Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRICE T ROWE GROUP INCTROW · Entity 3212 | CFO & Vice President | January 02, 2018 | January 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRICE T ROWE GROUP INC
Report date January 02, 2018 · Filed January 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,019.615 |
Ending reported balance
After 2018-01-02 transaction · row 15
15 source rows · reconciled sequenceRow 1 · 2018-01-02 · Grant · Acquired 12.704 · Balance 100,795.615 F1: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Row 2 · 2018-01-02 · Exercise / conversion · Acquired 921 · Balance 101,716.615 Row 3 · 2018-01-02 · Exercise / conversion · Acquired 1,230 · Balance 102,946.615 Row 4 · 2018-01-02 · Exercise / conversion · Acquired 1,229 · Balance 104,175.615 Row 5 · 2018-01-02 · Exercise / conversion · Acquired 1,179 · Balance 105,354.615 Row 6 · 2018-01-02 · Exercise / conversion · Acquired 1,179 · Balance 106,533.615 Row 7 · 2018-01-02 · Exercise / conversion · Acquired 1,179 · Balance 107,712.615 Row 8 · 2018-01-02 · Exercise / conversion · Acquired 1,149 · Balance 108,861.615 Row 9 · 2018-01-02 · Exercise / conversion · Acquired 1,479 · Balance 110,340.615 Row 10 · 2018-01-02 · Exercise / conversion · Acquired 1,300 · Balance 111,640.615 Row 11 · 2018-01-02 · Exercise / conversion · Acquired 379 · Balance 112,019.615 Row 12 · 2018-01-02 · Exercise / conversion · Acquired 2 · Balance 112,021.615 Row 13 · 2018-01-02 · Exercise / conversion · Acquired 1 · Balance 112,022.615 Row 14 · 2018-01-02 · Tax withholding · Disposed 1,937 · Balance 110,085.615 Row 15 · 2018-01-02 · Sale · Disposed 8,066 · Balance 102,019.615 F2: The range of prices for this transaction were $104.11 to $104.18. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.80 · Expires 2022-09-06 | Direct | 379 |
Reported balance
After 2018-01-02 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2018-01-02 · Exercise / conversion · Disposed 921 · Balance 379 F3: 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.67 · Expires 2023-02-21 | Direct | 1,229 |
Reported balance
After 2018-01-02 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2018-01-02 · Exercise / conversion · Disposed 1,230 · Balance 1,229 F4: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.29 · Expires 2023-09-10 | Direct | 1,231 |
Reported balance
After 2018-01-02 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2018-01-02 · Exercise / conversion · Disposed 1,229 · Balance 1,231 F5: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.94 · Expires 2024-02-19 | Direct | 2,356 |
Reported balance
After 2018-01-02 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2018-01-02 · Exercise / conversion · Disposed 1,179 · Balance 2,356 F6: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.44 · Expires 2024-09-09 | Direct | 2,357 |
Reported balance
After 2018-01-02 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2018-01-02 · Exercise / conversion · Disposed 1,179 · Balance 2,357 F7: 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.95 · Expires 2025-02-19 | Direct | 3,535 |
Reported balance
After 2018-01-02 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2018-01-02 · Exercise / conversion · Disposed 1,179 · Balance 3,535 F8: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.92 · Expires 2025-09-10 | Direct | 3,451 |
Reported balance
After 2018-01-02 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2018-01-02 · Exercise / conversion · Disposed 1,149 · Balance 3,451 F9: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $67.56 · Expires 2021-02-17 | Direct | 0 |
Reported balance
After 2018-01-02 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2018-01-02 · Exercise / conversion · Disposed 1,479 · Balance 0 F10: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.07 · Expires 2022-02-23 | Direct | 0 |
Reported balance
After 2018-01-02 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2018-01-02 · Exercise / conversion · Disposed 1,300 · Balance 0 F11: 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.80 · Expires 2022-09-06 | Direct | 0 |
Reported balance
After 2018-01-02 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2018-01-02 · Exercise / conversion · Disposed 379 · Balance 0 F3: 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.29 · Expires 2023-09-10 | Direct | 1,229 |
Reported balance
After 2018-01-02 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2018-01-02 · Exercise / conversion · Disposed 2 · Balance 1,229 F5: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.92 · Expires 2025-09-10 | Direct | 3,450 |
Reported balance
After 2018-01-02 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2018-01-02 · Exercise / conversion · Disposed 1 · Balance 3,450 F9: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016. |
Filing footnotes · ownership attribution and instrument terms
F1: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
F2: The range of prices for this transaction were $104.11 to $104.18. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
F4: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F5: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F6: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F7: 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F8: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
F9: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
F10: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.
F11: 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2017 Filed Oct 6, 2017 17:41 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 5,204 | $59.07 | $307,396.64 |
DisclosureSEC source: 0001127602-17-029543 · form4.xml · nonDerivative · entry 2 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,722.948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 17:41 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 11,532 | $67.56 | $779,116.91 |
DisclosureSEC source: 0001127602-17-029543 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,518.948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:35 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 13,041 | $90.43 | $1,179,297.63 |
DisclosureSEC source: 0001127602-17-028960 · form4.xml · nonDerivative · entry 2 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,986.948 Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:35 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 12.868 | $90.67 | $1,166.68 |
DisclosureSEC source: 0001127602-17-028960 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,027.948 F1 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 14:57 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,803 | $0.00 Strike: $54.83 | $0.00 |
DisclosureSEC source: 0001127602-17-028539 · form4.xml · derivative · entry 4 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,803 shares Expires 2018-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 09/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 14:57 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 1.667 | $89.73 | $149.58 |
DisclosureSEC source: 0001127602-17-028539 · form4.xml · nonDerivative · entry 3 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,015.08 F1 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 14:57 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 1,096 | $90.13 | $98,782.48 |
DisclosureSEC source: 0001127602-17-028539 · form4.xml · nonDerivative · entry 2 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,013.413 Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 14:57 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1,803 | $54.83 | $98,863.72 |
DisclosureSEC source: 0001127602-17-028539 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,109.413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 17:57 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 25,051 | $0.00 Strike: $54.83 | $0.00 |
DisclosureSEC source: 0001127602-17-027472 · form4.xml · derivative · entry 4 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,803 Underlying: Common Stock · 25,051 shares Expires 2018-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 09/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 17:57 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 20,755 | $84.27 | $1,749,023.85 |
DisclosureSEC source: 0001127602-17-027472 · form4.xml · nonDerivative · entry 3 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,783.413 Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 17:57 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 25,051 | $54.83 | $1,373,618.98 |
DisclosureSEC source: 0001127602-17-027472 · form4.xml · nonDerivative · entry 2 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,538.413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 17:57 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 34.022 | $83.28 | $2,833.32 |
DisclosureSEC source: 0001127602-17-027472 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,487.413 F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| September 06, 2017 Filed Sep 19, 2017 14:46 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 3,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-027659 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,976.391 F1 · shares: On September 6, 2017, the Executive Compensation and Management Development Committee (ECMDC) formerly known as Executive Compensation Committee, certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on December 8, 2017. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 18:36 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,578 | $0.00 Strike: $54.83 | $0.00 |
DisclosureSEC source: 0001127602-17-024213 · form4.xml · derivative · entry 4 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,854 Underlying: Common Stock · 9,578 shares Expires 2018-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 09/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 18:36 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 101.734 | $70.66 | $7,188.16 |
DisclosureSEC source: 0001127602-17-024213 · form4.xml · nonDerivative · entry 3 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,453.391 F1 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 18:36 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 7,912 | $84.92 | $671,887.04 |
DisclosureSEC source: 0001127602-17-024213 · form4.xml · nonDerivative · entry 2 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,351.657 Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 18:36 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 9,578 | $54.83 | $525,189.52 |
DisclosureSEC source: 0001127602-17-024213 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,263.657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 12:48 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 13,011 | $0.00 Strike: $48.56 | $0.00 |
DisclosureSEC source: 0001127602-17-009913 · form4.xml · derivative · entry 12 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,011 shares Expires 2021-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 09/08/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 12:48 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 14,572 | $0.00 Strike: $45.79 | $0.00 |
DisclosureSEC source: 0001127602-17-009913 · form4.xml · derivative · entry 11 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,572 shares Expires 2020-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 09/08/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 12:48 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 14,572 | $0.00 Strike: $47.65 | $0.00 |
DisclosureSEC source: 0001127602-17-009913 · form4.xml · derivative · entry 10 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,572 shares Expires 2020-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 02/18/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 12:48 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 18,736 | $0.00 Strike: $43.37 | $0.00 |
DisclosureSEC source: 0001127602-17-009913 · form4.xml · derivative · entry 9 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,736 shares Expires 2019-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 09/10/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 12:48 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 18,735 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001127602-17-009913 · form4.xml · derivative · entry 8 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,735 shares Expires 2019-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 2/12/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 12:48 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 61,205 | $72.53 | $4,439,198.65 |
DisclosureSEC source: 0001127602-17-009913 · form4.xml · nonDerivative · entry 7 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,685.657 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 12:48 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 13,011 | $48.56 | $631,814.16 |
DisclosureSEC source: 0001127602-17-009913 · form4.xml · nonDerivative · entry 6 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,890.657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 12:48 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 14,572 | $45.79 | $667,299.97 |
DisclosureSEC source: 0001127602-17-009913 · form4.xml · nonDerivative · entry 5 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,879.657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 12:48 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 14,572 | $47.65 | $694,317.91 |
DisclosureSEC source: 0001127602-17-009913 · form4.xml · nonDerivative · entry 4 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,307.657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 12:48 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 18,736 | $43.37 | $812,627.16 |
DisclosureSEC source: 0001127602-17-009913 · form4.xml · nonDerivative · entry 3 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,735.657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 12:48 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 18,735 | $26.39 | $494,388.55 |
DisclosureSEC source: 0001127602-17-009913 · form4.xml · nonDerivative · entry 2 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,999.657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 12:48 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 24.48 | $71.49 | $1,750.02 |
DisclosureSEC source: 0001127602-17-009913 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,264.657 F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 16:40 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 41,637 | $0.00 Strike: $48.05 | $0.00 |
DisclosureSEC source: 0001127602-17-008118 · form4.xml · derivative · entry 3 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,637 shares Expires 2017-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 09/06/2007 Grant - The option vests 20% annually over a 5 year period beginning on September 06, 2008. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 16:40 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 32,610 | $71.96 | $2,346,615.60 |
DisclosureSEC source: 0001127602-17-008118 · form4.xml · nonDerivative · entry 2 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,240.177 Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 16:40 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 41,637 | $48.05 | $2,000,691.16 |
DisclosureSEC source: 0001127602-17-008118 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,850.177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 20:25 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 3,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006560 · form4.xml · nonDerivative · entry 2 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,213.177 F2 · shares: On February 15, 2017, the Executive Compensation and Management Development Committee (ECMDC) formerly known as Executive Compensation Committee, certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on December 8, 2017. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 20:25 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 41.691 | $70.74 | $2,949.36 |
DisclosureSEC source: 0001127602-17-006560 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,761.177 F1 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 18:23 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 1,454 | $76.60 | $111,376.40 |
DisclosureSEC source: 0001127602-16-069849 · form4.xml · nonDerivative · entry 2 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,719.486 F2 · shares: These shares were withheld to pay for taxes on restricted stock units that vested on 12/9/2016. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 18:23 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 33.904 | $68.82 | $2,333.36 |
DisclosureSEC source: 0001127602-16-069849 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,173.486 F1 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 17:13 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,502 | $0.00 Strike: $44.37 | $0.00 |
DisclosureSEC source: 0001127602-16-065520 · form4.xml · derivative · entry 3 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,502 shares Expires 2016-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 11/01/2006 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2007. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 17:13 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 25.73 | $66.26 | $1,704.98 |
DisclosureSEC source: 0001127602-16-065520 · form4.xml · nonDerivative · entry 2 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,139.582 F1 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 17:13 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 2,502 | $44.37 | $111,017.74 |
DisclosureSEC source: 0001127602-16-065520 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,113.852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 12:16 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 1,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062298 · form4.xml · nonDerivative · entry 2 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,611.852 F2 · shares: On September 7, 2016, the Executive Compensation Committee certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on December 9, 2016. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 12:16 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 290.102 | $72.99 | $21,174.60 |
DisclosureSEC source: 0001127602-16-062298 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,886.852 F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.