Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRICE T ROWE GROUP INCTROW · Entity 3212 | CFO & Vice President | January 02, 2018 | January 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRICE T ROWE GROUP INC
Report date January 02, 2018 · Filed January 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,019.615 |
Ending reported balance
After 2018-01-02 transaction · row 15
15 source rows · reconciled sequenceRow 1 · 2018-01-02 · Grant · Acquired 12.704 · Balance 100,795.615 F1: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Row 2 · 2018-01-02 · Exercise / conversion · Acquired 921 · Balance 101,716.615 Row 3 · 2018-01-02 · Exercise / conversion · Acquired 1,230 · Balance 102,946.615 Row 4 · 2018-01-02 · Exercise / conversion · Acquired 1,229 · Balance 104,175.615 Row 5 · 2018-01-02 · Exercise / conversion · Acquired 1,179 · Balance 105,354.615 Row 6 · 2018-01-02 · Exercise / conversion · Acquired 1,179 · Balance 106,533.615 Row 7 · 2018-01-02 · Exercise / conversion · Acquired 1,179 · Balance 107,712.615 Row 8 · 2018-01-02 · Exercise / conversion · Acquired 1,149 · Balance 108,861.615 Row 9 · 2018-01-02 · Exercise / conversion · Acquired 1,479 · Balance 110,340.615 Row 10 · 2018-01-02 · Exercise / conversion · Acquired 1,300 · Balance 111,640.615 Row 11 · 2018-01-02 · Exercise / conversion · Acquired 379 · Balance 112,019.615 Row 12 · 2018-01-02 · Exercise / conversion · Acquired 2 · Balance 112,021.615 Row 13 · 2018-01-02 · Exercise / conversion · Acquired 1 · Balance 112,022.615 Row 14 · 2018-01-02 · Tax withholding · Disposed 1,937 · Balance 110,085.615 Row 15 · 2018-01-02 · Sale · Disposed 8,066 · Balance 102,019.615 F2: The range of prices for this transaction were $104.11 to $104.18. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.80 · Expires 2022-09-06 | Direct | 379 |
Reported balance
After 2018-01-02 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2018-01-02 · Exercise / conversion · Disposed 921 · Balance 379 F3: 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.67 · Expires 2023-02-21 | Direct | 1,229 |
Reported balance
After 2018-01-02 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2018-01-02 · Exercise / conversion · Disposed 1,230 · Balance 1,229 F4: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.29 · Expires 2023-09-10 | Direct | 1,231 |
Reported balance
After 2018-01-02 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2018-01-02 · Exercise / conversion · Disposed 1,229 · Balance 1,231 F5: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.94 · Expires 2024-02-19 | Direct | 2,356 |
Reported balance
After 2018-01-02 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2018-01-02 · Exercise / conversion · Disposed 1,179 · Balance 2,356 F6: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.44 · Expires 2024-09-09 | Direct | 2,357 |
Reported balance
After 2018-01-02 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2018-01-02 · Exercise / conversion · Disposed 1,179 · Balance 2,357 F7: 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.95 · Expires 2025-02-19 | Direct | 3,535 |
Reported balance
After 2018-01-02 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2018-01-02 · Exercise / conversion · Disposed 1,179 · Balance 3,535 F8: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.92 · Expires 2025-09-10 | Direct | 3,451 |
Reported balance
After 2018-01-02 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2018-01-02 · Exercise / conversion · Disposed 1,149 · Balance 3,451 F9: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $67.56 · Expires 2021-02-17 | Direct | 0 |
Reported balance
After 2018-01-02 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2018-01-02 · Exercise / conversion · Disposed 1,479 · Balance 0 F10: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.07 · Expires 2022-02-23 | Direct | 0 |
Reported balance
After 2018-01-02 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2018-01-02 · Exercise / conversion · Disposed 1,300 · Balance 0 F11: 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.80 · Expires 2022-09-06 | Direct | 0 |
Reported balance
After 2018-01-02 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2018-01-02 · Exercise / conversion · Disposed 379 · Balance 0 F3: 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.29 · Expires 2023-09-10 | Direct | 1,229 |
Reported balance
After 2018-01-02 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2018-01-02 · Exercise / conversion · Disposed 2 · Balance 1,229 F5: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.92 · Expires 2025-09-10 | Direct | 3,450 |
Reported balance
After 2018-01-02 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2018-01-02 · Exercise / conversion · Disposed 1 · Balance 3,450 F9: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016. |
Filing footnotes · ownership attribution and instrument terms
F1: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
F2: The range of prices for this transaction were $104.11 to $104.18. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
F4: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F5: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F6: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F7: 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F8: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
F9: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
F10: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.
F11: 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1 | $0.00 Strike: $70.92 | $0.00 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · derivative · entry 27 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,450 Underlying: Common Stock · 1 shares Expires 2025-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2 | $0.00 Strike: $70.29 | $0.00 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · derivative · entry 26 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229 Underlying: Common Stock · 2 shares Expires 2023-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 379 | $0.00 Strike: $60.80 | $0.00 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · derivative · entry 25 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 379 shares Expires 2022-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,300 | $0.00 Strike: $59.07 | $0.00 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · derivative · entry 24 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,300 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,479 | $0.00 Strike: $67.56 | $0.00 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · derivative · entry 23 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,479 shares Expires 2021-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,149 | $0.00 Strike: $70.92 | $0.00 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · derivative · entry 22 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,451 Underlying: Common Stock · 1,149 shares Expires 2025-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,179 | $0.00 Strike: $80.95 | $0.00 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · derivative · entry 21 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,535 Underlying: Common Stock · 1,179 shares Expires 2025-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,179 | $0.00 Strike: $78.44 | $0.00 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · derivative · entry 20 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,357 Underlying: Common Stock · 1,179 shares Expires 2024-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,179 | $0.00 Strike: $77.94 | $0.00 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · derivative · entry 19 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,356 Underlying: Common Stock · 1,179 shares Expires 2024-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,229 | $0.00 Strike: $70.29 | $0.00 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · derivative · entry 18 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231 Underlying: Common Stock · 1,229 shares Expires 2023-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,230 | $0.00 Strike: $69.67 | $0.00 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · derivative · entry 17 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229 Underlying: Common Stock · 1,230 shares Expires 2023-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 921 | $0.00 Strike: $60.80 | $0.00 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · derivative · entry 16 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379 Underlying: Common Stock · 921 shares Expires 2022-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 8,066 | $104.12 | $839,832.73 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 15 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,019.615 F2 · price: The range of prices for this transaction were $104.11 to $104.18. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 1,937 | $103.08 | $199,665.96 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 14 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,085.615 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1 | $70.92 | $70.92 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 13 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,022.615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 2 | $70.29 | $140.57 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 12 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,021.615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 379 | $60.80 | $23,042.59 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 11 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,019.615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1,300 | $59.07 | $76,790.09 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 10 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,640.615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1,479 | $67.56 | $99,923.16 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 9 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,340.615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1,149 | $70.92 | $81,487.08 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 8 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,861.615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1,179 | $80.95 | $95,439.11 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 7 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,712.615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1,179 | $78.44 | $92,482.88 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 6 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,533.615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1,179 | $77.94 | $91,896.33 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 5 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,354.615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1,229 | $70.29 | $86,380.76 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 4 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,175.615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1,230 | $69.67 | $85,695.08 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 3 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,946.615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 921 | $60.80 | $55,995.33 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 2 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,716.615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:54 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 12.704 | $105.34 | $1,338.20 |
DisclosureSEC source: 0001127602-18-000980 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,795.615 F1 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 14:05 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GiftCommon Stock | 7,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035237 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,782.911 Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 14:52 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 11.466 | $101.75 | $1,166.68 |
DisclosureSEC source: 0001127602-17-034436 · form4.xml · nonDerivative · entry 2 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,094.911 F2 · price: ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 14:52 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 2,099 | $102.75 | $215,672.25 |
DisclosureSEC source: 0001127602-17-034436 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,083.445 F1 · shares: These shares were withheld to pay for taxes on restricted stock units that vested on 12/08/2017. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 20:17 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 15,082 | $99.44 | $1,499,781.23 |
DisclosureSEC source: 0001127602-17-033428 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,182.445 F1 · price: The range of prices for this transaction were $99.34 to $99.62. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,357 | $0.00 Strike: $78.44 | $0.00 |
DisclosureSEC source: 0001127602-17-033129 · form4.xml · derivative · entry 14 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,536 Underlying: Common Stock · 2,357 shares Expires 2024-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,357 | $0.00 Strike: $77.94 | $0.00 |
DisclosureSEC source: 0001127602-17-033129 · form4.xml · derivative · entry 13 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,535 Underlying: Common Stock · 2,357 shares Expires 2024-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,150 | $0.00 Strike: $70.92 | $0.00 |
DisclosureSEC source: 0001127602-17-033129 · form4.xml · derivative · entry 12 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 Underlying: Common Stock · 1,150 shares Expires 2025-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,178 | $0.00 Strike: $80.95 | $0.00 |
DisclosureSEC source: 0001127602-17-033129 · form4.xml · derivative · entry 11 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,714 Underlying: Common Stock · 1,178 shares Expires 2025-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 3,688 | $0.00 Strike: $70.29 | $0.00 |
DisclosureSEC source: 0001127602-17-033129 · form4.xml · derivative · entry 10 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,460 Underlying: Common Stock · 3,688 shares Expires 2023-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 3,689 | $0.00 Strike: $69.67 | $0.00 |
DisclosureSEC source: 0001127602-17-033129 · form4.xml · derivative · entry 9 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,459 Underlying: Common Stock · 3,689 shares Expires 2023-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 14,419 | $97.07 | $1,399,609.07 |
DisclosureSEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 8 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,264.445 Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 2,357 | $78.44 | $184,887.32 |
DisclosureSEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 7 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,683.445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 2,357 | $77.94 | $183,714.72 |
DisclosureSEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 6 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,326.445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1,150 | $70.92 | $81,558.00 |
DisclosureSEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 5 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,969.445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1,178 | $80.95 | $95,358.16 |
DisclosureSEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 4 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,819.445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 3,688 | $70.29 | $259,212.56 |
DisclosureSEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 3 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,641.445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 3,689 | $69.67 | $257,015.58 |
DisclosureSEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 2 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,953.445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 12.497 | $93.36 | $1,166.68 |
DisclosureSEC source: 0001127602-17-033129 · form4.xml · nonDerivative · entry 1 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,264.445 F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 17:41 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,204 | $0.00 Strike: $60.80 | $0.00 |
DisclosureSEC source: 0001127602-17-029543 · form4.xml · derivative · entry 7 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Underlying: Common Stock · 5,204 shares Expires 2022-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 17:41 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,204 | $0.00 Strike: $59.07 | $0.00 |
DisclosureSEC source: 0001127602-17-029543 · form4.xml · derivative · entry 6 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Underlying: Common Stock · 5,204 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 17:41 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,532 | $0.00 Strike: $67.56 | $0.00 |
DisclosureSEC source: 0001127602-17-029543 · form4.xml · derivative · entry 5 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,479 Underlying: Common Stock · 11,532 shares Expires 2021-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012. Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 17:41 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 18,675 | $91.75 | $1,713,431.25 |
DisclosureSEC source: 0001127602-17-029543 · form4.xml · nonDerivative · entry 4 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,251.948 Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 17:41 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 5,204 | $60.80 | $316,394.87 |
DisclosureSEC source: 0001127602-17-029543 · form4.xml · nonDerivative · entry 3 MORELAND KENNETH V · CIK 0001282170 · CFO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,926.948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.