person · Reporting owner

MALVEY KENNETH P

Disclosed activity across 5 companies

Tapewire entity: 170441
SEC CIK: 0001280972

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
TORTOISE ENERGY INDEPENDENCE FUND, INC.NDP · Entity 84717	Member of Investment Committee	September 01, 2017	January 08, 2018
TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897	Member of Investment Committee	September 01, 2017	January 08, 2018
TORTOISE PIPELINE & ENERGY FUND, INC.TTP · Entity 95263	Member of Investment Committee	November 30, 2017	January 08, 2018
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INCTPZ · Entity 73118	Member of Investment Committee	November 30, 2017	January 08, 2018
Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716	Member of Investment Committee	November 30, 2017	January 08, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TORTOISE ENERGY INDEPENDENCE FUND, INC.

Report date September 01, 2017 · Filed January 08, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	7,258.805	Ending reported balance After 2017-12-01 transaction · row 4 2 source rows · reconciled sequence Row 1 · 2017-09-01 · Purchase · Acquired 231.777 · Balance 7,016.822 F1: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price. Row 4 · 2017-12-01 · Purchase · Acquired 241.983 · Balance 7,258.805 F1: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price.
Common SharesSEC Table I · non-derivative	IndirectBy spouse	6,376.216	Reported balance After 2017-09-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-09-01 · Purchase · Acquired 210.616 · Balance 6,376.216 F1: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price.
Common SharesSEC Table I · non-derivative	IndirectBy spouse	6,596.107	Reported balance After 2017-12-01 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2017-12-01 · Purchase · Acquired 219.89 · Balance 6,596.107 F1: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price.
Common SharesSEC Table I · non-derivative	IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit	595.711	Reported balance After 2017-09-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-09-01 · Purchase · Acquired 19.677 · Balance 595.711 F1: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price.
Common SharesSEC Table I · non-derivative	IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit	616.254	Reported balance After 2017-12-01 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2017-12-01 · Purchase · Acquired 20.543 · Balance 616.254 F1: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price.

Filing footnotes · ownership attribution and instrument terms

F1: Automatic reinvestment of distribution by broker not made at the NDP dividend reinvestment plan price.

TORTOISE ENERGY INFRASTRUCTURE CORP

Report date September 01, 2017 · Filed January 08, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	14,270.26	Reported balance After 2017-09-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2017-09-01 · Purchase · Acquired 200.64 · Balance 14,270.26 F1: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. F2: Includes 123.89 shares acquired under the TYG dividend reinvestment plan.
Common SharesSEC Table I · non-derivative	Direct	14,635.51	Reported balance After 2017-12-01 transaction · row 3 Account or security details depend on footnotes; rows are not merged. 1 source row Row 3 · 2017-12-01 · Purchase · Acquired 225.56 · Balance 14,635.51 F1: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. F3: Includes 139.69 shares acquired under the TYG dividend reinvestment plan.
Common SharesSEC Table I · non-derivative	Direct	14,634.7	Reported balance After 2017-12-20 transaction · row 5 Account or security details depend on footnotes; rows are not merged. 1 source row Row 5 · 2017-12-20 · Sale · Disposed 0.81 · Balance 14,634.7 F4: Sale of fractional shares by transfer agent in connection with transfer of shares to a brokerage account.
Common SharesSEC Table I · non-derivative	IndirectBy spouse	3,040.55	Reported balance After 2017-09-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-09-01 · Purchase · Acquired 67.56 · Balance 3,040.55 F1: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price.
Common SharesSEC Table I · non-derivative	IndirectBy spouse	3,116.49	Reported balance After 2017-12-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2017-12-01 · Purchase · Acquired 75.95 · Balance 3,116.49 F1: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price.
Common SharesSEC Table I · non-derivative	IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit	297	Reported balance Holding disclosure · report date 2017-09-01 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 297

Filing footnotes · ownership attribution and instrument terms

F1: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price.

F2: Includes 123.89 shares acquired under the TYG dividend reinvestment plan.

F3: Includes 139.69 shares acquired under the TYG dividend reinvestment plan.

F4: Sale of fractional shares by transfer agent in connection with transfer of shares to a brokerage account.

TORTOISE PIPELINE & ENERGY FUND, INC.

Report date November 30, 2017 · Filed January 08, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	1,502.492	Reported balance After 2017-09-01 transaction · row 1 1 source row Row 1 · 2017-09-01 · Other · Acquired 32.521 · Balance 1,502.492 F1: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	IndirectBy spouse	761.509	Reported balance After 2017-09-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-09-01 · Other · Acquired 16.483 · Balance 761.509 F1: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit	246.277	Reported balance After 2017-09-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-09-01 · Other · Acquired 5.331 · Balance 246.277 F1: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

Filing footnotes · ownership attribution and instrument terms

F1: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC

Report date November 30, 2017 · Filed January 08, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	891.866	Reported balance After 2017-07-03 transaction · row 1 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 1 · 2017-07-03 · Other · Acquired 5.148 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	Direct	891.866	Reported balance After 2017-08-01 transaction · row 4 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 4 · 2017-08-01 · Other · Acquired 5.107 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	Direct	891.866	Reported balance After 2017-09-01 transaction · row 7 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 7 · 2017-09-01 · Other · Acquired 5.405 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	Direct	891.866	Reported balance After 2017-10-02 transaction · row 10 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 10 · 2017-10-02 · Other · Acquired 5.17 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	Direct	891.866	Reported balance After 2017-11-01 transaction · row 13 Sequence does not reconcile; account continuity is unresolved. 1 source row Row 13 · 2017-11-01 · Other · Acquired 5.462 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	IndirectBy spouse	891.866	Reported balance After 2017-07-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-07-03 · Other · Acquired 5.148 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	IndirectBy spouse	891.866	Reported balance After 2017-08-01 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2017-08-01 · Other · Acquired 5.107 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	IndirectBy spouse	891.866	Reported balance After 2017-09-01 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 8 · 2017-09-01 · Other · Acquired 5.405 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	IndirectBy spouse	891.866	Reported balance After 2017-10-02 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 11 · 2017-10-02 · Other · Acquired 5.17 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	IndirectBy spouse	891.866	Reported balance After 2017-11-01 transaction · row 14 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 14 · 2017-11-01 · Other · Acquired 5.462 · Balance 891.866 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit	118.916	Reported balance After 2017-07-03 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-07-03 · Other · Acquired 0.687 · Balance 118.916 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit	118.916	Reported balance After 2017-08-01 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2017-08-01 · Other · Acquired 0.681 · Balance 118.916 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit	118.916	Reported balance After 2017-09-01 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 9 · 2017-09-01 · Other · Acquired 0.721 · Balance 118.916 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit	118.916	Reported balance After 2017-10-02 transaction · row 12 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 12 · 2017-10-02 · Other · Acquired 0.69 · Balance 118.916 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit	118.916	Reported balance After 2017-11-01 transaction · row 15 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 15 · 2017-11-01 · Other · Acquired 0.728 · Balance 118.916 F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

Filing footnotes · ownership attribution and instrument terms

F1: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

Tortoise Midstream Energy Fund, Inc.

Report date November 30, 2017 · Filed January 08, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	1,225.089	Reported balance After 2017-09-01 transaction · row 1 1 source row Row 1 · 2017-09-01 · Other · Acquired 27.907 · Balance 1,225.089 F1: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	IndirectBy spouse	1,225.089	Reported balance After 2017-09-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-09-01 · Other · Acquired 27.907 · Balance 1,225.089 F1: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
Common SharesSEC Table I · non-derivative	IndirectBy adult child not living at home; reporting person can trade on account for adult child's benefit	308.391	Reported balance After 2017-09-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-09-01 · Other · Acquired 7.025 · Balance 308.391 F1: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

Filing footnotes · ownership attribution and instrument terms

F1: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 01, 2017 Filed May 2, 2017 17:00 UTC	TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717	OtherCommon Shares	153.796	$16.59	$2,551.48	Disclosure SEC source: 0001140361-17-017935 · doc1.xml · nonDerivative · entry 2 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,986.147 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
March 01, 2017 Filed May 2, 2017 17:00 UTC	TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717	OtherCommon Shares	169.248	$16.59	$2,807.82	Disclosure SEC source: 0001140361-17-017935 · doc1.xml · nonDerivative · entry 1 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,587.563 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
March 01, 2017 Filed May 2, 2017 16:58 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	OtherCommon Shares	53.6	$34.94	$1,872.78	Disclosure SEC source: 0001140361-17-017932 · doc1.xml · nonDerivative · entry 2 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,913.32 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
March 01, 2017 Filed May 2, 2017 16:58 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	OtherCommon Shares	159.2	$34.94	$5,562.45	Disclosure SEC source: 0001140361-17-017932 · doc1.xml · nonDerivative · entry 1 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,659.81 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. F2 · balance_after: Includes 97.75 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan. Read SEC document
March 01, 2017 Filed Aug 29, 2017 11:21 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	OtherCommon Shares	23.382	$20.75	$485.18	Disclosure SEC source: 0001140361-17-033468 · doc1.xml · nonDerivative · entry 4 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,171.522 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
March 01, 2017 Filed Aug 29, 2017 11:21 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	OtherCommon Shares	23.382	$20.75	$485.18	Disclosure SEC source: 0001140361-17-033468 · doc1.xml · nonDerivative · entry 3 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171.522 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
March 01, 2017 Filed Aug 29, 2017 11:24 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	4.66	$22.71	$105.83	Disclosure SEC source: 0001140361-17-033470 · doc1.xml · nonDerivative · entry 8 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 851.12 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
March 01, 2017 Filed Aug 29, 2017 11:24 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	4.66	$22.71	$105.83	Disclosure SEC source: 0001140361-17-033470 · doc1.xml · nonDerivative · entry 7 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 851.12 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
March 01, 2017 Filed Aug 29, 2017 11:26 UTC	TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263	OtherCommon Shares	13.531	$21.58	$292.00	Disclosure SEC source: 0001140361-17-033472 · doc1.xml · nonDerivative · entry 4 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 730.199 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
March 01, 2017 Filed Aug 29, 2017 11:26 UTC	TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263	OtherCommon Shares	26.698	$21.58	$576.14	Disclosure SEC source: 0001140361-17-033472 · doc1.xml · nonDerivative · entry 3 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440.717 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
February 01, 2017 Filed Aug 29, 2017 11:24 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	4.59	$22.92	$105.20	Disclosure SEC source: 0001140361-17-033470 · doc1.xml · nonDerivative · entry 6 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 846.46 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
February 01, 2017 Filed Aug 29, 2017 11:24 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	4.59	$22.92	$105.20	Disclosure SEC source: 0001140361-17-033470 · doc1.xml · nonDerivative · entry 5 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846.46 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
January 03, 2017 Filed Aug 29, 2017 11:24 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	4.61	$22.69	$104.60	Disclosure SEC source: 0001140361-17-033470 · doc1.xml · nonDerivative · entry 4 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 841.87 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
January 03, 2017 Filed Aug 29, 2017 11:24 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	4.61	$22.69	$104.60	Disclosure SEC source: 0001140361-17-033470 · doc1.xml · nonDerivative · entry 3 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841.87 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
December 01, 2016 Filed Jan 13, 2017 15:12 UTC	TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717	PurchaseCommon Shares	155.335	$15.99	$2,483.81	Disclosure SEC source: 0001140361-17-001807 · doc1.xml · nonDerivative · entry 11 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,832.351 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. Read SEC document
December 01, 2016 Filed Jan 13, 2017 15:12 UTC	TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717	PurchaseCommon Shares	170.941	$15.99	$2,733.35	Disclosure SEC source: 0001140361-17-001807 · doc1.xml · nonDerivative · entry 10 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,418.315 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. Read SEC document
December 01, 2016 Filed Jan 13, 2017 14:54 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	PurchaseCommon Shares	59.15	$31.01	$1,834.24	Disclosure SEC source: 0001140361-17-001793 · doc1.xml · nonDerivative · entry 10 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,859.72 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. Read SEC document
December 01, 2016 Filed Jan 13, 2017 14:54 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	PurchaseCommon Shares	175.66	$31.01	$5,447.22	Disclosure SEC source: 0001140361-17-001793 · doc1.xml · nonDerivative · entry 9 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,402.86 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. F5 · balance_after: Includes 108.08 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan. Read SEC document
December 01, 2016 Filed Aug 29, 2017 11:21 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	OtherCommon Shares	24.534	$19.35	$474.73	Disclosure SEC source: 0001140361-17-033468 · doc1.xml · nonDerivative · entry 2 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,148.14 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
December 01, 2016 Filed Aug 29, 2017 11:21 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	OtherCommon Shares	24.534	$19.35	$474.73	Disclosure SEC source: 0001140361-17-033468 · doc1.xml · nonDerivative · entry 1 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148.14 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
December 01, 2016 Filed Aug 29, 2017 11:24 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	4.84	$21.52	$104.16	Disclosure SEC source: 0001140361-17-033470 · doc1.xml · nonDerivative · entry 2 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 837.26 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
December 01, 2016 Filed Aug 29, 2017 11:24 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	4.84	$21.52	$104.16	Disclosure SEC source: 0001140361-17-033470 · doc1.xml · nonDerivative · entry 1 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837.26 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
December 01, 2016 Filed Aug 29, 2017 11:26 UTC	TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263	OtherCommon Shares	13.073	$21.93	$286.69	Disclosure SEC source: 0001140361-17-033472 · doc1.xml · nonDerivative · entry 2 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 716.668 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
December 01, 2016 Filed Aug 29, 2017 11:26 UTC	TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263	OtherCommon Shares	25.792	$21.93	$565.62	Disclosure SEC source: 0001140361-17-033472 · doc1.xml · nonDerivative · entry 1 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,414.019 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document
November 01, 2016 Filed Jan 13, 2017 14:58 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	4.964	$20.84	$103.45	Disclosure SEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 24 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 832.42 Read SEC document
November 01, 2016 Filed Jan 13, 2017 14:58 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	4.964	$20.84	$103.45	Disclosure SEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 23 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
October 03, 2016 Filed Jan 13, 2017 14:58 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	4.611	$22.31	$102.87	Disclosure SEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 22 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
October 03, 2016 Filed Jan 13, 2017 14:58 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	4.611	$22.31	$102.87	Disclosure SEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 21 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
September 01, 2016 Filed Jan 13, 2017 15:00 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	OtherCommon Shares	23.367	$19.89	$464.77	Disclosure SEC source: 0001140361-17-001798 · doc1.xml · nonDerivative · entry 9 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,123.606 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
September 01, 2016 Filed Jan 13, 2017 15:00 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	OtherCommon Shares	23.367	$19.89	$464.77	Disclosure SEC source: 0001140361-17-001798 · doc1.xml · nonDerivative · entry 8 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123.606 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
September 01, 2016 Filed Jan 13, 2017 14:58 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	4.734	$21.60	$102.25	Disclosure SEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 20 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
September 01, 2016 Filed Jan 13, 2017 14:58 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	4.734	$21.60	$102.25	Disclosure SEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 19 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
September 01, 2016 Filed Jan 13, 2017 15:12 UTC	TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717	PurchaseCommon Shares	155.705	$15.51	$2,414.98	Disclosure SEC source: 0001140361-17-001807 · doc1.xml · nonDerivative · entry 9 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,677.016 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. Read SEC document
September 01, 2016 Filed Jan 13, 2017 15:12 UTC	TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717	PurchaseCommon Shares	171.349	$15.51	$2,657.62	Disclosure SEC source: 0001140361-17-001807 · doc1.xml · nonDerivative · entry 8 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,247.374 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. Read SEC document
September 01, 2016 Filed Jan 13, 2017 15:06 UTC	TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263	OtherCommon Shares	14.27	$19.68	$280.83	Disclosure SEC source: 0001140361-17-001802 · doc1.xml · nonDerivative · entry 8 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 703.596 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
September 01, 2016 Filed Jan 13, 2017 15:06 UTC	TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263	OtherCommon Shares	28.155	$19.68	$554.09	Disclosure SEC source: 0001140361-17-001802 · doc1.xml · nonDerivative · entry 7 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388.227 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
September 01, 2016 Filed Jan 13, 2017 14:54 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	PurchaseCommon Shares	58.95	$30.46	$1,795.62	Disclosure SEC source: 0001140361-17-001793 · doc1.xml · nonDerivative · entry 8 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 2,800.57 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. Read SEC document
September 01, 2016 Filed Jan 13, 2017 14:54 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	PurchaseCommon Shares	175.07	$30.46	$5,332.63	Disclosure SEC source: 0001140361-17-001793 · doc1.xml · nonDerivative · entry 7 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,119.12 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. F4 · balance_after: Includes 203.70 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan. Read SEC document
August 01, 2016 Filed Jan 13, 2017 14:58 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	5.106	$19.91	$101.66	Disclosure SEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 18 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
August 01, 2016 Filed Jan 13, 2017 14:58 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	5.106	$19.91	$101.66	Disclosure SEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 17 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
July 01, 2016 Filed Jan 13, 2017 14:58 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	5.152	$19.60	$100.98	Disclosure SEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 16 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
July 01, 2016 Filed Jan 13, 2017 14:58 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	5.152	$19.60	$100.98	Disclosure SEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 15 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
June 01, 2016 Filed Jan 13, 2017 15:00 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	OtherCommon Shares	25.103	$18.10	$454.36	Disclosure SEC source: 0001140361-17-001798 · doc1.xml · nonDerivative · entry 7 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,123.606 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
June 01, 2016 Filed Jan 13, 2017 15:00 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	OtherCommon Shares	25.103	$18.10	$454.36	Disclosure SEC source: 0001140361-17-001798 · doc1.xml · nonDerivative · entry 6 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123.606 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
June 01, 2016 Filed Jan 13, 2017 14:58 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	5.321	$18.85	$100.30	Disclosure SEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 14 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
June 01, 2016 Filed Jan 13, 2017 14:58 UTC	TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118	OtherCommon Shares	5.321	$18.85	$100.30	Disclosure SEC source: 0001140361-17-001795 · doc1.xml · nonDerivative · entry 13 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832.42 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
June 01, 2016 Filed Jan 13, 2017 15:12 UTC	TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717	OtherCommon Shares	172.654	$13.55	$2,339.46	Disclosure SEC source: 0001140361-17-001807 · doc1.xml · nonDerivative · entry 7 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 5,521.311 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. Read SEC document
June 01, 2016 Filed Jan 13, 2017 15:12 UTC	TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717	OtherCommon Shares	190	$13.55	$2,574.50	Disclosure SEC source: 0001140361-17-001807 · doc1.xml · nonDerivative · entry 6 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,076.025 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan price. Read SEC document
June 01, 2016 Filed Jan 13, 2017 15:06 UTC	TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263	OtherCommon Shares	15.799	$17.37	$274.43	Disclosure SEC source: 0001140361-17-001802 · doc1.xml · nonDerivative · entry 6 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 703.596 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document
June 01, 2016 Filed Jan 13, 2017 15:06 UTC	TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263	OtherCommon Shares	31.173	$17.37	$541.48	Disclosure SEC source: 0001140361-17-001802 · doc1.xml · nonDerivative · entry 5 MALVEY KENNETH P · CIK 0001280972 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388.227 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.