Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORTOISE ENERGY INDEPENDENCE FUND, INC.NDP · Entity 84717 | Member of Investment Committee | September 01, 2017 | January 08, 2018 |
| TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897 | Member of Investment Committee | September 01, 2017 | January 08, 2018 |
| TORTOISE PIPELINE & ENERGY FUND, INC.TTP · Entity 95263 | Member of Investment Committee | November 30, 2017 | January 08, 2018 |
| TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INCTPZ · Entity 73118 | Member of Investment Committee | November 30, 2017 | January 08, 2018 |
| Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716 | Member of Investment Committee | November 30, 2017 | January 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORTOISE ENERGY INDEPENDENCE FUND, INC.
Report date September 01, 2017 · Filed January 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 7,258.805 |
Ending reported balance
After 2017-12-01 transaction · row 4
2 source rows · reconciled sequenceRow 1 · 2017-09-01 · Purchase · Acquired 231.777 · Balance 7,016.822 F1: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. Row 4 · 2017-12-01 · Purchase · Acquired 241.983 · Balance 7,258.805 F1: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. |
| Common SharesSEC Table I · non-derivative | IndirectBy spouse | 6,376.216 |
Reported balance
After 2017-09-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-09-01 · Purchase · Acquired 210.616 · Balance 6,376.216 F1: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. |
| Common SharesSEC Table I · non-derivative | IndirectBy spouse | 6,596.107 |
Reported balance
After 2017-12-01 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2017-12-01 · Purchase · Acquired 219.89 · Balance 6,596.107 F1: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. |
| Common SharesSEC Table I · non-derivative | IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit | 595.711 |
Reported balance
After 2017-09-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-09-01 · Purchase · Acquired 19.677 · Balance 595.711 F1: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. |
| Common SharesSEC Table I · non-derivative | IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit | 616.254 |
Reported balance
After 2017-12-01 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2017-12-01 · Purchase · Acquired 20.543 · Balance 616.254 F1: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price.
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date September 01, 2017 · Filed January 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 14,270.26 |
Reported balance
After 2017-09-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-09-01 · Purchase · Acquired 200.64 · Balance 14,270.26 F1: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. F2: Includes 123.89 shares acquired under the TYG dividend reinvestment plan. |
| Common SharesSEC Table I · non-derivative | Direct | 14,635.51 |
Reported balance
After 2017-12-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2017-12-01 · Purchase · Acquired 225.56 · Balance 14,635.51 F1: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. F3: Includes 139.69 shares acquired under the TYG dividend reinvestment plan. |
| Common SharesSEC Table I · non-derivative | Direct | 14,634.7 |
Reported balance
After 2017-12-20 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2017-12-20 · Sale · Disposed 0.81 · Balance 14,634.7 F4: Sale of fractional shares by transfer agent in connection with transfer of shares to a brokerage account. |
| Common SharesSEC Table I · non-derivative | IndirectBy spouse | 3,040.55 |
Reported balance
After 2017-09-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-09-01 · Purchase · Acquired 67.56 · Balance 3,040.55 F1: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. |
| Common SharesSEC Table I · non-derivative | IndirectBy spouse | 3,116.49 |
Reported balance
After 2017-12-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-12-01 · Purchase · Acquired 75.95 · Balance 3,116.49 F1: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. |
| Common SharesSEC Table I · non-derivative | IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit | 297 |
Reported balance
Holding disclosure · report date 2017-09-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 297 |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price.
F2: Includes 123.89 shares acquired under the TYG dividend reinvestment plan.
F3: Includes 139.69 shares acquired under the TYG dividend reinvestment plan.
F4: Sale of fractional shares by transfer agent in connection with transfer of shares to a brokerage account.
TORTOISE PIPELINE & ENERGY FUND, INC.
Report date November 30, 2017 · Filed January 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,502.492 |
Reported balance
After 2017-09-01 transaction · row 1
1 source rowRow 1 · 2017-09-01 · Other · Acquired 32.521 · Balance 1,502.492 F1: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | IndirectBy spouse | 761.509 |
Reported balance
After 2017-09-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-09-01 · Other · Acquired 16.483 · Balance 761.509 F1: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit | 246.277 |
Reported balance
After 2017-09-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-09-01 · Other · Acquired 5.331 · Balance 246.277 F1: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Report date November 30, 2017 · Filed January 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 891.866 |
Reported balance
After 2017-07-03 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2017-07-03 · Other · Acquired 5.148 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | Direct | 891.866 |
Reported balance
After 2017-08-01 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2017-08-01 · Other · Acquired 5.107 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | Direct | 891.866 |
Reported balance
After 2017-09-01 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2017-09-01 · Other · Acquired 5.405 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | Direct | 891.866 |
Reported balance
After 2017-10-02 transaction · row 10
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 10 · 2017-10-02 · Other · Acquired 5.17 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | Direct | 891.866 |
Reported balance
After 2017-11-01 transaction · row 13
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 13 · 2017-11-01 · Other · Acquired 5.462 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | IndirectBy spouse | 891.866 |
Reported balance
After 2017-07-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-07-03 · Other · Acquired 5.148 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | IndirectBy spouse | 891.866 |
Reported balance
After 2017-08-01 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2017-08-01 · Other · Acquired 5.107 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | IndirectBy spouse | 891.866 |
Reported balance
After 2017-09-01 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2017-09-01 · Other · Acquired 5.405 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | IndirectBy spouse | 891.866 |
Reported balance
After 2017-10-02 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2017-10-02 · Other · Acquired 5.17 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | IndirectBy spouse | 891.866 |
Reported balance
After 2017-11-01 transaction · row 14
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 14 · 2017-11-01 · Other · Acquired 5.462 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit | 118.916 |
Reported balance
After 2017-07-03 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-07-03 · Other · Acquired 0.687 · Balance 118.916 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit | 118.916 |
Reported balance
After 2017-08-01 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2017-08-01 · Other · Acquired 0.681 · Balance 118.916 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit | 118.916 |
Reported balance
After 2017-09-01 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2017-09-01 · Other · Acquired 0.721 · Balance 118.916 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit | 118.916 |
Reported balance
After 2017-10-02 transaction · row 12
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 12 · 2017-10-02 · Other · Acquired 0.69 · Balance 118.916 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit | 118.916 |
Reported balance
After 2017-11-01 transaction · row 15
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 15 · 2017-11-01 · Other · Acquired 0.728 · Balance 118.916 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Tortoise Midstream Energy Fund, Inc.
Report date November 30, 2017 · Filed January 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,225.089 |
Reported balance
After 2017-09-01 transaction · row 1
1 source rowRow 1 · 2017-09-01 · Other · Acquired 27.907 · Balance 1,225.089 F1: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | IndirectBy spouse | 1,225.089 |
Reported balance
After 2017-09-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-09-01 · Other · Acquired 27.907 · Balance 1,225.089 F1: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
| Common SharesSEC Table I · non-derivative | IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit | 308.391 |
Reported balance
After 2017-09-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-09-01 · Other · Acquired 7.025 · Balance 308.391 F1: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2016 Filed Jan 13, 2017 14:54 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 62.13 | $28.25 | $1,755.17 |
DisclosureSEC source: 0001140361-17-001793 · doc1.xml · nonDerivative · entry 6 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,741.62 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. Read SEC document |
| June 01, 2016 Filed Jan 13, 2017 14:54 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 184.54 | $28.25 | $5,213.26 |
DisclosureSEC source: 0001140361-17-001793 · doc1.xml · nonDerivative · entry 5 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,740.35 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. Read SEC document |
| May 02, 2016 Filed Jan 13, 2017 14:58 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 5.279 | $18.88 | $99.67 |
DisclosureSEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 12 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| May 02, 2016 Filed Jan 13, 2017 14:58 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 5.279 | $18.88 | $99.67 |
DisclosureSEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 11 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| April 01, 2016 Filed Jan 13, 2017 14:58 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 5.786 | $17.10 | $98.94 |
DisclosureSEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 10 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| April 01, 2016 Filed Jan 13, 2017 14:58 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 5.786 | $17.10 | $98.94 |
DisclosureSEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 9 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 15:00 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 27.121 | $16.33 | $442.89 |
DisclosureSEC source: 0001140361-17-001798 · doc1.xml · nonDerivative · entry 5 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,123.606 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 15:00 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 27.121 | $16.33 | $442.89 |
DisclosureSEC source: 0001140361-17-001798 · doc1.xml · nonDerivative · entry 4 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123.606 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 14:58 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 7.009 | $15.39 | $107.87 |
DisclosureSEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 8 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 14:58 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 7.009 | $15.39 | $107.87 |
DisclosureSEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 7 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 15:12 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | OtherCommon Shares | 228.801 | $9.79 | $2,239.96 |
DisclosureSEC source: 0001140361-17-001807 · doc1.xml · nonDerivative · entry 5 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,348.657 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 15:12 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | OtherCommon Shares | 251.788 | $9.79 | $2,465.00 |
DisclosureSEC source: 0001140361-17-001807 · doc1.xml · nonDerivative · entry 4 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,886.025 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 15:06 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 20.988 | $12.67 | $265.92 |
DisclosureSEC source: 0001140361-17-001802 · doc1.xml · nonDerivative · entry 4 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 703.596 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 15:06 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 41.41 | $12.67 | $524.66 |
DisclosureSEC source: 0001140361-17-001802 · doc1.xml · nonDerivative · entry 3 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388.227 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 14:54 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 68.15 | $25.10 | $1,710.57 |
DisclosureSEC source: 0001140361-17-001793 · doc1.xml · nonDerivative · entry 4 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,679.49 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. Read SEC document |
| March 01, 2016 Filed Jan 13, 2017 14:54 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 202.38 | $25.10 | $5,079.74 |
DisclosureSEC source: 0001140361-17-001793 · doc1.xml · nonDerivative · entry 3 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,555.81 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. F3 · balance_after: Includes 113.19 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan. Read SEC document |
| February 01, 2016 Filed Jan 13, 2017 14:58 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 7.118 | $15.02 | $106.91 |
DisclosureSEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 6 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| February 01, 2016 Filed Jan 13, 2017 14:58 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 7.118 | $15.02 | $106.91 |
DisclosureSEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 5 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| January 04, 2016 Filed Jan 13, 2017 14:58 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.338 | $16.73 | $106.03 |
DisclosureSEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 4 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| January 04, 2016 Filed Jan 13, 2017 14:58 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.338 | $16.73 | $106.03 |
DisclosureSEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 3 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 15:00 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 1.425 | $16.31 | $23.24 |
DisclosureSEC source: 0001140361-17-001798 · doc1.xml · nonDerivative · entry 3 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By self as custodian of child's account Disclosed balance after: 0 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to transaction, shares held by adult child no longer living at home; amount beneficially owned at fiscal year-end excludes 257.155 shares (in addition to the shares reported in the transaction) held by the adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 15:00 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 26.463 | $16.31 | $431.61 |
DisclosureSEC source: 0001140361-17-001798 · doc1.xml · nonDerivative · entry 2 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,123.606 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 15:00 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 26.463 | $16.31 | $431.61 |
DisclosureSEC source: 0001140361-17-001798 · doc1.xml · nonDerivative · entry 1 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123.606 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 14:58 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 5.672 | $18.55 | $105.22 |
DisclosureSEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 2 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · balance_after: Indirect ownership shares exclude 102.044 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 14:58 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 5.672 | $18.55 | $105.22 |
DisclosureSEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 1 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 15:12 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | OtherCommon Shares | 1.876 | $13.30 | $24.95 |
DisclosureSEC source: 0001140361-17-001807 · doc1.xml · nonDerivative · entry 3 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By self as custodian of child's account Disclosed balance after: 58.879 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 15:12 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | OtherCommon Shares | 163.1 | $13.30 | $2,169.23 |
DisclosureSEC source: 0001140361-17-001807 · doc1.xml · nonDerivative · entry 2 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,119.856 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 15:12 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | OtherCommon Shares | 179.486 | $13.30 | $2,387.16 |
DisclosureSEC source: 0001140361-17-001807 · doc1.xml · nonDerivative · entry 1 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,634.237 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 15:06 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 16.385 | $17.47 | $286.25 |
DisclosureSEC source: 0001140361-17-001802 · doc1.xml · nonDerivative · entry 2 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 703.596 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 15:06 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 32.329 | $17.47 | $564.79 |
DisclosureSEC source: 0001140361-17-001802 · doc1.xml · nonDerivative · entry 1 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388.227 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 14:54 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 62.35 | $26.78 | $1,669.73 |
DisclosureSEC source: 0001140361-17-001793 · doc1.xml · nonDerivative · entry 2 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,611.34 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. Read SEC document |
| December 01, 2015 Filed Jan 13, 2017 14:54 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 137.41 | $26.78 | $3,679.84 |
DisclosureSEC source: 0001140361-17-001793 · doc1.xml · nonDerivative · entry 1 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,240.24 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. F2 · balance_after: Includes 119.45 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.