Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Huntsman CORPHUN · Entity 4636 | Director · Executive Chairman | December 29, 2017 | January 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Huntsman CORP
Report date December 29, 2017 · Filed January 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,115 |
Reported balance
After 2017-12-29 transaction · row 1
1 source rowRow 1 · 2017-12-29 · Tax withholding · Disposed 54,091 · Balance 61,115 F1: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. |
| Common StockSEC Table I · non-derivative | IndirectBy Huntsman Family Holdings Company LLC | 9,579,573 |
Reported balance
Holding disclosure · report date 2017-12-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,579,573 F2: These shares are owned directly by Huntsman Family Holdings Company LLC and indirectly by other members of Huntsman Family Holdings Company LLC and Jon M. Huntsman. Jon M. Huntsman disclaims beneficial ownership of the shares held by Huntsman Family Holdings Company LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Karen H. Huntsman Inheritance Trust | 22,900 |
Reported balance
Holding disclosure · report date 2017-12-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 22,900 F3: These shares are owned directly by the Karen H. Huntsman Inheritance Trust. Jon M. Huntsman may be deemed to be the beneficial owner of these shares by virtue of being the spouse of Karen H. Huntsman, the trustee of the Karen H. Huntsman Inheritance Trust. Jon M. Huntsman disclaims beneficial ownership of the shares held by the Karen H. Huntsman Inheritance Trust, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations.
F2: These shares are owned directly by Huntsman Family Holdings Company LLC and indirectly by other members of Huntsman Family Holdings Company LLC and Jon M. Huntsman. Jon M. Huntsman disclaims beneficial ownership of the shares held by Huntsman Family Holdings Company LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
F3: These shares are owned directly by the Karen H. Huntsman Inheritance Trust. Jon M. Huntsman may be deemed to be the beneficial owner of these shares by virtue of being the spouse of Karen H. Huntsman, the trustee of the Karen H. Huntsman Inheritance Trust. Jon M. Huntsman disclaims beneficial ownership of the shares held by the Karen H. Huntsman Inheritance Trust, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2017 Filed Jan 3, 2018 23:49 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 54,091 | $33.29 | $1,800,689.39 |
DisclosureSEC source: 0001214659-18-000154 · marketforms-40519.xml · nonDerivative · entry 1 Huntsman Jon M · CIK 0001315206 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,115 F1 · kind: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 00:12 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 100,000 | $32.32 | $3,231,500.00 |
DisclosureSEC source: 0001214659-17-006300 · marketforms-40040.xml · nonDerivative · entry 3 Huntsman Jon M · CIK 0001315206 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Huntsman Family Holdings Company LLC Disclosed balance after: 10,122,466 F1 · kind: The proceeds of the shares sold in lines 1, 2 and 3 of this report were used by Jon M. Huntsman to meet charitable obligations. F3 · kind: At the request of Jon M. Huntsman, Huntsman Family Holdings Company LLC sold the shares reported in lines 2 and 3 of Table 1 of this report for the benefit of, and distributed the proceeds of such sales to, Jon M. Huntsman. F6 · price: The price reported in Column 4 line 3 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.25 to $32.40 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (6) to this Form 4. F5 · balance_after: These shares are owned directly by Huntsman Family Holdings Company LLC and indirectly by other members of Huntsman Family Holdings Company LLC and Jon M. Huntsman. Jon M. Huntsman disclaims beneficial ownership of the shares held by Huntsman Family Holdings Company LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 30, 2017 Filed Nov 2, 2017 00:12 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 116,390 | $31.65 | $3,684,127.59 |
DisclosureSEC source: 0001214659-17-006300 · marketforms-40040.xml · nonDerivative · entry 2 Huntsman Jon M · CIK 0001315206 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Huntsman Family Holdings Company LLC Disclosed balance after: 10,222,466 F1 · kind: The proceeds of the shares sold in lines 1, 2 and 3 of this report were used by Jon M. Huntsman to meet charitable obligations. F3 · kind: At the request of Jon M. Huntsman, Huntsman Family Holdings Company LLC sold the shares reported in lines 2 and 3 of Table 1 of this report for the benefit of, and distributed the proceeds of such sales to, Jon M. Huntsman. F4 · price: The price reported in Column 4 line 2 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $31.925 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (4) to this Form 4. F5 · balance_after: These shares are owned directly by Huntsman Family Holdings Company LLC and indirectly by other members of Huntsman Family Holdings Company LLC and Jon M. Huntsman. Jon M. Huntsman disclaims beneficial ownership of the shares held by Huntsman Family Holdings Company LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 30, 2017 Filed Nov 2, 2017 00:12 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 383,610 | $31.58 | $12,115,592.99 |
DisclosureSEC source: 0001214659-17-006300 · marketforms-40040.xml · nonDerivative · entry 1 Huntsman Jon M · CIK 0001315206 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,206 F1 · kind: The proceeds of the shares sold in lines 1, 2 and 3 of this report were used by Jon M. Huntsman to meet charitable obligations. F2 · price: The price reported in Column 4 line 1 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.13 to $31.97 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (2) to this Form 4. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 21:10 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 100,000 | $25.52 | $2,551,600.00 |
DisclosureSEC source: 0001214659-17-002751 · marketforms-38660.xml · nonDerivative · entry 1 Huntsman Jon M · CIK 0001315206 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,816 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2017. F2 · price: The price reported in Column 4 line 1 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.58 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (2) to this Form 4. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 23:03 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 100,000 | $24.66 | $2,465,550.00 |
DisclosureSEC source: 0001214659-17-002409 · marketforms-38518.xml · nonDerivative · entry 1 Huntsman Jon M · CIK 0001315206 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,816 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2017. F2 · price: The price reported in Column 4 line 1 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.90 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (3) to this Form 4. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 23:28 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 17,292 | $20.55 | $355,350.60 |
DisclosureSEC source: 0001214659-17-000810 · marketforms-37784.xml · nonDerivative · entry 3 Huntsman Jon M · CIK 0001315206 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,816 F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 23:28 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 4,505 | $20.55 | $92,577.75 |
DisclosureSEC source: 0001214659-17-000810 · marketforms-37784.xml · nonDerivative · entry 2 Huntsman Jon M · CIK 0001315206 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,108 F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 23:28 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 10,236 | $20.55 | $210,349.80 |
DisclosureSEC source: 0001214659-17-000810 · marketforms-37784.xml · nonDerivative · entry 1 Huntsman Jon M · CIK 0001315206 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 720,613 F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:43 UTC | Huntsman CORP HUN · Entity 4636 | GrantOption (Right to Buy) · Derivative | 64,865 | $0.00 Strike: $21.01 | $0.00 |
DisclosureSEC source: 0001214659-17-000680 · marketforms-37707.xml · derivative · entry 4 Huntsman Jon M · CIK 0001315206 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,865 Underlying: Common Stock · 64,865 shares Expires 2027-02-01 F4 · derivative.exercise_date: These options granted under the Huntsman 2016 Stock Incentive Plan vest in three equal annual installments beginning February 1, 2018. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:43 UTC | Huntsman CORP HUN · Entity 4636 | GrantCommon Stock | 38,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-000680 · marketforms-37707.xml · nonDerivative · entry 1 Huntsman Jon M · CIK 0001315206 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,849 F1 · shares: These shares of restricted stock granted under the Huntsman 2016 Stock Incentive Plan vest in three equal annual installments beginning February 1, 2018. Read SEC document |
| November 08, 2016 Filed Nov 8, 2016 22:44 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 100,000 | $17.27 | $1,727,100.00 |
DisclosureSEC source: 0001214659-16-014480 · marketforms-36777.xml · nonDerivative · entry 3 Huntsman Jon M · CIK 0001315206 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Huntsman Family Holdings Company LLC Disclosed balance after: 11,323,244 F1 · shares: At the request of Jon M. Huntsman, Huntsman Family Holdings Company LLC sold the shares reported in Lines 1, 2 and 3 of Table 1 of this report for the benefit of, and distributed the proceeds of such sales to, Jon M. Huntsman, who intends to use them to meet charitable obligations. F5 · price: The price reported in Column 4 of Line 2 with respect to the 100,000 shares sold on November 8, 2016 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.25 to $17.38. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (5) to this Form 4. F3 · balance_after: The shares listed in Column 5 of Lines 1, 2 and 3 are owned directly by Huntsman Family Holdings Company LLC and indirectly by other members of Huntsman Family Holdings Company LLC and Jon M. Huntsman. Jon M. Huntsman disclaims beneficial ownership of the shares held by Huntsman Family Holdings Company LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 22:44 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 388,762 | $17.27 | $6,714,852.77 |
DisclosureSEC source: 0001214659-16-014480 · marketforms-36777.xml · nonDerivative · entry 2 Huntsman Jon M · CIK 0001315206 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Huntsman Family Holdings Company LLC Disclosed balance after: 11,423,244 F1 · shares: At the request of Jon M. Huntsman, Huntsman Family Holdings Company LLC sold the shares reported in Lines 1, 2 and 3 of Table 1 of this report for the benefit of, and distributed the proceeds of such sales to, Jon M. Huntsman, who intends to use them to meet charitable obligations. F4 · price: The price reported in Column 4 of Line 2 with respect to the 388,762 shares sold on November 7, 2016 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.15 to $17.52. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (4) to this Form 4. F3 · balance_after: The shares listed in Column 5 of Lines 1, 2 and 3 are owned directly by Huntsman Family Holdings Company LLC and indirectly by other members of Huntsman Family Holdings Company LLC and Jon M. Huntsman. Jon M. Huntsman disclaims beneficial ownership of the shares held by Huntsman Family Holdings Company LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 22:44 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 111,238 | $17.25 | $1,919,077.98 |
DisclosureSEC source: 0001214659-16-014480 · marketforms-36777.xml · nonDerivative · entry 1 Huntsman Jon M · CIK 0001315206 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Huntsman Family Holdings Company LLC Disclosed balance after: 11,812,006 F1 · shares: At the request of Jon M. Huntsman, Huntsman Family Holdings Company LLC sold the shares reported in Lines 1, 2 and 3 of Table 1 of this report for the benefit of, and distributed the proceeds of such sales to, Jon M. Huntsman, who intends to use them to meet charitable obligations. F2 · price: The price reported in Column 4 of Line 1 with respect to the 111,238 shares sold on November 4, 2016 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.19. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (2) to this Form 4. F3 · balance_after: The shares listed in Column 5 of Lines 1, 2 and 3 are owned directly by Huntsman Family Holdings Company LLC and indirectly by other members of Huntsman Family Holdings Company LLC and Jon M. Huntsman. Jon M. Huntsman disclaims beneficial ownership of the shares held by Huntsman Family Holdings Company LLC, except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.