Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | Vice President | December 01, 2009 | December 03, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date December 01, 2009 · Filed December 03, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock $1.60 par valueSEC Table I · non-derivative | Direct | 16,407 |
Ending reported balance
After 2009-12-01 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2009-12-01 · Exercise / conversion · Acquired 3,750 · Balance 20,157 Row 2 · 2009-12-01 · Sale · Disposed 3,750 · Balance 16,407 Row 3 · 2009-12-01 · Exercise / conversion · Acquired 3,750 · Balance 20,157 Row 4 · 2009-12-01 · Sale · Disposed 3,750 · Balance 16,407 Row 5 · 2009-12-01 · Exercise / conversion · Acquired 3,750 · Balance 20,157 Row 6 · 2009-12-01 · Sale · Disposed 3,750 · Balance 16,407 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.73 · Expires 2013-12-02 | Direct | 0 |
Reported balance
After 2009-12-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2009-12-01 · Exercise / conversion · Acquired 3,750 · Balance 0 F1: Options became exercisable in three annual installments beginning December 2, 2004, December 2, 2005, December 2, 2006. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.74 · Expires 2014-12-07 | Direct | 0 |
Reported balance
After 2009-12-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2009-12-01 · Exercise / conversion · Acquired 3,750 · Balance 0 F2: Options became exercisable in three annual installments beginning December 7, 2005, December 7, 2006, December 7, 2007. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.16 · Expires 2015-10-26 | Direct | 0 |
Reported balance
After 2009-12-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2009-12-01 · Exercise / conversion · Acquired 3,750 · Balance 0 F3: Options became exercisable in three annual installments beginning October 26, 2006, October 26, 2007, October 26, 2008. |
Filing footnotes · ownership attribution and instrument terms
F1: Options became exercisable in three annual installments beginning December 2, 2004, December 2, 2005, December 2, 2006.
F2: Options became exercisable in three annual installments beginning December 7, 2005, December 7, 2006, December 7, 2007.
F3: Options became exercisable in three annual installments beginning October 26, 2006, October 26, 2007, October 26, 2008.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2009 Filed Dec 3, 2009 17:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $45.16 | $0.00 |
DisclosureSEC source: 0001164727-09-000130 · edgar.xml · derivative · entry 9 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2015-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options became exercisable in three annual installments beginning October 26, 2006, October 26, 2007, October 26, 2008. Read SEC document |
| December 01, 2009 Filed Dec 3, 2009 17:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $45.74 | $0.00 |
DisclosureSEC source: 0001164727-09-000130 · edgar.xml · derivative · entry 8 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2014-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options became exercisable in three annual installments beginning December 7, 2005, December 7, 2006, December 7, 2007. Read SEC document |
| December 01, 2009 Filed Dec 3, 2009 17:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $49.73 | $0.00 |
DisclosureSEC source: 0001164727-09-000130 · edgar.xml · derivative · entry 7 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2013-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options became exercisable in three annual installments beginning December 2, 2004, December 2, 2005, December 2, 2006. Read SEC document |
| December 01, 2009 Filed Dec 3, 2009 17:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 3,750 | $56.00 | $210,016.88 |
DisclosureSEC source: 0001164727-09-000130 · edgar.xml · nonDerivative · entry 6 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,407 Read SEC document |
| December 01, 2009 Filed Dec 3, 2009 17:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock $1.60 par value | 3,750 | $45.16 | $169,350.00 |
DisclosureSEC source: 0001164727-09-000130 · edgar.xml · nonDerivative · entry 5 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2009 Filed Dec 3, 2009 17:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 3,750 | $56.00 | $210,000.00 |
DisclosureSEC source: 0001164727-09-000130 · edgar.xml · nonDerivative · entry 4 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,407 Read SEC document |
| December 01, 2009 Filed Dec 3, 2009 17:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock $1.60 par value | 3,750 | $45.74 | $171,525.00 |
DisclosureSEC source: 0001164727-09-000130 · edgar.xml · nonDerivative · entry 3 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2009 Filed Dec 3, 2009 17:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 3,750 | $56.01 | $210,052.13 |
DisclosureSEC source: 0001164727-09-000130 · edgar.xml · nonDerivative · entry 2 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,407 Read SEC document |
| December 01, 2009 Filed Dec 3, 2009 17:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock $1.60 par value | 3,750 | $49.73 | $186,468.75 |
DisclosureSEC source: 0001164727-09-000130 · edgar.xml · nonDerivative · entry 1 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2009 Filed Nov 24, 2009 22:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionPhantom Stock · Derivative | 1,544 | $52.26 | $80,689.44 |
DisclosureSEC source: 0001164727-09-000126 · edgar.xml · derivative · entry 2 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,544 shares Expires 2009-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of phantom stock was the economic equavalent of one share of Newmont Mining Corporation common stock. The reporting person disposed of all his shares of phantom stock held in the Savings Equalization Plan (the "SEQ") based on the then market value of Newmont Mining Corporation common stock and reinvested such amount in another approved investment in the SEQ. F2 · price: Each share of phantom stock was the economic equavalent of one share of Newmont Mining Corporation common stock. The reporting person disposed of all his shares of phantom stock held in the Savings Equalization Plan (the "SEQ") based on the then market value of Newmont Mining Corporation common stock and reinvested such amount in another approved investment in the SEQ. Read SEC document |
| November 20, 2009 Filed Nov 24, 2009 22:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,532 | $52.26 | $184,582.32 |
DisclosureSEC source: 0001164727-09-000126 · edgar.xml · nonDerivative · entry 1 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By 401-K Plan Disclosed balance after: 0 F1 · balance_after: As of November 20, 2009, the reporting person ceased to hold Newmont Mining Corporation common stock in his 401-K Plan. As of November 20, 2009, the reporting person directly held 16,407 shares of Newmont Mining Corporation common stock. Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 21:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $23.99 | $0.00 |
DisclosureSEC source: 0001164727-09-000116 · edgar.xml · derivative · entry 6 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2012-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options became exercisable in three annual installments beginning November 20, 2003, November 20, 2004, November 20, 2005. Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 21:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,875 | $0.00 Strike: $23.67 | $0.00 |
DisclosureSEC source: 0001164727-09-000116 · edgar.xml · derivative · entry 5 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires 2011-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options became exercisable in three annual installments beginning November 12, 2002, November 12, 2003, November 12, 2004. Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 21:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 4,000 | $51.02 | $204,080.00 |
DisclosureSEC source: 0001164727-09-000116 · edgar.xml · nonDerivative · entry 4 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,407 F1 · balance_after: As of September 30, 2009 the reporting person held 3,673 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 21:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock $1.60 par value | 4,000 | $23.99 | $95,960.00 |
DisclosureSEC source: 0001164727-09-000116 · edgar.xml · nonDerivative · entry 3 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 21:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock $1.60 par value | 1,875 | $51.02 | $95,662.50 |
DisclosureSEC source: 0001164727-09-000116 · edgar.xml · nonDerivative · entry 2 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,407 Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 21:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock $1.60 par value | 1,875 | $23.67 | $44,381.25 |
DisclosureSEC source: 0001164727-09-000116 · edgar.xml · nonDerivative · entry 1 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2009 Filed Oct 1, 2009 22:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 3 | $44.02 | $132.06 |
DisclosureSEC source: 0001164727-09-000100 · edgar.xml · derivative · entry 1 Hinze Brant · CIK 0001341722 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,544 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| June 30, 2009 Filed Jul 2, 2009 15:23 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 3 | $40.87 | $122.61 |
DisclosureSEC source: 0001164727-09-000093 · edgar.xml · derivative · entry 1 Hinze Brant · CIK 0001341722 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,541 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| May 04, 2009 Filed May 6, 2009 20:33 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 21,993 | $0.00 Strike: $39.95 | $0.00 |
DisclosureSEC source: 0001164727-09-000076 · edgar.xml · derivative · entry 1 Hinze Brant · CIK 0001341722 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,993 Underlying: Common Stock · 21,993 shares Expires 2019-05-04 F1 · derivative.exercise_date: The option vests in three annual installments beginning May 10, 2010. Read SEC document |
| March 31, 2009 Filed Apr 2, 2009 22:12 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 2 | $44.76 | $89.52 |
DisclosureSEC source: 0001164727-09-000055 · edgar.xml · derivative · entry 1 Hinze Brant · CIK 0001341722 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,538 Underlying: Common Stock · 2 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| February 26, 2009 Filed Mar 2, 2009 21:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 288 | $40.00 | $11,520.00 |
DisclosureSEC source: 0001164727-09-000049 · edgar.xml · nonDerivative · entry 1 Hinze Brant · CIK 0001341722 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,407 F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2008. Read SEC document |
| February 25, 2009 Filed Feb 26, 2009 23:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 135 | $41.87 | $5,652.45 |
DisclosureSEC source: 0001164727-09-000034 · edgar.xml · nonDerivative · entry 2 Hinze Brant · CIK 0001341722 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,695 F2 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2008. Read SEC document |
| February 24, 2009 Filed Feb 26, 2009 23:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 648 | $40.35 | $26,146.80 |
DisclosureSEC source: 0001164727-09-000034 · edgar.xml · nonDerivative · entry 1 Hinze Brant · CIK 0001341722 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,830 F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2009. Read SEC document |
| February 23, 2009 Filed Feb 26, 2009 00:49 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 6,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-09-000024 · edgar.xml · nonDerivative · entry 1 Hinze Brant · CIK 0001341722 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,478 Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 23:49 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 347 | $41.38 | $14,358.86 |
DisclosureSEC source: 0001164727-09-000014 · edgar.xml · nonDerivative · entry 1 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,702 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F1 · balance_after: As of January 31, 2009 the reporting person held 3,436 shares of Newmont Mining common stock in his 401-K Plan. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:13 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 36 | $37.79 | $1,360.44 |
DisclosureSEC source: 0001164727-09-000003 · edgar.xml · derivative · entry 1 Hinze Brant · CIK 0001341722 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536 Underlying: Common Stock · 36 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| November 30, 2008 Filed Dec 2, 2008 16:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 43 | $28.98 | $1,245.93 |
DisclosureSEC source: 0001164727-08-000103 · edgar.xml · derivative · entry 1 Hinze Brant · CIK 0001341722 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 43 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| October 31, 2008 Filed Nov 5, 2008 00:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 61 | $30.05 | $1,833.05 |
DisclosureSEC source: 0001164727-08-000099 · edgar.xml · derivative · entry 1 Hinze Brant · CIK 0001341722 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,457 Underlying: Common Stock · 61 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| September 30, 2008 Filed Oct 2, 2008 19:02 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 32 | $41.13 | $1,316.16 |
DisclosureSEC source: 0001164727-08-000092 · edgar.xml · derivative · entry 1 Hinze Brant · CIK 0001341722 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,396 Underlying: Common Stock · 32 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| August 31, 2008 Filed Sep 3, 2008 20:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 26 | $43.25 | $1,124.50 |
DisclosureSEC source: 0001164727-08-000088 · edgar.xml · derivative · entry 1 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,364 Underlying: Common Stock · 26 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 19:52 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 24 | $48.77 | $1,170.48 |
DisclosureSEC source: 0001164727-08-000083 · edgar.xml · derivative · entry 1 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,338 Underlying: Common Stock · 24 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| June 30, 2008 Filed Jul 8, 2008 22:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 3 | $42.29 | $126.87 |
DisclosureSEC source: 0001164727-08-000074 · edgar.xml · derivative · entry 7 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,314 Underlying: Common Stock · 3 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| June 25, 2008 Filed Jul 8, 2008 22:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 11 | $50.45 | $554.95 |
DisclosureSEC source: 0001164727-08-000074 · edgar.xml · derivative · entry 6 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,311 Underlying: Common Stock · 11 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| June 11, 2008 Filed Jul 8, 2008 22:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 12 | $47.20 | $566.40 |
DisclosureSEC source: 0001164727-08-000074 · edgar.xml · derivative · entry 5 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Underlying: Common Stock · 12 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| May 31, 2008 Filed Jun 2, 2008 22:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 12 | $48.22 | $578.64 |
DisclosureSEC source: 0001164727-08-000067 · edgar.xml · derivative · entry 1 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,288 Underlying: Common Stock · 12 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| May 28, 2008 Filed Jul 8, 2008 22:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 12 | $48.22 | $578.64 |
DisclosureSEC source: 0001164727-08-000074 · edgar.xml · derivative · entry 4 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,288 Underlying: Common Stock · 12 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| May 15, 2008 Filed May 19, 2008 23:20 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 1,276 | $45.10 | $57,547.60 |
DisclosureSEC source: 0001164727-08-000065 · edgar.xml · derivative · entry 1 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276 Underlying: Common Stock · 12 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| May 14, 2008 Filed Jul 8, 2008 22:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 12 | $45.10 | $541.20 |
DisclosureSEC source: 0001164727-08-000074 · edgar.xml · derivative · entry 3 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276 Underlying: Common Stock · 12 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| April 30, 2008 Filed Jul 8, 2008 22:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 13 | $44.21 | $574.73 |
DisclosureSEC source: 0001164727-08-000074 · edgar.xml · derivative · entry 2 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264 Underlying: Common Stock · 13 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| April 28, 2008 Filed Apr 30, 2008 22:02 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $44.49 | $0.00 |
DisclosureSEC source: 0001164727-08-000056 · edgar.xml · derivative · entry 1 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2018-04-28 F1 · derivative.exercise_date: The option vests in three annual installments beginning April 28, 2009. Read SEC document |
| April 16, 2008 Filed Jul 8, 2008 22:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 12 | $47.91 | $574.92 |
DisclosureSEC source: 0001164727-08-000074 · edgar.xml · derivative · entry 1 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251 Underlying: Common Stock · 12 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| April 02, 2008 Filed Jul 8, 2008 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 13 | $46.28 | $601.64 |
DisclosureSEC source: 0001164727-08-000073 · edgar.xml · derivative · entry 28 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,239 Underlying: Common Stock · 13 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| March 31, 2008 Filed Jul 8, 2008 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 3 | $45.30 | $135.90 |
DisclosureSEC source: 0001164727-08-000073 · edgar.xml · derivative · entry 27 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,226 Underlying: Common Stock · 3 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| March 19, 2008 Filed Jul 8, 2008 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 13 | $48.72 | $633.36 |
DisclosureSEC source: 0001164727-08-000073 · edgar.xml · derivative · entry 26 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,223 Underlying: Common Stock · 13 shares Expires not disclosed F2 · derivative.exercise_price: Converted on a 1-for-1 basis. F1 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. F1 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employmetn with the Issuer. Read SEC document |
| March 14, 2008 Filed Mar 18, 2008 16:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,813 | $0.00 Strike: $28.56 | $0.00 |
DisclosureSEC source: 0001164727-08-000037 · edgar.xml · derivative · entry 8 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2012-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options became exercisable in three annual installments beginning May 14, 2003, 2004 and 2005. Read SEC document |
| March 14, 2008 Filed Mar 18, 2008 16:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 200 | $53.53 | $10,706.00 |
DisclosureSEC source: 0001164727-08-000037 · edgar.xml · nonDerivative · entry 7 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,049 F1 · balance_after: As of February 29, 2008 the reporting person held 3,159 shares of Newmont Mining Corporation common stock in his 401-K Plan. Read SEC document |
| March 14, 2008 Filed Mar 18, 2008 16:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 300 | $53.52 | $16,056.00 |
DisclosureSEC source: 0001164727-08-000037 · edgar.xml · nonDerivative · entry 6 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,249 Read SEC document |
| March 14, 2008 Filed Mar 18, 2008 16:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 500 | $53.51 | $26,755.00 |
DisclosureSEC source: 0001164727-08-000037 · edgar.xml · nonDerivative · entry 5 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,549 Read SEC document |
| March 14, 2008 Filed Mar 18, 2008 16:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,113 | $53.50 | $59,545.50 |
DisclosureSEC source: 0001164727-08-000037 · edgar.xml · nonDerivative · entry 4 Hinze Brant · CIK 0001341722 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,049 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.