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ASBECK KATHERINE A

Disclosed activity across 1 company

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17040
SEC CIK
0001206147

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Senior VP - FinanceAugust 03, 2009August 03, 2009

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date August 03, 2009 · Filed August 03, 2009

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,243 Reported balance After 2009-08-03 transaction · row 1
1 source row

Row 1 · 2009-08-03 · Sale · Disposed 7,622 · Balance 15,243

Common StockSEC Table I · non-derivativeIndirectTrustee U/employee Benefit Plan7,695.78 Reported balance Holding disclosure · report date 2009-08-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 7,695.78

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2005 Filed Aug 3, 2005 21:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 54,250 $0.00 Strike: $15.28 $0.00
Disclosure

SEC source: 0000024741-05-000434 · c0001206147d20050803f4f.xml · derivative · entry 9

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,250 shares

Expires 2006-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2005 Filed Aug 3, 2005 21:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 10,662 $0.00 Strike: $9.38 $0.00
Disclosure

SEC source: 0000024741-05-000434 · c0001206147d20050803f4f.xml · derivative · entry 8

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,338

Underlying: Common Stock · 10,662 shares

Expires 2008-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2005 Filed Aug 3, 2005 21:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 25,000 $0.00 Strike: $9.38 $0.00
Disclosure

SEC source: 0000024741-05-000434 · c0001206147d20050803f4f.xml · derivative · entry 7

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 25,000 shares

Expires 2008-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2005 Filed Aug 3, 2005 21:16 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 5,136 $19.47 $99,997.92
Disclosure

SEC source: 0000024741-05-000434 · c0001206147d20050803f4f.xml · nonDerivative · entry 5

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,510

Read SEC document
August 02, 2005 Filed Aug 3, 2005 21:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 10,662 $9.38 $100,009.56
Disclosure

SEC source: 0000024741-05-000434 · c0001206147d20050803f4f.xml · nonDerivative · entry 4

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2005 Filed Aug 3, 2005 21:16 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 79,250 $19.33 $1,532,061.00
Disclosure

SEC source: 0000024741-05-000434 · c0001206147d20050803f4f.xml · nonDerivative · entry 3

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,984

Read SEC document
August 02, 2005 Filed Aug 3, 2005 21:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 25,000 $9.38 $234,500.00
Disclosure

SEC source: 0000024741-05-000434 · c0001206147d20050803f4f.xml · nonDerivative · entry 2

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2005 Filed Aug 3, 2005 21:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 54,250 $15.28 $828,940.00
Disclosure

SEC source: 0000024741-05-000434 · c0001206147d20050803f4f.xml · nonDerivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2005 Filed Aug 4, 2005 12:31 UTC Amendment CORNING INC /NY GLW · Entity 2883 GrantCommon Stock · Derivative 5,136 $0.00 Strike: $19.47 $0.00
Disclosure

SEC source: 0000024741-05-000442 · edgar.xml · derivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,136

Underlying: Common Stock · 5,136 shares

Expires 2008-10-05

F1 · shares: This grant was inadvertently omitted from the Form 4 filed by the reporting person on August 3, 2005.

Read SEC document
July 19, 2005 Filed Jul 21, 2005 18:42 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 55.59 $18.18 Strike: $0.00 $1,010.63
Disclosure

SEC source: 0000024741-05-000399 · c0001206147d20050721f4f.xml · derivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,146.32

Underlying: Common Stock · 55.59 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
June 21, 2005 Filed Jun 22, 2005 19:12 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 61.29 $16.49 Strike: $0.00 $1,010.67
Disclosure

SEC source: 0000024741-05-000345 · c0001206147d20050622f4f.xml · derivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,090.73

Underlying: Common Stock · 61.29 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
May 17, 2005 Filed May 18, 2005 18:45 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 68.56 $14.74 Strike: $0.00 $1,010.57
Disclosure

SEC source: 0000024741-05-000302 · c0001206147d20050518f4f.xml · derivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,029.44

Underlying: Common Stock · 68.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
May 05, 2005 Filed May 6, 2005 20:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 22,222 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0000024741-05-000263 · c0001206147d20050506f4f.xml · derivative · entry 7

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,222

Underlying: Common Stock · 22,222 shares

Expires 2012-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2005 Filed May 6, 2005 20:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 22,222 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0000024741-05-000263 · c0001206147d20050506f4f.xml · derivative · entry 6

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,222

Underlying: Common Stock · 22,222 shares

Expires 2013-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2005 Filed May 6, 2005 20:18 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 1,044 $13.90 $14,511.60
Disclosure

SEC source: 0000024741-05-000263 · c0001206147d20050506f4f.xml · nonDerivative · entry 4

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,984

Read SEC document
May 05, 2005 Filed May 6, 2005 20:18 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 43,400 $13.89 $602,826.00
Disclosure

SEC source: 0000024741-05-000263 · c0001206147d20050506f4f.xml · nonDerivative · entry 3

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,028

Read SEC document
May 05, 2005 Filed May 6, 2005 20:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 22,222 $3.80 $84,443.60
Disclosure

SEC source: 0000024741-05-000263 · c0001206147d20050506f4f.xml · nonDerivative · entry 2

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2005 Filed May 6, 2005 20:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 22,222 $4.06 $90,221.32
Disclosure

SEC source: 0000024741-05-000263 · c0001206147d20050506f4f.xml · nonDerivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2005 Filed Apr 21, 2005 20:33 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 86.45 $11.69 Strike: $0.00 $1,010.60
Disclosure

SEC source: 0000024741-05-000205 · c0001206147d20050421f4f.xml · derivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,960.88

Underlying: Common Stock · 86.45 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
February 22, 2005 Filed Feb 23, 2005 17:58 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 88.03 $11.48 Strike: $0.00 $1,010.58
Disclosure

SEC source: 0000024741-05-000146 · c0001206147d20050223f4s1f.xml · derivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,874.43

Underlying: Common Stock · 88.03 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
February 02, 2005 Filed Feb 3, 2005 13:33 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000024741-05-000074 · c0001206147d20050202f4f.xml · nonDerivative · entry 2

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,984

F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated February 2, 2005.

Read SEC document
February 02, 2005 Filed Feb 3, 2005 13:33 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0000024741-05-000074 · c0001206147d20050202f4f.xml · nonDerivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,984

F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated February 2, 2005.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 13:33 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 20,500 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0000024741-05-000074 · c0001206147d20050202f4f.xml · derivative · entry 4

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2015-01-31

Read SEC document
January 03, 2005 Filed Jan 4, 2005 16:58 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 20,500 $0.00 Strike: $11.84 $0.00
Disclosure

SEC source: 0000024741-05-000021 · c0001206147d20050104f4f.xml · derivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2015-01-02

Read SEC document
December 20, 2004 Filed Dec 22, 2004 21:23 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 79.07 $11.62 Strike: $0.00 $918.79
Disclosure

SEC source: 0000024741-04-000618 · c0001206147d20041222f4f.xml · derivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,786.4

Underlying: Common Stock · 79.07 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
December 01, 2004 Filed Dec 2, 2004 21:15 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 41,000 $0.00 Strike: $12.70 $0.00
Disclosure

SEC source: 0000024741-04-000589 · c0001206147d20041202f4s1f.xml · derivative · entry 3

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Stock · 41,000 shares

Expires 2014-11-30

Read SEC document
December 01, 2004 Filed Dec 2, 2004 21:15 UTC CORNING INC /NY GLW · Entity 2883 GrantCommon Stock 34,000 $0.00 $0.00
Disclosure

SEC source: 0000024741-04-000589 · c0001206147d20041202f4s1f.xml · nonDerivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,484

F1 · kind: These shares were granted under the Incentive Stock Plan of Corning Incorporated and are subject to the restrictions and terms contained in an agreement dated December 1, 2004.

Read SEC document
November 23, 2004 Filed Nov 24, 2004 20:00 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 73.38 $12.52 Strike: $0.00 $918.72
Disclosure

SEC source: 0000024741-04-000549 · c0001206147d20041124f4f.xml · derivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,707.33

Underlying: Common Stock · 73.38 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document
November 05, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 900 $12.40 $11,160.00
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · nonDerivative · entry 14

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,484

Read SEC document
November 05, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 8,700 $12.41 $107,967.00
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · nonDerivative · entry 13

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,384

Read SEC document
November 05, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 19,599 $12.42 $243,419.58
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · nonDerivative · entry 12

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,084

Read SEC document
November 05, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 4,900 $12.43 $60,907.00
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · nonDerivative · entry 11

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,683

Read SEC document
November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 7,054 $0.00 Strike: $11.97 $0.00
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · derivative · entry 21

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,054

Underlying: Common Stock · 7,054 shares

Expires 2013-01-02

Read SEC document
November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to buy) · Derivative 7,537 $0.00 Strike: $11.97 $0.00
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · derivative · entry 20

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,537

Underlying: Common Stock · 7,537 shares

Expires 2012-12-03

Read SEC document
November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 22,998 $0.00 Strike: $8.70 $0.00
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · derivative · entry 19

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,998 shares

Expires 2005-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 54,243 $0.00 Strike: $8.70 $0.00
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · derivative · entry 18

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,998

Underlying: Common Stock · 54,243 shares

Expires 2005-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 22,222 $0.00 Strike: $4.06 $0.00
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · derivative · entry 17

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,444

Underlying: Common Stock · 22,222 shares

Expires 2012-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to buy) · Derivative 22,222 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · derivative · entry 16

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,444

Underlying: Common Stock · 22,222 shares

Expires 2013-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 5,256 $11.97 $62,914.32
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · nonDerivative · entry 10

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,583

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November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 7,054 $11.97 $84,436.38
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · nonDerivative · entry 9

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,839

Read SEC document
November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 5,089 $11.97 $60,915.33
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · nonDerivative · entry 8

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,893

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November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 7,537 $11.97 $90,217.89
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · nonDerivative · entry 7

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,982

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November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 5,043 $12.13 $61,171.59
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · nonDerivative · entry 6

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,519

Read SEC document
November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 56,600 $12.15 $687,690.00
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · nonDerivative · entry 5

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,562

Read SEC document
November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 22,222 $3.80 $84,443.60
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · nonDerivative · entry 4

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 22,222 $4.06 $90,221.32
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · nonDerivative · entry 3

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 22,998 $8.70 $200,082.60
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · nonDerivative · entry 2

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2004 Filed Nov 8, 2004 14:11 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 54,243 $8.70 $471,914.10
Disclosure

SEC source: 0000024741-04-000504 · c0001206147d20041108f4f.xml · nonDerivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2004 Filed Oct 20, 2004 17:35 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 89.99 $10.21 Strike: $0.00 $918.80
Disclosure

SEC source: 0000024741-04-000488 · c0001206147d20041020f4f.xml · derivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,633.95

Underlying: Common Stock · 89.99 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

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September 21, 2004 Filed Sep 22, 2004 19:25 UTC CORNING INC /NY GLW · Entity 2883 OtherPhantom Stock · Derivative 79.96 $11.49 Strike: $0.00 $918.74
Disclosure

SEC source: 0000024741-04-000448 · c0001206147d20040922f4f.xml · derivative · entry 1

ASBECK KATHERINE A · CIK 0001206147 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,543.96

Underlying: Common Stock · 79.96 shares

Expires not disclosed

F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.