Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LAUREATE EDUCATION, INC.
Report date January 23, 2018 · Filed January 25, 2018
Section 16 reporting ended · disclosed 2018-01-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 17,211 |
Reported balance
After 2018-01-23 transaction · row 1
1 source rowRow 1 · 2018-01-23 · Conversion · Acquired 17,211 · Balance 17,211 F1: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-01-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-01-23 · Conversion · Disposed 17,211 · Balance 0 F1: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2018 Filed Jan 25, 2018 22:49 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | ConversionClass B Common Stock · Derivative | 17,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-002536 · form4.xml · derivative · entry 2 Kaplan Jonathan · CIK 0001696358 · President/CEO Walden & Laur On 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 17,211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F1 · price: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F1 · derivative.exercise_date: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F1 · derivative.expiration_date: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 22:49 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | ConversionClass A Common Stock | 17,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-002536 · form4.xml · nonDerivative · entry 1 Kaplan Jonathan · CIK 0001696358 · President/CEO Walden & Laur On 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 21:04 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantEmployee Stock Option (right to buy) · Derivative | 29,753 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001104659-17-046554 · a4.xml · derivative · entry 4 Kaplan Jonathan · CIK 0001696358 · President/CEO Walden & Laur On 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,753 Underlying: Class B Common Stock · 29,753 shares Expires 2023-10-02 F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on July 20, 2017. Pursuant to the Option Repricing, the exercise price of each "Relevant Option" (any stock option awarded by Laureate Education, Inc. (the "Company") between October 2, 2013 and December 31, 2016 (inclusive)) has been amended to reduce such exercise price to $17.44, which was the average closing price of a share of the Company's Class A common stock, par value $0.004 per share ("Class A Common Stock") as reported on the Nasdaq Global Select Market over the twenty (20) calendar days preceding July 20, 2017. There have been no other changes to the terms of the Relevant Options. F4 · derivative.exercise_date: 23,800 of these options are exerciseable immediately. Subject to the reporting person's continued employment by the Company, 20% of these options will become vested and exercisable if the Company achieves the applicable equity value target determined pursuant to the Company's 2013 Long-Term Incentive Plan, as amended with respect to fiscal year 2017. F3 · derivative.underlying: Each share of the Company's Class B common stock, par value $0.004 per share ("Class B Common Stock") is convertible into one share of Class A Common Stock upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 21:04 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 29,753 | $0.00 Strike: $23.20 | $0.00 |
DisclosureSEC source: 0001104659-17-046554 · a4.xml · derivative · entry 3 Kaplan Jonathan · CIK 0001696358 · President/CEO Walden & Laur On 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 29,753 shares Expires 2023-10-02 F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on July 20, 2017. Pursuant to the Option Repricing, the exercise price of each "Relevant Option" (any stock option awarded by Laureate Education, Inc. (the "Company") between October 2, 2013 and December 31, 2016 (inclusive)) has been amended to reduce such exercise price to $17.44, which was the average closing price of a share of the Company's Class A common stock, par value $0.004 per share ("Class A Common Stock") as reported on the Nasdaq Global Select Market over the twenty (20) calendar days preceding July 20, 2017. There have been no other changes to the terms of the Relevant Options. F4 · derivative.exercise_date: 23,800 of these options are exerciseable immediately. Subject to the reporting person's continued employment by the Company, 20% of these options will become vested and exercisable if the Company achieves the applicable equity value target determined pursuant to the Company's 2013 Long-Term Incentive Plan, as amended with respect to fiscal year 2017. F3 · derivative.underlying: Each share of the Company's Class B common stock, par value $0.004 per share ("Class B Common Stock") is convertible into one share of Class A Common Stock upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 21:04 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantEmployee Stock Option (right to buy) · Derivative | 74,382 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001104659-17-046554 · a4.xml · derivative · entry 2 Kaplan Jonathan · CIK 0001696358 · President/CEO Walden & Laur On 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,382 Underlying: Class B Common Stock · 74,382 shares Expires 2023-10-02 F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on July 20, 2017. Pursuant to the Option Repricing, the exercise price of each "Relevant Option" (any stock option awarded by Laureate Education, Inc. (the "Company") between October 2, 2013 and December 31, 2016 (inclusive)) has been amended to reduce such exercise price to $17.44, which was the average closing price of a share of the Company's Class A common stock, par value $0.004 per share ("Class A Common Stock") as reported on the Nasdaq Global Select Market over the twenty (20) calendar days preceding July 20, 2017. There have been no other changes to the terms of the Relevant Options. F2 · derivative.exercise_date: 59,506 of these options are exerciseable immediately. Subject to the reporting person's continued employment by the Company, 20% of these options will become exercisable on December 31, 2017. F3 · derivative.underlying: Each share of the Company's Class B common stock, par value $0.004 per share ("Class B Common Stock") is convertible into one share of Class A Common Stock upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 21:04 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 74,382 | $0.00 Strike: $23.20 | $0.00 |
DisclosureSEC source: 0001104659-17-046554 · a4.xml · derivative · entry 1 Kaplan Jonathan · CIK 0001696358 · President/CEO Walden & Laur On 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 74,382 shares Expires 2023-10-02 F1 · kind: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") that became effective on July 20, 2017. Pursuant to the Option Repricing, the exercise price of each "Relevant Option" (any stock option awarded by Laureate Education, Inc. (the "Company") between October 2, 2013 and December 31, 2016 (inclusive)) has been amended to reduce such exercise price to $17.44, which was the average closing price of a share of the Company's Class A common stock, par value $0.004 per share ("Class A Common Stock") as reported on the Nasdaq Global Select Market over the twenty (20) calendar days preceding July 20, 2017. There have been no other changes to the terms of the Relevant Options. F2 · derivative.exercise_date: 59,506 of these options are exerciseable immediately. Subject to the reporting person's continued employment by the Company, 20% of these options will become exercisable on December 31, 2017. F3 · derivative.underlying: Each share of the Company's Class B common stock, par value $0.004 per share ("Class B Common Stock") is convertible into one share of Class A Common Stock upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:14 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantEmployee Stock Options (right to buy) · Derivative | 13,760 | $0.00 Strike: $17.89 | $0.00 |
DisclosureSEC source: 0001104659-17-039925 · a4.xml · derivative · entry 1 Kaplan Jonathan · CIK 0001696358 · Pres/CEO Walden & Laur On 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,760 Underlying: Class A Common Stock · 13,760 shares Expires not disclosed F1 · derivative.exercise_date: On June 14, 2017 the reporting person was granted options to purchase 13,760 shares of Class A Common Stock of Laureate Education, Inc. (the "Company"). Subject to the reporting person's continued employment with the Company (A) one-third of the options will become exercisable if the Company achieves the applicable adjusted EBITDA target in accordance with the Company's 2013 Long-Term Incentive Plan and pursuant to the applicable award agreement (the "Adjusted EBITDA Target") with respect to fiscal year 2018, and (B) two-thirds of the options will become exercisable if the Company achieves the Adjusted EBITDA Target with respect to fiscal year 2019. F1 · derivative.expiration_date: On June 14, 2017 the reporting person was granted options to purchase 13,760 shares of Class A Common Stock of Laureate Education, Inc. (the "Company"). Subject to the reporting person's continued employment with the Company (A) one-third of the options will become exercisable if the Company achieves the applicable adjusted EBITDA target in accordance with the Company's 2013 Long-Term Incentive Plan and pursuant to the applicable award agreement (the "Adjusted EBITDA Target") with respect to fiscal year 2018, and (B) two-thirds of the options will become exercisable if the Company achieves the Adjusted EBITDA Target with respect to fiscal year 2019. Read SEC document |
| June 14, 2017 Filed Sep 15, 2017 21:58 UTC Amendment | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantEmployee Stock Options (Right to Buy) · Derivative | 13,760 | $0.00 Strike: $17.89 | $0.00 |
DisclosureSEC source: 0001127602-17-027523 · form4a.xml · derivative · entry 1 Kaplan Jonathan · CIK 0001696358 · President/CEO Walden & Laur On 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,760 Underlying: Class A Common Stock · 13,760 shares Expires 2027-06-14 F1 · derivative.exercise_date: On June 14, 2017 the reporting person was granted options to purchase 13,760 shares of Class A Common Stock of Laureate Education, Inc. (the "Company"). Subject to the reporting person's continued employment with the Company (A) one-third of the options will become exercisable if the Company achieves the applicable adjusted EBITDA target in accordance with the Company's 2013 Long-Term Incentive Plan and pursuant to the applicable award agreement (the "Adjusted EBITDA Target") with respect to fiscal year 2018, and (B) two-thirds of the options will become exercisable if the Company achieves the Adjusted EBITDA Target with respect to fiscal year 2019. F2 · derivative.expiration_date: The options reported herein were previously reported on the Reporting Person's Form 4 filed on 6/16/2017. That Form 4 omitted the options' expiration date which is being added by this amendment. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:07 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | Tax withholdingClass B Common Stock · Derivative | 1,709 | $14.60 | $24,951.40 |
DisclosureSEC source: 0001104659-17-024564 · a4.xml · derivative · entry 3 Kaplan Jonathan · CIK 0001696358 · Pres/CEO Walden & Laur On 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,211 Underlying: Class A Common Stock · 1,709 shares Expires not disclosed F3 · derivative.exercise_price: Each share of the Company's Class B Common Stock is convertible into one share of the Company's Class A Common Stock ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F4 · shares: On the trading day immediately prior to the Vesting Date, the closing price of one share of the Company's Class A Common Stock traded on the NASDAQ Stock Exchange was $14.60. On April 17, 2017, 1,709 shares of the Company's Class B Common Stock otherwise issuable upon the vesting of the PSUs were forfeited to pay the applicable withholding taxes due in connection with the PSUs' vesting. F4 · price: On the trading day immediately prior to the Vesting Date, the closing price of one share of the Company's Class A Common Stock traded on the NASDAQ Stock Exchange was $14.60. On April 17, 2017, 1,709 shares of the Company's Class B Common Stock otherwise issuable upon the vesting of the PSUs were forfeited to pay the applicable withholding taxes due in connection with the PSUs' vesting. F4 · derivative.exercise_date: On the trading day immediately prior to the Vesting Date, the closing price of one share of the Company's Class A Common Stock traded on the NASDAQ Stock Exchange was $14.60. On April 17, 2017, 1,709 shares of the Company's Class B Common Stock otherwise issuable upon the vesting of the PSUs were forfeited to pay the applicable withholding taxes due in connection with the PSUs' vesting. F4 · derivative.expiration_date: On the trading day immediately prior to the Vesting Date, the closing price of one share of the Company's Class A Common Stock traded on the NASDAQ Stock Exchange was $14.60. On April 17, 2017, 1,709 shares of the Company's Class B Common Stock otherwise issuable upon the vesting of the PSUs were forfeited to pay the applicable withholding taxes due in connection with the PSUs' vesting. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:07 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | Exercise / conversionClass B Common Stock · Derivative | 4,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-024564 · a4.xml · derivative · entry 2 Kaplan Jonathan · CIK 0001696358 · Pres/CEO Walden & Laur On 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,920 Underlying: Class B Common Stock · 4,706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of the Company's Class B Common Stock is convertible into one share of the Company's Class A Common Stock ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F2 · shares: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,706 PSUs vested on April 17, 2017 upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016 (the "Vesting Date"). Subject to the reporting person's continued employment with the Company, an additional 4,706 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017. F2 · price: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,706 PSUs vested on April 17, 2017 upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016 (the "Vesting Date"). Subject to the reporting person's continued employment with the Company, an additional 4,706 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017. F2 · derivative.exercise_date: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,706 PSUs vested on April 17, 2017 upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016 (the "Vesting Date"). Subject to the reporting person's continued employment with the Company, an additional 4,706 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017. F2 · derivative.expiration_date: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,706 PSUs vested on April 17, 2017 upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016 (the "Vesting Date"). Subject to the reporting person's continued employment with the Company, an additional 4,706 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 22:07 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | Exercise / conversionPerformance Share Units · Derivative | 4,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-024564 · a4.xml · derivative · entry 1 Kaplan Jonathan · CIK 0001696358 · Pres/CEO Walden & Laur On 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,706 Underlying: Class B Common Stock · 4,706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the right to receive one share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company"). F2 · shares: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,706 PSUs vested on April 17, 2017 upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016 (the "Vesting Date"). Subject to the reporting person's continued employment with the Company, an additional 4,706 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017. F2 · price: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,706 PSUs vested on April 17, 2017 upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016 (the "Vesting Date"). Subject to the reporting person's continued employment with the Company, an additional 4,706 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017. F2 · derivative.exercise_date: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,706 PSUs vested on April 17, 2017 upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016 (the "Vesting Date"). Subject to the reporting person's continued employment with the Company, an additional 4,706 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017. F2 · derivative.expiration_date: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,706 PSUs vested on April 17, 2017 upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016 (the "Vesting Date"). Subject to the reporting person's continued employment with the Company, an additional 4,706 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017. F2 · balance_after: As previously reported in footnote 5 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 4,706 PSUs vested on April 17, 2017 upon the achievement by the Company of the applicable Equity Value Target with respect to fiscal year 2016 (the "Vesting Date"). Subject to the reporting person's continued employment with the Company, an additional 4,706 PSUs are eligible to vest if the Company achieves the applicable Equity Value Target with respect to fiscal year 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.