Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BALL CorpBALL · Entity 3320 | Director | September 15, 2025 | September 16, 2025 |
| BOEING COBA · Entity 2862 | SVP, Bus. Dev. & Strategy | September 14, 2009 | September 16, 2009 |
| HARLEY-DAVIDSON, INC.HOG · Entity 810 | Director · Chairman of the Board | May 12, 2022 | May 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BALL Corp
Report date September 15, 2025 · Filed September 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,309 |
Reported balance
After 2025-09-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-09-15 · Exercise / conversion · Disposed 880 · Balance 36,309 F1: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F3: The restricted stock units vest on the fourth anniversary of the grant date. |
| Deferred Compensation Company Stock PlanSEC Table II · derivative / convertible security | Direct | 10,704.5015 |
Reported balance
After 2025-09-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-09-15 · Exercise / conversion · Acquired 880 · Balance 10,704.5015 F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F2: Lapse of restricted stock units granted in conjunction with the Deposit Share Program.
F3: The restricted stock units vest on the fourth anniversary of the grant date.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
BOEING CO
Report date September 14, 2009 · Filed September 16, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,093.69 |
Reported balance
After 2009-09-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2009-09-14 · Tax withholding · Disposed 2,284.26 · Balance 17,093.69 F1: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. F2: Includes adjustments for dividends accrued. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 75.59 |
Reported balance
Holding disclosure · report date 2009-09-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 75.59 |
| Common StockSEC Table I · non-derivative | IndirectCareer Shares | 10,309.85 |
Reported balance
Holding disclosure · report date 2009-09-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,309.85 F2: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.
F2: Includes adjustments for dividends accrued.
HARLEY-DAVIDSON, INC.
Report date May 12, 2022 · Filed May 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share UnitsSEC Table II · derivative / convertible security | Direct | 43,213.24 |
Reported balance
After 2022-05-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-05-12 · Grant · Acquired 3,529 · Balance 43,213.24 F1: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2: 1-for-1 F3: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F4: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan. |
| Common StockSEC Table I · non-derivative | Direct | 3,676.014 |
Reported balance
Holding disclosure · report date 2022-05-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,676.014 |
Filing footnotes · ownership attribution and instrument terms
F1: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
F2: 1-for-1
F3: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)
F4: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Aircastle LTD
Report date March 27, 2020 · Filed March 27, 2020
Section 16 reporting ended · disclosed 2020-03-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-03-27 transaction · row 1
1 source rowRow 1 · 2020-03-27 · Disposition to issuer · Disposed 25,799 · Balance 0 F1: On March 27, 2020, pursuant to the Agreement and Plan of Merger, dated as of November 5, 2019 (the Merger Agreement), by and among Aircastle Limited (the Company), MM Air Limited (Parent) and MM Air Merger Sub Limited (Merger Sub), Merger Sub merged with and into the Company, with the Company surviving as a subsidiary of Parent and Marubeni Aviation Holding Coperatief U.A. (the Merger). At the effective time of the Merger, (i) each common share, par value $0.01 per share, of the Company (the Common Shares) that was issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, was converted into the right to receive $32.00 in cash, without interest and less any applicable tax withholding (the Merger Consideration) and (ii) each issued and outstanding restricted share, restricted share unit and performance share unit was also vested and canceled in exchange for the Merger Consideration in accordance with the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 27, 2020, pursuant to the Agreement and Plan of Merger, dated as of November 5, 2019 (the Merger Agreement), by and among Aircastle Limited (the Company), MM Air Limited (Parent) and MM Air Merger Sub Limited (Merger Sub), Merger Sub merged with and into the Company, with the Company surviving as a subsidiary of Parent and Marubeni Aviation Holding Coperatief U.A. (the Merger). At the effective time of the Merger, (i) each common share, par value $0.01 per share, of the Company (the Common Shares) that was issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, was converted into the right to receive $32.00 in cash, without interest and less any applicable tax withholding (the Merger Consideration) and (ii) each issued and outstanding restricted share, restricted share unit and performance share unit was also vested and canceled in exchange for the Merger Consideration in accordance with the Merger Agreement.
ESTERLINE TECHNOLOGIES CORP
Report date February 12, 2019 · Filed March 18, 2019
Section 16 reporting ended · disclosed 2019-03-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-03-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-02-12 · Gift · Disposed 2,081 · Balance 3,715 Row 2 · 2019-03-14 · Disposition to issuer · Disposed 3,715 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of October 9, 2018, as amended (the "Merger Agreement"), by and among Esterline Technologies Corporation ("Issuer"), TransDigm Group Incorporated, and Thunderbird Merger Sub, Inc., each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive an amount in cash equal to $122.50. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of October 9, 2018, as amended (the "Merger Agreement"), by and among Esterline Technologies Corporation ("Issuer"), TransDigm Group Incorporated, and Thunderbird Merger Sub, Inc., each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive an amount in cash equal to $122.50.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2025 Filed Sep 16, 2025 21:44 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-25-000035 · form4.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,704.5015 Underlying: Common Stock · 880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · shares: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F5 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F5 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 21:44 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-25-000035 · form4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,309 Underlying: Common Stock · 880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · shares: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units vest on the fourth anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest on the fourth anniversary of the grant date. Read SEC document |
| April 30, 2025 Filed May 1, 2025 21:14 UTC | BALL Corp BALL · Entity 3320 | GrantRestricted Stock Units · Derivative | 3,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-012974 · form4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,189 Underlying: Common Stock · 3,369 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Read SEC document |
| April 24, 2025 Filed Apr 25, 2025 22:23 UTC | BALL Corp BALL · Entity 3320 | GrantDeferred Compensation Company Stock Plan · Derivative | 395.8828 | $50.52 | $20,000.00 |
DisclosureSEC source: 0001127602-25-012653 · form4.xml · derivative · entry 3 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,824.5015 Underlying: Common Stock · 395.8828 shares Expires not disclosed F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F7 · kind: Shares awarded under the Deferred Compensation Company Stock Plan for the Company match. F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| April 24, 2025 Filed Apr 25, 2025 22:23 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 2,378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-25-012653 · form4.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,428.6187 Underlying: Common Stock · 2,378 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F5 · kind: Shares awarded under the Deferred Compensation Company Stock Plan upon vesting of restricted stock units. F3 · price: N/A F6 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F6 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| April 24, 2025 Filed Apr 25, 2025 22:23 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 2,378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-25-012653 · form4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,820 Underlying: Common Stock · 2,378 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Vesting of restricted stock units. F3 · price: N/A F2 · derivative.exercise_date: Vesting of restricted stock units. F2 · derivative.expiration_date: Vesting of restricted stock units. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 23:10 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 660 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-016714 · form4.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 880 Underlying: Common Stock · 660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2024 Filed Sep 17, 2024 23:10 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 660 | $66.00 | $43,560.00 |
DisclosureSEC source: 0001062993-24-016714 · form4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,980.7359 Underlying: Common Stock · 660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 23:26 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 3,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009096 · form4.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,318 Underlying: Common Stock · 3,025 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restricted stock units. F6 · derivative.exercise_date: Lapse of restricted stock units. F6 · derivative.expiration_date: Lapse of restricted stock units. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 23:26 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 3,311.533 | $69.80 | $231,145.00 |
DisclosureSEC source: 0001062993-24-009096 · form4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,301.7661 Underlying: Common Stock · 3,311.533 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 22:43 UTC | BALL Corp BALL · Entity 3320 | GrantRestricted Stock Units · Derivative | 2,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-008917 · form4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,343 Underlying: Common Stock · 2,378 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 23:18 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 660 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-018314 · form4.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,540 Underlying: Common Stock · 660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F6 · derivative.exercise_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F6 · derivative.expiration_date: Lapse of restricted stock units granted in conjunction with the Deposit Share Program. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 23:18 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 668.9083 | $51.68 | $34,569.18 |
DisclosureSEC source: 0001062993-23-018314 · form4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,970.7608 Underlying: Common Stock · 668.9083 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 27, 2023 Filed May 1, 2023 23:25 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionRestricted Stock Units · Derivative | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009876 · form4.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,965 Underlying: Common Stock · 1,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F6 · kind: Lapse of restricted stock units. F6 · derivative.exercise_date: Lapse of restricted stock units. F6 · derivative.expiration_date: Lapse of restricted stock units. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 27, 2023 Filed May 1, 2023 23:25 UTC | BALL Corp BALL · Entity 3320 | Exercise / conversionDeferred Compensation Company Stock Plan · Derivative | 2,293.4346 | $52.71 | $120,886.94 |
DisclosureSEC source: 0001062993-23-009876 · form4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,293.4346 Underlying: Common Stock · 2,293.4346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 23:25 UTC | BALL Corp BALL · Entity 3320 | GrantRestricted Stock Units · Derivative | 3,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009715 · form4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,879 Underlying: Common Stock · 3,025 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:20 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantShare Units · Derivative | 3,529 | $35.43 | $125,032.47 |
DisclosureSEC source: 0001225208-22-007078 · doc4.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,213.24 Underlying: Common Stock · 3,529 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 23:56 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011116 · form4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,854 Underlying: Common Stock · 1,914 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 00:10 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000163 · edgar.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200 Underlying: Common Stock · 2,200 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Restricted Stock Units grant in conjunction with the Deposit Share Program. F3 · derivative.exercise_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F3 · derivative.expiration_date: The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. F4 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 20:39 UTC | BALL Corp BLL · Entity 3320 | PurchaseCommon Stock | 2,200 | $90.71 | $199,562.00 |
DisclosureSEC source: 0000009389-21-000142 · edgar.xml · nonDerivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200 F1 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| May 21, 2021 Filed May 25, 2021 19:15 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantShare Units · Derivative | 2,600.92 | $48.06 | $125,000.22 |
DisclosureSEC source: 0001225208-21-008518 · doc4.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,844.187 Underlying: Common Stock · 2,600.92 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:08 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0000009389-21-000092 · edgar.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,940 Underlying: Common Stock · 1,697 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non- employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F3 · ownership.direct: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Read SEC document |
| May 21, 2020 Filed May 26, 2020 22:44 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantShare Units · Derivative | 5,301.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-008235 · doc4.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,243.267 Underlying: Common Stock · 5,301.1 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director. F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director. Read SEC document |
| May 08, 2020 Filed May 13, 2020 00:00 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionShare Units · Derivative | 3,676.014 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007515 · doc4.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,942.167 Underlying: Common Stock · 3,676.014 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director. F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director. F4 · balance_after: Includes shares of Common Stock acquired through automatic reinvestment of dividends. Read SEC document |
| May 08, 2020 Filed May 13, 2020 00:00 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionCommon Stock | 3,676.014 | $21.45 | $78,850.50 |
DisclosureSEC source: 0001225208-20-007515 · doc4.xml · nonDerivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,676.014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2020 Filed May 4, 2020 23:20 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 2,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003301 · primarydocument.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,243 Underlying: Common Stock · 2,321 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Read SEC document |
| March 27, 2020 Filed Mar 27, 2020 16:02 UTC | Aircastle LTD AYR · Entity 4376 | Disposition to issuerCommon Shares | 25,799 | $32.00 | $825,568.00 |
DisclosureSEC source: 0001362988-20-000046 · wf-form4_158533933897316.xml · nonDerivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On March 27, 2020, pursuant to the Agreement and Plan of Merger, dated as of November 5, 2019 (the Merger Agreement), by and among Aircastle Limited (the Company), MM Air Limited (Parent) and MM Air Merger Sub Limited (Merger Sub), Merger Sub merged with and into the Company, with the Company surviving as a subsidiary of Parent and Marubeni Aviation Holding Coperatief U.A. (the Merger). At the effective time of the Merger, (i) each common share, par value $0.01 per share, of the Company (the Common Shares) that was issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, was converted into the right to receive $32.00 in cash, without interest and less any applicable tax withholding (the Merger Consideration) and (ii) each issued and outstanding restricted share, restricted share unit and performance share unit was also vested and canceled in exchange for the Merger Consideration in accordance with the Merger Agreement. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 16:13 UTC | Aircastle LTD AYR · Entity 4376 | Tax withholdingCommon Shares | 1,722 | $32.01 | $55,121.22 |
DisclosureSEC source: 0001362988-20-000016 · wf-form4_157808596336624.xml · nonDerivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,799 F1 · shares: Common shares repurchased by the Company pursuant to an irrevocable election made by the reporting person under the Amended and Restated Aircastle Limited 2014 Omnibus Incentive Plan (the "Plan"), with proceeds of such repurchase being paid to the reporting person for the application by the reporting person to the reporting person's federal tax withholding obligations arising in connection with vesting, on December 31, 2019 of 7,831 common shares granted under the Plan. F2 · price: The number of common shares withheld is based on the closing price on December 31, 2019, the last trading day preceding the date such shares were withheld, as provided in the Plan. Read SEC document |
| May 10, 2019 Filed May 14, 2019 22:00 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantShare Units · Derivative | 3,481.89 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007978 · doc4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,790.051 Underlying: Common Stock · 3,481.89 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 19:11 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 2,462 | $58.90 | $145,011.80 |
DisclosureSEC source: 0001562180-19-002354 · primarydocument.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,922 Underlying: Common Stock · 2,462 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock. F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 18:03 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 10.7457 | $57.50 | $617.88 |
DisclosureSEC source: 0001562180-19-001960 · primarydocument.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,189.4736 Underlying: Common Stock · 10.7457 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 14:57 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Disposition to issuerCommon Stock | 3,715 | $122.50 | $455,087.50 |
DisclosureSEC source: 0001225208-19-005401 · doc4.xml · nonDerivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated as of October 9, 2018, as amended (the "Merger Agreement"), by and among Esterline Technologies Corporation ("Issuer"), TransDigm Group Incorporated, and Thunderbird Merger Sub, Inc., each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive an amount in cash equal to $122.50. Read SEC document |
| February 12, 2019 Filed Mar 18, 2019 14:57 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | GiftCommon Stock | 2,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005401 · doc4.xml · nonDerivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,715 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 11:59 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | GrantCommon Stock | 902 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002132 · doc4.xml · nonDerivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,796 Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:14 UTC | Aircastle LTD AYR · Entity 4376 | GrantCommon Shares | 7,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001362988-19-000013 · wf-form4_154655004948593.xml · nonDerivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,749 F3 · price: Grant of restricted shares under the Plan. Shares vest on January 1, 2020, subject to the terms of the Plan and related grant agreements. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 16:14 UTC | Aircastle LTD AYR · Entity 4376 | Tax withholdingCommon Shares | 1,269 | $17.24 | $21,877.56 |
DisclosureSEC source: 0001362988-19-000013 · wf-form4_154655004948593.xml · nonDerivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,918 F1 · kind: Common shares repurchased by the Company pursuant to an irrevocable election made by the reporting person under the Amended and Restated Aircastle Limited 2014 Omnibus Incentive Plan (the "Plan"), with proceeds of such repurchase being paid to the reporting person for the application by the reporting person to the reporting person's federal tax withholding obligations arising in connection with vesting, on January 1, 2019 of 5,772 common shares granted under the Plan. F2 · price: The repurchase price of $17.24 paid by the Company was the closing price on December 31, 2018 the last trading day preceding the date the sale was reported, as provided in the Plan. Read SEC document |
| January 01, 2019 Filed Jan 7, 2019 16:34 UTC Amendment | Aircastle LTD AYR · Entity 4376 | GrantCommon Shares | 7,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001362988-19-000024 · wf-form4a_154689686008414.xml · nonDerivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,521 F2 · balance_after: Due to a clerical error, the reporting person is filing this Amendment to correct the amount of non-derivative securities beneficially owned following the reported transaction from 21,749 to 27,521. Read SEC document |
| January 01, 2019 Filed Jan 7, 2019 16:34 UTC Amendment | Aircastle LTD AYR · Entity 4376 | Tax withholdingCommon Shares | 1,269 | $17.24 | $21,877.56 |
DisclosureSEC source: 0001362988-19-000024 · wf-form4a_154689686008414.xml · nonDerivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,690 F1 · balance_after: Due to a clerical error, the reporting person is filing this Amendment to correct the amount of non-derivative securities beneficially owned following the reported transaction from 13,918 to 19,690. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 19:57 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 13.2167 | $46.65 | $616.56 |
DisclosureSEC source: 0001562180-18-005038 · primarydocument.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,178.7279 Underlying: Common Stock · 13.2167 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| September 18, 2018 Filed Oct 4, 2018 21:10 UTC | BALL Corp BLL · Entity 3320 | OtherDeferred Compensation Company Stock Plan · Derivative | 13.6952 | $44.92 | $615.19 |
DisclosureSEC source: 0001562180-18-004180 · primarydocument.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,165.5112 Underlying: Common Stock · 13.6592 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| May 11, 2018 Filed May 15, 2018 23:37 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantShare Units · Derivative | 3,065.98 | $40.77 | $125,000.00 |
DisclosureSEC source: 0001225208-18-009402 · doc4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,230.767 Underlying: Common Stock · 3,065.98 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended. F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan). F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan). F4 · balance_after: Includes shares of Common Stock acquired through automatic reinvestment of dividends. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 22:30 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 3,606 | $40.22 | $145,033.32 |
DisclosureSEC source: 0001562180-18-002006 · primarydocument.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,460 Underlying: Common Stock · 3,606 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation common stock. F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 17:54 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | GrantCommon Stock | 1,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002553 · doc4.xml · nonDerivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,894 Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 15:09 UTC | Aircastle LTD AYR · Entity 4376 | GrantCommon Shares | 5,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001362988-18-000022 · wf-form4_151501017786799.xml · nonDerivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,959 F3 · price: Grant of restricted shares under the Plan. Shares vest on January 1, 2019, subject to the terms of the Plan and related grant agreements. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 15:09 UTC | Aircastle LTD AYR · Entity 4376 | Tax withholdingCommon Shares | 1,812 | $23.39 | $42,382.68 |
DisclosureSEC source: 0001362988-18-000022 · wf-form4_151501017786799.xml · nonDerivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,187 F1 · kind: Common shares repurchased by the Company pursuant to an irrevocable election made by the reporting person under the Amended and Restated Aircastle Limited 2014 Omnibus Incentive Plan (the "Plan"), with proceeds of such repurchase being paid to the reporting person for the application by the reporting person to the reporting person's federal tax withholding obligations arising in connection with vesting, on January 1, 2018 of 6,475 common shares granted under the Plan. F2 · price: The repurchase price of $23.39 paid by the Company was the closing price on December 29, 2017 the last trading day preceding the date the sale was reported, as provided in the Plan. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:55 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantShare Units · Derivative | 2,216.7051 | $56.39 | $125,000.00 |
DisclosureSEC source: 0001225208-17-009064 · doc4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,424.7331 Underlying: Common Stock · 2,216.7051 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 16:47 UTC Amendment | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 1,929 | $75.17 | $145,002.93 |
DisclosureSEC source: 0001127602-17-015638 · form4a.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,427 Underlying: Common Stock · 1,929 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 16:33 UTC | BALL Corp BLL · Entity 3320 | GrantRestricted Stock Units · Derivative | 1,929 | $75.17 | $145,002.93 |
DisclosureSEC source: 0001127602-17-015627 · form4.xml · derivative · entry 1 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,427 Underlying: Common Stock · 1,929 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. F2 · kind: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.exercise_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. F2 · derivative.expiration_date: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 14:41 UTC | BALL Corp BLL · Entity 3320 | Other2005 Deferred Compensation Company Stock Plan · Derivative | 5.2599 | $74.94 | $394.18 |
DisclosureSEC source: 0001127602-17-012054 · form4.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,037.4241 Underlying: Common Stock · 5.2599 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 22:33 UTC | BALL Corp BLL · Entity 3320 | Other2005 Deferred Compensation Company Stock Plan · Derivative | 329.3421 | $74.33 | $24,480.00 |
DisclosureSEC source: 0001127602-17-005538 · form4.xml · derivative · entry 2 CAVE MICHAEL J · CIK 0001013071 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,032.1642 Underlying: Common Stock · 329.3421 shares Expires not disclosed F1 · derivative.exercise_price: Each unit may be settled for a single share of stock or the equivelent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. F2 · kind: Director Annual Incentive Retainer deferral into the Deferred Compensation Company Stock Plan and may include company match. F3 · derivative.exercise_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. F3 · derivative.expiration_date: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.