Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Senior VP - Finance | August 03, 2009 | August 03, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date August 03, 2009 · Filed August 03, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,243 |
Reported balance
After 2009-08-03 transaction · row 1
1 source rowRow 1 · 2009-08-03 · Sale · Disposed 7,622 · Balance 15,243 |
| Common StockSEC Table I · non-derivative | IndirectTrustee U/employee Benefit Plan | 7,695.78 |
Reported balance
Holding disclosure · report date 2009-08-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,695.78 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2004 Filed Aug 18, 2004 19:35 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 86.19 | $10.66 Strike: $0.00 | $918.79 |
DisclosureSEC source: 0000024741-04-000423 · c0001206147d20040818f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,464 Underlying: Common Stock · 86.19 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| July 20, 2004 Filed Jul 21, 2004 17:38 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 72.4 | $12.69 Strike: $0.00 | $918.76 |
DisclosureSEC source: 0000024741-04-000378 · c0001206147d20040721f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,377.81 Underlying: Common Stock · 72.4 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| June 22, 2004 Filed Jun 23, 2004 18:42 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 75 | $12.25 Strike: $0.00 | $918.75 |
DisclosureSEC source: 0000024741-04-000324 · c0001206147d20040623f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,305.41 Underlying: Common Stock · 75 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| May 18, 2004 Filed May 20, 2004 19:18 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 83.37 | $11.02 Strike: $0.00 | $918.74 |
DisclosureSEC source: 0000024741-04-000293 · c0001206147d20040520f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,230.41 Underlying: Common Stock · 83.37 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| April 20, 2004 Filed Apr 22, 2004 20:00 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 89.11 | $10.31 Strike: $0.00 | $918.72 |
DisclosureSEC source: 0000024741-04-000245 · c0001206147d20040422f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,147.04 Underlying: Common Stock · 89.11 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| March 23, 2004 Filed Mar 24, 2004 21:15 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 80.21 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-04-000203 · c0001206147d20040324f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,057.93 Underlying: Common Stock · 80.21 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| March 02, 2004 Filed Mar 3, 2004 21:18 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 74.19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-04-000170 · c0001206147d20040303f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,977.72 Underlying: Common Stock · 74.19 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| February 17, 2004 Filed Feb 18, 2004 21:17 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 61.11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-04-000154 · c0001206147d20040218f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,903.53 Underlying: Common Stock · 61.11 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| February 10, 2004 Filed Feb 12, 2004 21:15 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 166.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-04-000123 · c0001206147d20040212f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,842.42 Underlying: Common Stock · 166.23 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| February 02, 2004 Filed Feb 3, 2004 21:18 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to buy) · Derivative | 16,500 | $0.00 Strike: $12.79 | $0.00 |
DisclosureSEC source: 0000024741-04-000075 · c0001206147d20040203f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2014-02-01 Read SEC document |
| January 02, 2004 Filed Jan 5, 2004 21:19 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to buy) · Derivative | 16,500 | $0.00 Strike: $10.40 | $0.00 |
DisclosureSEC source: 0000024741-04-000039 · c0001206147d20040105f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2014-01-01 Read SEC document |
| December 23, 2003 Filed Dec 24, 2003 19:57 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 26.14 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000395 · c0001206147d20031224f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,676.19 Underlying: Common Stock · 26.14 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| December 03, 2003 Filed Dec 5, 2003 21:00 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to buy) · Derivative | 33,000 | $0.00 Strike: $11.21 | $0.00 |
DisclosureSEC source: 0000024741-03-000371 · c0001206147d20031205f4s1f.xml · derivative · entry 3 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 33,000 shares Expires 2013-12-02 Read SEC document |
| December 03, 2003 Filed Dec 5, 2003 21:00 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000371 · c0001206147d20031205f4s1f.xml · nonDerivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,477 F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated December 3, 2003. Read SEC document |
| November 18, 2003 Filed Nov 20, 2003 19:21 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 25.55 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000336 · c0001206147d20031120f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,650.05 Underlying: Common Stock · 25.55 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 10,662 | $0.00 Strike: $8.70 | $0.00 |
DisclosureSEC source: 0000024741-03-000287 · c0001206147d20031027f4f.xml · derivative · entry 8 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,662 shares Expires 2004-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionStock Options (Right to buy) · Derivative | 11,976 | $0.00 Strike: $8.35 | $0.00 |
DisclosureSEC source: 0000024741-03-000287 · c0001206147d20031027f4f.xml · derivative · entry 7 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,976 shares Expires 2004-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Tax withholdingCommon Stock | 18,410 | $10.47 | $192,752.70 |
DisclosureSEC source: 0000024741-03-000287 · c0001206147d20031027f4f.xml · nonDerivative · entry 5 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,477 Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 11,976 | $8.35 | $99,999.60 |
DisclosureSEC source: 0000024741-03-000287 · c0001206147d20031027f4f.xml · nonDerivative · entry 4 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | Exercise / conversionCommon Stock | 10,662 | $8.70 | $92,759.40 |
DisclosureSEC source: 0000024741-03-000287 · c0001206147d20031027f4f.xml · nonDerivative · entry 3 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 21,000 | $10.50 | $220,500.00 |
DisclosureSEC source: 0000024741-03-000287 · c0001206147d20031027f4f.xml · nonDerivative · entry 2 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,249 Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 24,000 | $10.48 | $251,520.00 |
DisclosureSEC source: 0000024741-03-000287 · c0001206147d20031027f4f.xml · nonDerivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,249 Read SEC document |
| October 21, 2003 Filed Oct 22, 2003 20:46 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 24.98 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000272 · c0001206147d20031022f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,624.5 Underlying: Common Stock · 24.98 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| September 23, 2003 Filed Sep 24, 2003 15:34 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 28.31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000207 · c0001206147d20030924f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,599.52 Underlying: Common Stock · 28.31 shares Expires 1988-08-08 F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 19:29 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 32.84 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000162 · c0001206147d20030820f4f.xml · derivative · entry 20 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,571.21 Underlying: Common Stock · 32.84 shares Expires 1988-08-08 F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| July 22, 2003 Filed Jul 24, 2003 15:56 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 32.72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000133 · c0001206147d20030724f4s1f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,538.37 Underlying: Common Stock · 32.72 shares Expires 1988-08-08 F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 14:52 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 34.04 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000053 · c0001206147d20030619f4f.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34.04 Underlying: Common Stock · 34.04 shares Expires 1988-08-08 F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| June 17, 2003 Filed Jun 25, 2003 18:19 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 34.04 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000077 · primary_doc.xml · derivative · entry 1 ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,505.65 Underlying: Common Stock · 34.04 shares Expires 1988-08-08 F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F2 · balance_after: Amendment corrects total aggregate number beneficially owned following the reported transaction (item 9). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.