Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIERRA BANCORPBSRR · Entity 5450 | Director | January 23, 2018 | January 25, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIERRA BANCORP
Report date January 23, 2018 · Filed January 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 410,578 |
Reported balance
After 2018-01-23 transaction · row 1
1 source rowRow 1 · 2018-01-23 · Exercise / conversion · Acquired 2,500 · Balance 410,578 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $19.19 · Expires 2018-11-20 | Direct | 0 |
Reported balance
After 2018-01-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-01-23 · Exercise / conversion · Disposed 2,500 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2018 Filed Jan 25, 2018 19:59 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionStock Options · Derivative | 2,500 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0001127602-18-002464 · form4.xml · derivative · entry 2 FIELDS ROBERT L · CIK 0001168762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2018-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 19:59 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionCommon Stock | 2,500 | $19.19 | $47,975.00 |
DisclosureSEC source: 0001127602-18-002464 · form4.xml · nonDerivative · entry 1 FIELDS ROBERT L · CIK 0001168762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2017 Filed Nov 22, 2017 22:30 UTC | SIERRA BANCORP BSRR · Entity 5450 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033211 · form4.xml · nonDerivative · entry 1 FIELDS ROBERT L · CIK 0001168762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,078 Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 23:52 UTC | SIERRA BANCORP BSRR · Entity 5450 | SaleCommon Stock | 2,465 | $27.13 | $66,877.18 |
DisclosureSEC source: 0001127602-17-024632 · form4.xml · nonDerivative · entry 1 FIELDS ROBERT L · CIK 0001168762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,078 Read SEC document |
| July 31, 2017 Filed Jul 31, 2017 22:10 UTC | SIERRA BANCORP BSRR · Entity 5450 | SaleCommon Stock | 9,600 | $27.14 | $260,571.84 |
DisclosureSEC source: 0001127602-17-024404 · form4.xml · nonDerivative · entry 1 FIELDS ROBERT L · CIK 0001168762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,543 Read SEC document |
| July 31, 2017 Filed Jul 31, 2017 22:03 UTC | SIERRA BANCORP BSRR · Entity 5450 | SaleCommon Stock | 2,535 | $27.21 | $68,978.62 |
DisclosureSEC source: 0001127602-17-024400 · form4.xml · nonDerivative · entry 1 FIELDS ROBERT L · CIK 0001168762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,143 Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 17:13 UTC | SIERRA BANCORP BSRR · Entity 5450 | SaleCommon Stock | 100 | $27.00 | $2,700.00 |
DisclosureSEC source: 0001127602-17-024293 · form4.xml · nonDerivative · entry 1 FIELDS ROBERT L · CIK 0001168762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,678 Read SEC document |
| June 13, 2017 Filed Jun 13, 2017 17:51 UTC | SIERRA BANCORP BSRR · Entity 5450 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021268 · form4.xml · nonDerivative · entry 1 FIELDS ROBERT L · CIK 0001168762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,663 Read SEC document |
| June 13, 2017 Filed Jun 13, 2017 21:32 UTC Amendment | SIERRA BANCORP BSRR · Entity 5450 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021359 · form4a.xml · nonDerivative · entry 1 FIELDS ROBERT L · CIK 0001168762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,778 Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 18:31 UTC | SIERRA BANCORP BSRR · Entity 5450 | GrantStock Options · Derivative | 5,000 | $28.21 Strike: $28.21 | $141,050.00 |
DisclosureSEC source: 0001127602-17-006808 · form4.xml · derivative · entry 1 FIELDS ROBERT L · CIK 0001168762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-02-16 Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 19:21 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionStock Options · Derivative | 5,000 | $0.00 Strike: $16.35 | $0.00 |
DisclosureSEC source: 0001127602-16-068564 · form4.xml · derivative · entry 3 FIELDS ROBERT L · CIK 0001168762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2024-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 19:21 UTC | SIERRA BANCORP BSRR · Entity 5450 | Exercise / conversionCommon Stock | 5,000 | $16.35 | $81,750.00 |
DisclosureSEC source: 0001127602-16-068564 · form4.xml · nonDerivative · entry 1 FIELDS ROBERT L · CIK 0001168762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 17:55 UTC | SIERRA BANCORP BSRR · Entity 5450 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062054 · form4.xml · nonDerivative · entry 1 FIELDS ROBERT L · CIK 0001168762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,663 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.