Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Brookdale Senior Living Inc.BKD · Entity 4268 | Director | January 05, 2018 | January 10, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Brookdale Senior Living Inc.
Report date January 05, 2018 · Filed January 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,658 |
Reported balance
After 2018-01-05 transaction · row 1
1 source rowRow 1 · 2018-01-05 · Grant · Acquired 10,330 · Balance 59,658 F1: Grant of unrestricted shares of Common Stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan, as amended and restated. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 400 |
Reported balance
Holding disclosure · report date 2018-01-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 400 F2: These shares are held in a trust for which the reporting person is trustee and the reporting person's daughter is the beneficiary. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of section 16 of the Act or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of unrestricted shares of Common Stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan, as amended and restated.
F2: These shares are held in a trust for which the reporting person is trustee and the reporting person's daughter is the beneficiary. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of section 16 of the Act or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2018 Filed Jan 10, 2018 00:08 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | GrantCommon Stock | 10,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001332349-18-000020 · wf-form4_151554287126681.xml · nonDerivative · entry 1 Petty William G. Jr. · CIK 0001629435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,658 F1 · shares: Grant of unrestricted shares of Common Stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan, as amended and restated. Read SEC document |
| January 01, 2018 Filed Jan 4, 2018 00:10 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | GrantCommon Stock | 1,417 | $9.70 | $13,744.90 |
DisclosureSEC source: 0001332349-18-000001 · wf-form4_151502460225599.xml · nonDerivative · entry 1 Petty William G. Jr. · CIK 0001629435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,328 Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 22:52 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | GrantCommon Stock | 1,297 | $10.60 | $13,748.20 |
DisclosureSEC source: 0001332349-17-000062 · wf-form4_150707111047092.xml · nonDerivative · entry 1 Petty William G. Jr. · CIK 0001629435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,911 Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 21:56 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | GrantCommon Stock | 934 | $14.71 | $13,739.14 |
DisclosureSEC source: 0001332349-17-000029 · wf-form4_149929175818685.xml · nonDerivative · entry 1 Petty William G. Jr. · CIK 0001629435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,614 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 23:09 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | GrantCommon Stock | 1,209 | $13.43 | $16,236.87 |
DisclosureSEC source: 0001332349-17-000008 · wf-form4_149134734529862.xml · nonDerivative · entry 1 Petty William G. Jr. · CIK 0001629435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,680 Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 00:04 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | GrantCommon Stock | 6,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-007809 · doc1.xml · nonDerivative · entry 1 Petty William G. Jr. · CIK 0001629435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,471 F1 · shares: Grant of unrestricted shares of Common Stock under the Brookdale Senior Living Inc. 2014 Omnibus Incentive Plan. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 23:34 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | GrantCommon Stock | 2,878 | $12.42 | $35,744.76 |
DisclosureSEC source: 0001140361-17-000514 · doc1.xml · nonDerivative · entry 1 Petty William G. Jr. · CIK 0001629435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,733 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 01:05 UTC | Brookdale Senior Living Inc. BKD · Entity 4268 | GrantCommon Stock | 1,217 | $17.45 | $21,236.65 |
DisclosureSEC source: 0001140361-16-081483 · doc1.xml · nonDerivative · entry 1 Petty William G. Jr. · CIK 0001629435 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,855 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.