Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Blackstone Inc.BX · Entity 2861 | Senior Managing Director-Admin | December 31, 2009 | February 11, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Blackstone Inc.
Report date December 31, 2009 · Filed February 11, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Blackstone Holdings Partnership unitsSEC Table II · derivative / convertible security | Direct | 869,693 |
Reported balance
After 2009-11-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2009-11-12 · Gift · Disposed 5,712 · Balance 869,693 F1: A "Blackstone Holdings partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2010 other than pursuant to transactions or programs approved by Blackstone. F2: The Reporting Person donated 5,712 Blackstone Holdings partnership units to a charitable foundation. |
Filing footnotes · ownership attribution and instrument terms
F1: A "Blackstone Holdings partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2010 other than pursuant to transactions or programs approved by Blackstone.
F2: The Reporting Person donated 5,712 Blackstone Holdings partnership units to a charitable foundation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2009 Filed Feb 11, 2010 17:06 UTC | Blackstone Inc. BX · Entity 2861 | GiftBlackstone Holdings Partnership units · Derivative | 5,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-008511 · rrd265057.xml · derivative · entry 1 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,693 Underlying: Common units representing limited partnership units · 5,712 shares Expires not disclosed F1 · security: A "Blackstone Holdings partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2010 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_price: A "Blackstone Holdings partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2010 other than pursuant to transactions or programs approved by Blackstone. F2 · kind: The Reporting Person donated 5,712 Blackstone Holdings partnership units to a charitable foundation. F1 · derivative.exercise_date: A "Blackstone Holdings partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2010 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: A "Blackstone Holdings partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2010 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| October 20, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 2,520 | $16.00 | $40,320.00 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 16 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| October 19, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 708 | $16.08 | $11,384.64 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 15 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,520 Read SEC document |
| October 19, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 877 | $16.31 | $14,303.87 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 14 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,228 Read SEC document |
| October 15, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 1,019 | $16.77 | $17,088.63 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 13 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,105 Read SEC document |
| October 14, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 3,849 | $16.88 | $64,971.12 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 12 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,124 Read SEC document |
| October 13, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 1,135 | $15.95 | $18,103.25 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 11 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,973 Read SEC document |
| October 12, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 3,498 | $15.97 | $55,863.06 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 10 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,108 Read SEC document |
| October 09, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 708 | $14.86 | $10,520.88 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 9 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,606 Read SEC document |
| October 08, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 1,135 | $14.84 | $16,843.40 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 8 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,314 Read SEC document |
| October 07, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 628 | $14.60 | $9,168.80 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 7 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,449 Read SEC document |
| October 06, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 1,274 | $14.46 | $18,422.04 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 6 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,077 Read SEC document |
| October 05, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 738 | $13.68 | $10,095.84 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 5 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,351 Read SEC document |
| October 02, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 734 | $13.52 | $9,923.68 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 4 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,089 Read SEC document |
| October 01, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 568 | $13.96 | $7,929.28 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 3 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,823 Read SEC document |
| September 30, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 1,105 | $14.18 | $15,668.90 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 2 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,391 Read SEC document |
| September 29, 2009 Filed Feb 11, 2010 17:03 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 481 | $14.12 | $6,791.72 |
DisclosureSEC source: 0001181431-10-008505 · rrd265285.xml · nonDerivative · entry 1 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,496 Read SEC document |
| September 28, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 937 | $14.06 | $13,174.22 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 30 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,977 Read SEC document |
| September 28, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 651 | $13.91 | $9,055.41 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 29 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,914 Read SEC document |
| September 25, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 991 | $14.03 | $13,903.73 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 28 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,565 Read SEC document |
| September 23, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 937 | $14.73 | $13,802.01 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 27 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,556 Read SEC document |
| September 22, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 1,019 | $14.71 | $14,989.49 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 26 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,493 Read SEC document |
| September 21, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 907 | $14.50 | $13,151.50 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 25 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,512 Read SEC document |
| September 21, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 1,246 | $15.06 | $18,764.76 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 24 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,419 Read SEC document |
| September 17, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 2,830 | $15.01 | $42,478.30 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 23 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,665 Read SEC document |
| September 16, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 2,406 | $14.58 | $35,079.48 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 22 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,495 Read SEC document |
| September 15, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 1,274 | $13.95 | $17,772.30 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 21 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,901 Read SEC document |
| September 14, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 1,189 | $13.76 | $16,360.64 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 20 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,175 Read SEC document |
| September 11, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 849 | $13.64 | $11,580.36 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 19 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,364 Read SEC document |
| September 10, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 1,135 | $13.57 | $15,401.95 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 18 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,213 Read SEC document |
| September 09, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 966 | $13.03 | $12,586.98 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 17 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,348 Read SEC document |
| September 08, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 806 | $12.66 | $10,203.96 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 16 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,314 Read SEC document |
| September 01, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 331 | $12.75 | $4,220.25 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 15 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,120 Read SEC document |
| August 31, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 806 | $12.81 | $10,324.86 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 14 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,451 Read SEC document |
| August 28, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 806 | $13.03 | $10,502.18 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 13 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,257 Read SEC document |
| August 27, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 806 | $12.96 | $10,445.76 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 12 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,063 Read SEC document |
| August 26, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 794 | $13.02 | $10,337.88 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 11 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,869 Read SEC document |
| August 25, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 784 | $13.00 | $10,192.00 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 10 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,663 Read SEC document |
| August 24, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 849 | $13.45 | $11,419.05 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 9 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,447 Read SEC document |
| August 21, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 1,105 | $13.59 | $15,016.95 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 8 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,296 Read SEC document |
| August 20, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 1,047 | $13.41 | $14,040.27 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 7 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,401 Read SEC document |
| August 19, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 661 | $13.18 | $8,711.98 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 6 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,448 Read SEC document |
| August 19, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 651 | $13.34 | $8,684.34 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 5 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,109 Read SEC document |
| August 17, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 628 | $13.13 | $8,245.64 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 4 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,760 Read SEC document |
| August 14, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 806 | $14.06 | $11,332.36 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 3 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,388 Read SEC document |
| August 13, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | ConversionBlackstone Holdings Partnership units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · derivative · entry 31 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,405 Underlying: Common units representing limited partnership interests · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: A "Blackstone Holdings Partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2009 other than pursuant to transactions or programs approved by Blackstone. F1 · kind: Pursuant to an exchange agreement, the Reporting Person exchanged 50,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such common units pursuant to a sales plan that was effectuated on each of 45 consecutive trading days. F2 · derivative.exercise_date: A "Blackstone Holdings Partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2009 other than pursuant to transactions or programs approved by Blackstone. F2 · derivative.expiration_date: A "Blackstone Holdings Partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2009 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
| August 13, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | SaleCommon units representing limited partnership interests | 806 | $14.47 | $11,662.82 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 2 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,194 Read SEC document |
| August 13, 2009 Filed Feb 11, 2010 17:02 UTC | Blackstone Inc. BX · Entity 2861 | ConversionCommon units representing limited partnership interests | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-008504 · rrd264776.xml · nonDerivative · entry 1 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Pursuant to an exchange agreement, the Reporting Person exchanged 50,000 Blackstone Holdings partnership units for an equal number of common units of The Blackstone Group L.P. and thereafter sold such common units pursuant to a sales plan that was effectuated on each of 45 consecutive trading days. Read SEC document |
| December 30, 2008 Filed Feb 11, 2009 15:46 UTC | Blackstone Inc. BX · Entity 2861 | GiftBlackstone Holdings partnership units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-008003 · rrd232857.xml · derivative · entry 1 Moss Sylvia F · CIK 0001403596 · Senior Managing Director-Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,405 Underlying: Common units representing limited partnership units · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units (which term refers collectively to a partnership unit in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P.), subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerships to effect an exchange for a common unit. (Continued in footnote 2.) F2 · derivative.exercise_price: Notwithstanding the foregoing, the reported Blackstone Holdings partnership units may not be exchanged at any time prior to December 31, 2009 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.exercise_date: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units (which term refers collectively to a partnership unit in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P.), subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerships to effect an exchange for a common unit. (Continued in footnote 2.) F2 · derivative.exercise_date: Notwithstanding the foregoing, the reported Blackstone Holdings partnership units may not be exchanged at any time prior to December 31, 2009 other than pursuant to transactions or programs approved by Blackstone. F1 · derivative.expiration_date: Pursuant to an exchange agreement, holders of Blackstone Holdings partnership units (which term refers collectively to a partnership unit in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P.), subject to the vesting and minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone Holdings partnerships, may up to four times each year (subject to the terms of the exchange agreement) exchange their Blackstone Holdings partnership units for The Blackstone Group L.P. common units on a one-for-one basis, subject to customary conversion rate adjustments for splits, unit distributions and reclassifications. A Blackstone Holdings limited partner must exchange one partnership unit in each of the four Blackstone Holdings partnerships to effect an exchange for a common unit. (Continued in footnote 2.) F2 · derivative.expiration_date: Notwithstanding the foregoing, the reported Blackstone Holdings partnership units may not be exchanged at any time prior to December 31, 2009 other than pursuant to transactions or programs approved by Blackstone. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.