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BERGSTEIN ADAM D.

Disclosed activity across 1 company

Tapewire entity
170183
SEC CIK
0001728666

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BioRestorative Therapies, Inc.BRTX · Entity 8277SVP, Planning and Business DevJanuary 19, 2018January 19, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BioRestorative Therapies, Inc.

Report date January 19, 2018 · Filed January 19, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.40 · Expires 2028-01-19Direct500,000 Reported balance After 2018-01-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-01-19 · Grant · Acquired 500,000 · Balance 500,000

F1: The option vests and becomes exercisable on the date on which the initial patient recruitment for the Company's Phase II lumbar clinical trial or comparable product occurs.

Common StockSEC Table I · non-derivativeDirect2 Reported balance Holding disclosure · report date 2018-01-19 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2

Filing footnotes · ownership attribution and instrument terms

F1: The option vests and becomes exercisable on the date on which the initial patient recruitment for the Company's Phase II lumbar clinical trial or comparable product occurs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2018 Filed Jan 19, 2018 22:40 UTC BioRestorative Therapies, Inc. BRTX · Entity 8277 GrantStock Option · Derivative 500,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001140361-18-002638 · doc1.xml · derivative · entry 2

BERGSTEIN ADAM D. · CIK 0001728666 · SVP, Planning and Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2028-01-19

F1 · derivative.exercise_date: The option vests and becomes exercisable on the date on which the initial patient recruitment for the Company's Phase II lumbar clinical trial or comparable product occurs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.