Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUTOZONE INCAZO · Entity 8831 | Sr. Vice President | January 19, 2018 | January 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUTOZONE INC
Report date January 19, 2018 · Filed January 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102.5107 |
Ending reported balance
After 2018-01-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-01-19 · Exercise / conversion · Acquired 1,250 · Balance 1,352.5107 Row 2 · 2018-01-19 · Sale · Disposed 1,250 · Balance 102.5107 F1: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $794.5793 - $795.24 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $744.62 · Expires 2025-10-07 | Direct | 1,250 |
Reported balance
After 2018-01-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-19 · Exercise / conversion · Disposed 1,250 · Balance 1,250 F2: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. F3: Options exercisable in one-fourth increments on October 6, 2016, 2017, 2018 and 2019, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $794.5793 - $795.24 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F2: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.
F3: Options exercisable in one-fourth increments on October 6, 2016, 2017, 2018 and 2019, respectively.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2018 Filed Jan 22, 2018 21:23 UTC | AUTOZONE INC AZO · Entity 8831 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $744.62 | $0.00 |
DisclosureSEC source: 0001225208-18-001336 · doc4.xml · derivative · entry 3 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2025-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. F3 · derivative.exercise_date: Options exercisable in one-fourth increments on October 6, 2016, 2017, 2018 and 2019, respectively. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 21:23 UTC | AUTOZONE INC AZO · Entity 8831 | SaleCommon Stock | 1,250 | $794.70 | $993,371.75 |
DisclosureSEC source: 0001225208-18-001336 · doc4.xml · nonDerivative · entry 2 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102.5107 F1 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $794.5793 - $795.24 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 21:23 UTC | AUTOZONE INC AZO · Entity 8831 | Exercise / conversionCommon Stock | 1,250 | $744.62 | $930,775.00 |
DisclosureSEC source: 0001225208-18-001336 · doc4.xml · nonDerivative · entry 1 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,352.5107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:26 UTC | AUTOZONE INC AZO · Entity 8831 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,547 | $0.00 Strike: $744.85 | $0.00 |
DisclosureSEC source: 0001225208-18-001223 · doc4.xml · derivative · entry 3 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,643 Underlying: Common Stock · 1,547 shares Expires 2026-09-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. F3 · derivative.exercise_date: Options exercisable in one-fourth increments on September 23, 2017, 2018, 2019 and 2020, respectively. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:26 UTC | AUTOZONE INC AZO · Entity 8831 | SaleCommon Stock | 1,547 | $783.00 | $1,211,296.67 |
DisclosureSEC source: 0001225208-18-001223 · doc4.xml · nonDerivative · entry 2 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102.5107 F1 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $782.917 - $783.435 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:26 UTC | AUTOZONE INC AZO · Entity 8831 | Exercise / conversionCommon Stock | 1,547 | $744.85 | $1,152,282.95 |
DisclosureSEC source: 0001225208-18-001223 · doc4.xml · nonDerivative · entry 1 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,649.5107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 6, 2017 23:13 UTC | AUTOZONE INC AZO · Entity 8831 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,913 | $0.00 Strike: $425.11 | $0.00 |
DisclosureSEC source: 0001225208-17-018328 · doc4.xml · derivative · entry 5 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,913 shares Expires 2023-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. F4 · derivative.exercise_date: Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively. Read SEC document |
| December 06, 2017 Filed Dec 6, 2017 23:13 UTC | AUTOZONE INC AZO · Entity 8831 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,710 | $0.00 Strike: $507.79 | $0.00 |
DisclosureSEC source: 0001225208-17-018328 · doc4.xml · derivative · entry 4 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570 Underlying: Common Stock · 1,710 shares Expires 2024-09-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. F3 · derivative.exercise_date: Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively. Read SEC document |
| December 06, 2017 Filed Dec 6, 2017 23:13 UTC | AUTOZONE INC AZO · Entity 8831 | SaleCommon Stock | 3,623 | $698.17 | $2,529,460.85 |
DisclosureSEC source: 0001225208-17-018328 · doc4.xml · nonDerivative · entry 3 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102.5107 F1 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $698.00 - $698.56 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Read SEC document |
| December 06, 2017 Filed Dec 6, 2017 23:13 UTC | AUTOZONE INC AZO · Entity 8831 | Exercise / conversionCommon Stock | 1,710 | $507.79 | $868,320.90 |
DisclosureSEC source: 0001225208-17-018328 · doc4.xml · nonDerivative · entry 2 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,725.5107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 6, 2017 23:13 UTC | AUTOZONE INC AZO · Entity 8831 | Exercise / conversionCommon Stock | 1,913 | $425.11 | $813,235.43 |
DisclosureSEC source: 0001225208-17-018328 · doc4.xml · nonDerivative · entry 1 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,015.5107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 20:21 UTC | AUTOZONE INC AZO · Entity 8831 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,910 | $0.00 Strike: $587.13 | $0.00 |
DisclosureSEC source: 0001225208-17-015376 · doc4.xml · derivative · entry 1 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,910 Underlying: Common Stock · 5,910 shares Expires 2027-09-27 F1 · security: Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. F2 · derivative.exercise_date: Options exercisable in one-fourth increments on September 26, 2018, 2019, 2020 and 2021, respectively. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 22:04 UTC | AUTOZONE INC AZO · Entity 8831 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 660 | $0.00 Strike: $371.47 | $0.00 |
DisclosureSEC source: 0001225208-17-001020 · doc4.xml · derivative · entry 3 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 660 shares Expires 2022-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. F3 · derivative.exercise_date: Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 22:04 UTC | AUTOZONE INC AZO · Entity 8831 | SaleCommon Stock | 660 | $789.79 | $521,264.44 |
DisclosureSEC source: 0001225208-17-001020 · doc4.xml · nonDerivative · entry 2 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74.6225 F1 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $789.7796 - $789.8420 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 22:04 UTC | AUTOZONE INC AZO · Entity 8831 | Exercise / conversionCommon Stock | 660 | $371.47 | $245,170.20 |
DisclosureSEC source: 0001225208-17-001020 · doc4.xml · nonDerivative · entry 1 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734.6225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2016 Filed Jan 3, 2017 21:37 UTC | AUTOZONE INC AZO · Entity 8831 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000104 · doc4.xml · nonDerivative · entry 1 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67.7322 Read SEC document |
| September 23, 2016 Filed Sep 26, 2016 20:33 UTC | AUTOZONE INC AZO · Entity 8831 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 6,190 | $0.00 Strike: $744.85 | $0.00 |
DisclosureSEC source: 0001225208-16-039675 · doc4.xml · derivative · entry 1 Griffith James C. · CIK 0001657357 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,190 Underlying: Common Stock · 6,190 shares Expires 2026-09-24 F1 · security: Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. F2 · derivative.exercise_date: Options exercisable in one-fourth increments on September 23, 2017, 2018, 2019 and 2020, respectively. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.