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BAKER CHARLES A

Disclosed activity across 1 company

Tapewire entity
170674
SEC CIK
0001225470

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
REGENERON PHARMACEUTICALS, INC.REGN · Entity 2010DirectorJanuary 02, 2018January 03, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

REGENERON PHARMACEUTICALS, INC.

Report date January 02, 2018 · Filed January 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $380.95 · Expires 2028-01-02Direct7,439 Reported balance After 2018-01-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-01-02 · Grant · Acquired 7,439 · Balance 7,439

F1: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2018 Filed Jan 3, 2018 21:14 UTC REGENERON PHARMACEUTICALS, INC. REGN · Entity 2010 GrantNon-Qualified Stock Option (right to buy) · Derivative 7,439 $0.00 Strike: $380.95 $0.00
Disclosure

SEC source: 0001237899-18-000005 · edgardoc.xml · derivative · entry 1

BAKER CHARLES A · CIK 0001225470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,439

Underlying: Common Stock · 7,439 shares

Expires 2028-01-02

F1 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:00 UTC REGENERON PHARMACEUTICALS, INC. REGN · Entity 2010 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $18.61 $0.00
Disclosure

SEC source: 0001237899-17-000023 · edgardoc.xml · derivative · entry 3

BAKER CHARLES A · CIK 0001225470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F2 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:00 UTC REGENERON PHARMACEUTICALS, INC. REGN · Entity 2010 SaleCommon Stock 2,000 $450.00 $900,000.00
Disclosure

SEC source: 0001237899-17-000023 · edgardoc.xml · nonDerivative · entry 2

BAKER CHARLES A · CIK 0001225470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:00 UTC REGENERON PHARMACEUTICALS, INC. REGN · Entity 2010 Exercise / conversionCommon Stock 2,000 $18.61 $37,220.00
Disclosure

SEC source: 0001237899-17-000023 · edgardoc.xml · nonDerivative · entry 1

BAKER CHARLES A · CIK 0001225470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:05 UTC REGENERON PHARMACEUTICALS, INC. REGN · Entity 2010 GrantNon-Qualified Stock Option (right to buy) · Derivative 7,830 $0.00 Strike: $376.69 $0.00
Disclosure

SEC source: 0001237899-17-000010 · edgardoc.xml · derivative · entry 1

BAKER CHARLES A · CIK 0001225470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,830

Underlying: Common Stock · 7,830 shares

Expires 2027-01-03

F1 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:41 UTC REGENERON PHARMACEUTICALS, INC. REGN · Entity 2010 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $18.61 $0.00
Disclosure

SEC source: 0001237899-16-000085 · edgardoc.xml · derivative · entry 7

BAKER CHARLES A · CIK 0001225470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 3,000 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F7 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:41 UTC REGENERON PHARMACEUTICALS, INC. REGN · Entity 2010 SaleCommon Stock 200 $394.33 $78,866.00
Disclosure

SEC source: 0001237899-16-000085 · edgardoc.xml · nonDerivative · entry 6

BAKER CHARLES A · CIK 0001225470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F6 · price: Represents volume-weighted average price of sales of 200 shares of Company stock on December 12, 2016 at prices ranging from $394.24 to $ 394.41. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 12, 2016 at each separate price.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:41 UTC REGENERON PHARMACEUTICALS, INC. REGN · Entity 2010 SaleCommon Stock 600 $393.64 $236,184.00
Disclosure

SEC source: 0001237899-16-000085 · edgardoc.xml · nonDerivative · entry 5

BAKER CHARLES A · CIK 0001225470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F5 · price: Represents volume-weighted average price of sales of 600 shares of Company stock on December 12, 2016 at prices ranging from $393.39 to $393.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 12, 2016 at each separate price.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:41 UTC REGENERON PHARMACEUTICALS, INC. REGN · Entity 2010 SaleCommon Stock 400 $392.41 $156,964.00
Disclosure

SEC source: 0001237899-16-000085 · edgardoc.xml · nonDerivative · entry 4

BAKER CHARLES A · CIK 0001225470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F4 · price: Represents volume-weighted average price of sales of 400 shares of Company stock on December 12, 2016 at prices ranging from $392.00 to $392.82. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 12, 2016 at each separate price.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:41 UTC REGENERON PHARMACEUTICALS, INC. REGN · Entity 2010 SaleCommon Stock 1,200 $391.36 $469,632.00
Disclosure

SEC source: 0001237899-16-000085 · edgardoc.xml · nonDerivative · entry 3

BAKER CHARLES A · CIK 0001225470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,200

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F3 · price: Represents volume-weighted average price of sales of 1,200 shares of Company stock on December 12, 2016 at prices ranging from $391.02 to $391.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 12, 2016 at each separate price.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:41 UTC REGENERON PHARMACEUTICALS, INC. REGN · Entity 2010 SaleCommon Stock 600 $390.67 $234,402.00
Disclosure

SEC source: 0001237899-16-000085 · edgardoc.xml · nonDerivative · entry 2

BAKER CHARLES A · CIK 0001225470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,400

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

F2 · price: Represents volume-weighted average price of sales of 600 shares of Company stock on December 12, 2016 at prices ranging from $390.26 to $390.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on December 12, 2016 at each separate price.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 22:41 UTC REGENERON PHARMACEUTICALS, INC. REGN · Entity 2010 Exercise / conversionCommon Stock 3,000 $18.61 $55,830.00
Disclosure

SEC source: 0001237899-16-000085 · edgardoc.xml · nonDerivative · entry 1

BAKER CHARLES A · CIK 0001225470 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Disposition/acquisition made pursuant to a plan intended to comply with Rule 10b5-1(c).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.