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Neeley Patrick

Disclosed activity across 1 company

Tapewire entity
170180
SEC CIK
0001714981

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SIMMONS FIRST NATIONAL CORPSFNC · Entity 4185EVPJanuary 18, 2018January 23, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SIMMONS FIRST NATIONAL CORP

Report date January 18, 2018 · Filed January 23, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect946 Reported balance After 2018-01-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-01-18 · Grant · Acquired 946 · Balance 946

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2: 312 Restricted Stock Units vest on January 18, 2019; 312 Restricted Stock Units vest on January 18, 2020 and 322 Restricted Stock Units vest on January 18, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Performance Stock UnitSEC Table II · derivative / convertible securityDirect1,892 Reported balance After 2018-01-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-01-18 · Grant · Acquired 1,892 · Balance 1,892

F3: Each Performance Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F4: The shares listed are the maximum number of shares which may vest under this grant. Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's Board of Directors for the performance period ending December 31, 2020, contingent upon the reporting person's continued employment with the registrant.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2: 312 Restricted Stock Units vest on January 18, 2019; 312 Restricted Stock Units vest on January 18, 2020 and 322 Restricted Stock Units vest on January 18, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F3: Each Performance Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F4: The shares listed are the maximum number of shares which may vest under this grant. Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's Board of Directors for the performance period ending December 31, 2020, contingent upon the reporting person's continued employment with the registrant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 18, 2018 Filed Jan 23, 2018 01:38 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 GrantPerformance Stock Unit · Derivative 1,892 $0.00 $0.00
Disclosure

SEC source: 0001171843-18-000541 · form4neeley.xml · derivative · entry 2

Neeley Patrick · CIK 0001714981 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,892

Underlying: Common · 1,892 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F4 · derivative.exercise_date: The shares listed are the maximum number of shares which may vest under this grant. Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's Board of Directors for the performance period ending December 31, 2020, contingent upon the reporting person's continued employment with the registrant.

F4 · derivative.expiration_date: The shares listed are the maximum number of shares which may vest under this grant. Vesting will occur subsequent to the attainment of performance goals set and verified by the Compensation Committee of the Company's Board of Directors for the performance period ending December 31, 2020, contingent upon the reporting person's continued employment with the registrant.

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January 18, 2018 Filed Jan 23, 2018 01:38 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 GrantRestricted Stock Unit · Derivative 946 $0.00 $0.00
Disclosure

SEC source: 0001171843-18-000541 · form4neeley.xml · derivative · entry 1

Neeley Patrick · CIK 0001714981 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946

Underlying: Common · 946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: 312 Restricted Stock Units vest on January 18, 2019; 312 Restricted Stock Units vest on January 18, 2020 and 322 Restricted Stock Units vest on January 18, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: 312 Restricted Stock Units vest on January 18, 2019; 312 Restricted Stock Units vest on January 18, 2020 and 322 Restricted Stock Units vest on January 18, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 16:48 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 GrantRestricted Stock Unit · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001171843-17-007694 · f4_neeley121517.xml · derivative · entry 1

Neeley Patrick · CIK 0001714981 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: Restricted Stock Unit vests on August 15, 2018 (33%), 2019 (33%) and 2020 (34%). SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: Restricted Stock Unit vests on August 15, 2018 (33%), 2019 (33%) and 2020 (34%). SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document
August 25, 2017 Filed Aug 29, 2017 20:18 UTC SIMMONS FIRST NATIONAL CORP SFNC · Entity 4185 GrantRestricted Stock Unit · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001171843-17-005282 · formfour.xml · derivative · entry 1

Neeley Patrick · CIK 0001714981 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.

F2 · derivative.exercise_date: One third of the Restricted Stock Unit vests on August 15, 2018, 2019 and 2020. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

F2 · derivative.expiration_date: One third of the Restricted Stock Unit vests on August 15, 2018, 2019 and 2020. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.