Capital Partners LLC ("Meson LLC"), may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the shares held by Mr. Morris. Meson LLC disclaims beneficial ownership of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: As an entity managed by Mr. Morris, Meson Capital Partners LLC ("Meson LLC"), may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the shares held by Mr. Morris. Meson LLC disclaims beneficial ownership of such shares.
F2: Shares beneficially owned by Meson Capital Partners LP ("Meson LP"). As the general partner of Meson LP, Meson LLC may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Meson LP shares. Meson LLC does not own any shares of Common Stock directly and disclaims beneficial ownership of the Meson LP shares. As managing member of Meson LLC, Mr. Morris may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Meson LLC. Mr. Morris disclaims beneficial ownership of any shares of Common Stock beneficially owned by Meson LLC.
TRANS LUX Corp
Report date December 29, 2017 · Filed January 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Grant · Acquired 2,000 · Balance 2,000 F1: Acquired via grant from the company. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired via grant from the company.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SEVCON, INC.
Report date September 27, 2017 · Filed September 29, 2017
Section 16 reporting ended · disclosed 2017-09-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-27 transaction · row 1
1 source rowRow 1 · 2017-09-27 · Disposition to issuer · Disposed 19,991 · Balance 0 F1: Disposed of pursuant to merger agreement by and among Issuer, BorgWarner Inc. and Slade Merger Sub Inc. for a cash payment of the per share price noted. |
| Common StockSEC Table I · non-derivative | IndirectBy Meson Capital L.P. | 0 |
Reported balance
After 2017-09-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-09-27 · Disposition to issuer · Disposed 148,271 · Balance 0 F1: Disposed of pursuant to merger agreement by and among Issuer, BorgWarner Inc. and Slade Merger Sub Inc. for a cash payment of the per share price noted. F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Meson Constructive Capital LP | 0 |
Reported balance
After 2017-09-27 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-09-27 · Disposition to issuer · Disposed 614,000 · Balance 0 F1: Disposed of pursuant to merger agreement by and among Issuer, BorgWarner Inc. and Slade Merger Sub Inc. for a cash payment of the per share price noted. F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $8.00 | Direct | 0 |
Reported balance
After 2017-09-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-09-27 · Disposition to issuer · Disposed 338 · Balance 0 F1: Disposed of pursuant to merger agreement by and among Issuer, BorgWarner Inc. and Slade Merger Sub Inc. for a cash payment of the per share price noted. F3: The Series A Convertible Preferred Stock had no expiration date. |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $8.00 | IndirectBy Meson Capital L.P. | 0 |
Reported balance
After 2017-09-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-09-27 · Disposition to issuer · Disposed 7,699 · Balance 0 F1: Disposed of pursuant to merger agreement by and among Issuer, BorgWarner Inc. and Slade Merger Sub Inc. for a cash payment of the per share price noted. F3: The Series A Convertible Preferred Stock had no expiration date. F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-07-08 | IndirectBy Meson Capital L.P. | 0 |
Reported balance
After 2017-09-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-09-27 · Disposition to issuer · Disposed 27,500 · Balance 0 F4: This warrant was repurchased by the Issuer in connection with the closing under the merger agreement for a per share price equal to the spread between $22.00 and the exercise price. F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2021-07-08 | IndirectBy Meson Constructive Capital LP | 0 |
Reported balance
After 2017-09-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-09-27 · Disposition to issuer · Disposed 307,000 · Balance 0 F4: This warrant was repurchased by the Issuer in connection with the closing under the merger agreement for a per share price equal to the spread between $22.00 and the exercise price. F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to merger agreement by and among Issuer, BorgWarner Inc. and Slade Merger Sub Inc. for a cash payment of the per share price noted.
F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
F3: The Series A Convertible Preferred Stock had no expiration date.
F4: This warrant was repurchased by the Issuer in connection with the closing under the merger agreement for a per share price equal to the spread between $22.00 and the exercise price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2017 Filed Jan 3, 2018 21:27 UTC | TRANS LUX Corp TNLX · Entity 154371 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001190648-18-000002 · primary_doc.xml · nonDerivative · entry 1 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · kind: Acquired via grant from the company. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 12:37 UTC | SEVCON, INC. SEV · Entity 172869 | Disposition to issuerWarrant · Derivative | 307,000 | $12.00 Strike: $10.00 | $3,684,000.00 |
DisclosureSEC source: 0000908662-17-000190 · edgar.xml · derivative · entry 7 Morris Ryan J. · CIK 0001535780 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Meson Constructive Capital LP Disclosed balance after: 0 Underlying: Common Stock · 307,000 shares Expires 2021-07-08 F4 · price: This warrant was repurchased by the Issuer in connection with the closing under the merger agreement for a per share price equal to the spread between $22.00 and the exercise price. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 12:37 UTC | SEVCON, INC. SEV · Entity 172869 | Disposition to issuerWarrant · Derivative | 27,500 | $12.00 Strike: $10.00 | $330,000.00 |
DisclosureSEC source: 0000908662-17-000190 · edgar.xml · derivative · entry 6 Morris Ryan J. · CIK 0001535780 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Meson Capital L.P. Disclosed balance after: 0 Underlying: Common Stock · 27,500 shares Expires 2021-07-08 F4 · price: This warrant was repurchased by the Issuer in connection with the closing under the merger agreement for a per share price equal to the spread between $22.00 and the exercise price. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 12:37 UTC | SEVCON, INC. SEV · Entity 172869 | Disposition to issuerSeries A Convertible Preferred Stock · Derivative | 7,699 | $66.00 Strike: $8.00 | $508,134.00 |
DisclosureSEC source: 0000908662-17-000190 · edgar.xml · derivative · entry 5 Morris Ryan J. · CIK 0001535780 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Meson Capital L.P. Disclosed balance after: 0 Underlying: Common Stock · 23,097 shares Expires not disclosed F1 · price: Disposed of pursuant to merger agreement by and among Issuer, BorgWarner Inc. and Slade Merger Sub Inc. for a cash payment of the per share price noted. F3 · derivative.expiration_date: The Series A Convertible Preferred Stock had no expiration date. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 12:37 UTC | SEVCON, INC. SEV · Entity 172869 | Disposition to issuerSeries A Convertible Preferred Stock · Derivative | 338 | $66.00 Strike: $8.00 | $22,308.00 |
DisclosureSEC source: 0000908662-17-000190 · edgar.xml · derivative · entry 4 Morris Ryan J. · CIK 0001535780 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,014 shares Expires not disclosed F1 · price: Disposed of pursuant to merger agreement by and among Issuer, BorgWarner Inc. and Slade Merger Sub Inc. for a cash payment of the per share price noted. F3 · derivative.expiration_date: The Series A Convertible Preferred Stock had no expiration date. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 12:37 UTC | SEVCON, INC. SEV · Entity 172869 | Disposition to issuerCommon Stock | 614,000 | $22.00 | $13,508,000.00 |
DisclosureSEC source: 0000908662-17-000190 · edgar.xml · nonDerivative · entry 3 Morris Ryan J. · CIK 0001535780 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Meson Constructive Capital LP Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement by and among Issuer, BorgWarner Inc. and Slade Merger Sub Inc. for a cash payment of the per share price noted. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 12:37 UTC | SEVCON, INC. SEV · Entity 172869 | Disposition to issuerCommon Stock | 148,271 | $22.00 | $3,261,962.00 |
DisclosureSEC source: 0000908662-17-000190 · edgar.xml · nonDerivative · entry 2 Morris Ryan J. · CIK 0001535780 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Meson Capital L.P. Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement by and among Issuer, BorgWarner Inc. and Slade Merger Sub Inc. for a cash payment of the per share price noted. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 12:37 UTC | SEVCON, INC. SEV · Entity 172869 | Disposition to issuerCommon Stock | 19,991 | $22.00 | $439,802.00 |
DisclosureSEC source: 0000908662-17-000190 · edgar.xml · nonDerivative · entry 1 Morris Ryan J. · CIK 0001535780 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to merger agreement by and among Issuer, BorgWarner Inc. and Slade Merger Sub Inc. for a cash payment of the per share price noted. Read SEC document |
| May 19, 2017 Filed May 19, 2017 21:34 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 15,000 | $1.28 | $19,249.50 |
DisclosureSEC source: 0001014108-17-000108 · primary_doc.xml · nonDerivative · entry 2 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 743,262 F2 · ownership.nature: Shares beneficially owned by Meson Capital Partners LP ("Meson LP"). As the general partner of Meson LP, Meson LLC may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Meson LP shares. Meson LLC does not own any shares of Common Stock directly and disclaims beneficial ownership of the Meson LP shares. As managing member of Meson LLC, Mr. Morris may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Meson LLC. Mr. Morris disclaims beneficial ownership of any shares of Common Stock beneficially owned by Meson LLC. Read SEC document |
| May 17, 2017 Filed May 18, 2017 19:57 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 9,614 | $1.35 | $12,978.90 |
DisclosureSEC source: 0001014108-17-000103 · primary_doc.xml · nonDerivative · entry 3 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 728,262 F2 · ownership.nature: Shares beneficially owned by Meson Capital Partners LP ("Meson LP"). As the general partner of Meson LP, Meson LLC may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Meson LP shares. Meson LLC does not own any shares of Common Stock directly and disclaims beneficial ownership of the Meson LP shares. As managing member of Meson LLC, Mr. Morris may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Meson LLC. Mr. Morris disclaims beneficial ownership of any shares of Common Stock beneficially owned by Meson LLC. Read SEC document |
| May 16, 2017 Filed May 18, 2017 19:57 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 20,000 | $1.49 | $29,828.00 |
DisclosureSEC source: 0001014108-17-000103 · primary_doc.xml · nonDerivative · entry 2 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 718,648 F2 · ownership.nature: Shares beneficially owned by Meson Capital Partners LP ("Meson LP"). As the general partner of Meson LP, Meson LLC may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Meson LP shares. Meson LLC does not own any shares of Common Stock directly and disclaims beneficial ownership of the Meson LP shares. As managing member of Meson LLC, Mr. Morris may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Meson LLC. Mr. Morris disclaims beneficial ownership of any shares of Common Stock beneficially owned by Meson LLC. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 20:10 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 21,651 | $2.20 | $47,632.20 |
DisclosureSEC source: 0001014108-17-000074 · primary_doc.xml · nonDerivative · entry 2 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 698,648 F2 · ownership.nature: Shares beneficially owned by Meson Capital Partners LP ("Meson LP"). As the general partner of Meson LP, Meson LLC may be deemed to have the shared power to vote or direct vote of (and the shared power to dispose or direct the disposition of) the Meson LP shares. Meson LLC does not own any shares of Common Stock directly and disclaims beneficial ownership of the Meson LP shares. As managing member of Meson LLC, Mr. Morris may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Meson LLC. Mr. Morris disclaims beneficial ownership of any shares of Common Stock beneficially owned by Meson LLC. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 18:51 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 94,200 | $2.14 | $201,729.30 |
DisclosureSEC source: 0001014108-17-000072 · primary_doc.xml · nonDerivative · entry 2 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 676,997 F2 · ownership.nature: Shares beneficially owned by Meson Capital Partners LP ("Meson LP"). As the general partner of Meson LP, Meson LLC may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Meson LP shares. Meson LLC does not own any shares of Common Stock directly and disclaims beneficial ownership of the Meson LP shares. As managing member of Meson LLC, Mr. Morris may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Meson LLC. Mr. Morris disclaims beneficial ownership of any shares of Common Stock beneficially owned by Meson LLC. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 13:09 UTC | SEVCON, INC. SEV · Entity 172869 | GrantCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000908662-17-000068 · edgar.xml · nonDerivative · entry 1 Morris Ryan J. · CIK 0001535780 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,991 F1 · price: Grant of restricted stock for no consideration under the issuer's 1996 Equity Incentive Plan. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 10:51 UTC | SEVCON, INC. SEV · Entity 172869 | GrantCommon Stock | 3,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000908662-17-000034 · edgar.xml · nonDerivative · entry 1 Morris Ryan J. · CIK 0001535780 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,391 F1 · price: Grant of restricted stock for no consideration under the issuer's 1996 Equity Incentive Plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 08:58 UTC | SEVCON, INC. SEV · Entity 172869 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,165 | $0.00 Strike: $10.93 | $0.00 |
DisclosureSEC source: 0000908662-17-000009 · edgar.xml · derivative · entry 5 Morris Ryan J. · CIK 0001535780 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,165 shares Expires 2017-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 08:58 UTC | SEVCON, INC. SEV · Entity 172869 | Tax withholdingCommon Stock | 8,474 | $15.69 | $132,957.06 |
DisclosureSEC source: 0000908662-17-000009 · edgar.xml · nonDerivative · entry 2 Morris Ryan J. · CIK 0001535780 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,291 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 08:58 UTC | SEVCON, INC. SEV · Entity 172869 | Exercise / conversionCommon Stock | 12,165 | $10.93 | $132,963.45 |
DisclosureSEC source: 0000908662-17-000009 · edgar.xml · nonDerivative · entry 1 Morris Ryan J. · CIK 0001535780 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2017 Filed Jan 27, 2017 21:16 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $2.39 | $0.00 |
DisclosureSEC source: 0001014108-17-000013 · primary_doc.xml · derivative · entry 1 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-01-18 F1 · derivative.exercise_date: The option, representing the right to purchase a total of 25,000 shares of InfuSystem Holdings, Inc. common stock, vests in twelve monthly installments beginning February 18, 2017. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 17:01 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 23,171 | $2.85 | $66,111.50 |
DisclosureSEC source: 0001014108-16-000513 · primary_doc.xml · nonDerivative · entry 2 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 582,797 F2 · ownership.nature: Shares beneficially owned by Meson Capital Partners LP ("Meson LP"). As the general partner of Meson LP, Meson LLC may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Meson LP shares. Meson LLC does not own any shares of Common Stock directly and disclaims beneficial ownership of the Meson LP shares. As managing member of Meson LLC, Mr. Morris may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Meson LLC. Mr. Morris disclaims beneficial ownership of any shares of Common Stock beneficially owned by Meson LLC. Read SEC document |
| September 13, 2016 Filed Sep 13, 2016 22:21 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 9,829 | $2.87 | $28,236.75 |
DisclosureSEC source: 0001014108-16-000511 · primary_doc.xml · nonDerivative · entry 4 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 559,626 F2 · ownership.nature: Shares beneficially owned by Meson Capital Partners LP ("Meson LP"). As the general partner of Meson LP, Meson LLC may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Meson LP shares. Meson LLC does not own any shares of Common Stock directly and disclaims beneficial ownership of the Meson LP shares. As managing member of Meson LLC, Mr. Morris may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Meson LLC. Mr. Morris disclaims beneficial ownership of any shares of Common Stock beneficially owned by Meson LLC. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:21 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 2,000 | $2.88 | $5,760.00 |
DisclosureSEC source: 0001014108-16-000511 · primary_doc.xml · nonDerivative · entry 3 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 549,797 F2 · ownership.nature: Shares beneficially owned by Meson Capital Partners LP ("Meson LP"). As the general partner of Meson LP, Meson LLC may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Meson LP shares. Meson LLC does not own any shares of Common Stock directly and disclaims beneficial ownership of the Meson LP shares. As managing member of Meson LLC, Mr. Morris may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Meson LLC. Mr. Morris disclaims beneficial ownership of any shares of Common Stock beneficially owned by Meson LLC. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 22:21 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 5,000 | $2.89 | $14,438.00 |
DisclosureSEC source: 0001014108-16-000511 · primary_doc.xml · nonDerivative · entry 2 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 547,797 F2 · ownership.nature: Shares beneficially owned by Meson Capital Partners LP ("Meson LP"). As the general partner of Meson LP, Meson LLC may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Meson LP shares. Meson LLC does not own any shares of Common Stock directly and disclaims beneficial ownership of the Meson LP shares. As managing member of Meson LLC, Mr. Morris may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Meson LLC. Mr. Morris disclaims beneficial ownership of any shares of Common Stock beneficially owned by Meson LLC. Read SEC document |
| September 08, 2016 Filed Sep 8, 2016 22:21 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 10,000 | $2.86 | $28,575.00 |
DisclosureSEC source: 0001014108-16-000510 · primary_doc.xml · nonDerivative · entry 3 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 552,797 F2 · ownership.nature: Shares beneficially owned by Meson Capital Partners LP ("Meson LP"). As the general partner of Meson LP, Meson LLC may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Meson LP shares. Meson LLC does not own any shares of Common Stock directly and disclaims beneficial ownership of the Meson LP shares. As managing member of Meson LLC, Mr. Morris may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Meson LLC. Mr. Morris disclaims beneficial ownership of any shares of Common Stock beneficially owned by Meson LLC. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 22:21 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 7,171 | $2.82 | $20,243.02 |
DisclosureSEC source: 0001014108-16-000510 · primary_doc.xml · nonDerivative · entry 2 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 542,797 F2 · ownership.nature: Shares beneficially owned by Meson Capital Partners LP ("Meson LP"). As the general partner of Meson LP, Meson LLC may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Meson LP shares. Meson LLC does not own any shares of Common Stock directly and disclaims beneficial ownership of the Meson LP shares. As managing member of Meson LLC, Mr. Morris may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Meson LLC. Mr. Morris disclaims beneficial ownership of any shares of Common Stock beneficially owned by Meson LLC. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 16:57 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 2,600 | $2.84 | $7,371.26 |
DisclosureSEC source: 0001014108-16-000509 · primary_doc.xml · nonDerivative · entry 2 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,094 F1 · ownership.direct: As an entity managed by Mr. Morris, Meson Capital Partners LLC ("Meson LLC"), may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the shares held by Mr. Morris. Meson LLC disclaims beneficial ownership of such shares. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 16:57 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 2,000 | $2.85 | $5,699.00 |
DisclosureSEC source: 0001014108-16-000509 · primary_doc.xml · nonDerivative · entry 1 Morris Ryan J. · CIK 0001535780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,494 F1 · ownership.direct: As an entity managed by Mr. Morris, Meson Capital Partners LLC ("Meson LLC"), may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the shares held by Mr. Morris. Meson LLC disclaims beneficial ownership of such shares. Read SEC document |
| August 02, 2016 Filed Nov 2, 2016 10:23 UTC Amendment | SEVCON, INC. SEV · Entity 172869 | GrantStock Option (Right to Buy) · Derivative | 20,204 | $0.00 Strike: $12.35 | $0.00 |
DisclosureSEC source: 0000908662-16-000596 · edgar.xml · derivative · entry 2 Morris Ryan J. · CIK 0001535780 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,204 Underlying: Common Stock · 20,204 shares Expires 2021-08-31 F3 · shares: The reporting person previously reported grants of stock options to purchase an aggregate of 213,844 shares of common stock under the registrant's 1996 Equity Incentive Plan. The registrant has determined that 157,144 of those options were not validly granted because they exceeded the Plan's limit on the aggregate number of shares subject to awards that may be granted to an individual participant in any calendar year. The reporting person is filing this amendment to report the correct number of stock options granted. F2 · derivative.exercise_date: The option shall become exercisable in 12 substantially equal installments on the first day of each calendar month beginning September 2017. Read SEC document |
| August 02, 2016 Filed Nov 2, 2016 10:23 UTC Amendment | SEVCON, INC. SEV · Entity 172869 | GrantStock Option (Right to Buy) · Derivative | 36,496 | $0.00 Strike: $10.93 | $0.00 |
DisclosureSEC source: 0000908662-16-000596 · edgar.xml · derivative · entry 1 Morris Ryan J. · CIK 0001535780 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,496 Underlying: Common Stock · 36,496 shares Expires 2020-08-31 F1 · derivative.exercise_date: The option shall become exercisable in 12 substantially equal installments on the first day of each calendar month beginning September 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.