Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORFOLK SOUTHERN CORPNSC · Entity 2965 | Exec. VP - Law and Admin. | January 25, 2018 | January 29, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORFOLK SOUTHERN CORP
Report date January 25, 2018 · Filed January 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,706 |
Ending reported balance
After 2018-01-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-01-25 · Grant · Acquired 978 · Balance 17,001 F1: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Row 2 · 2018-01-25 · Tax withholding · Disposed 295 · Balance 16,706 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2018 Filed Jan 29, 2018 19:19 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 295 | $149.58 | $44,124.63 |
DisclosureSEC source: 0001225208-18-001733 · doc4.xml · nonDerivative · entry 2 Galanko William Andrew · CIK 0001691311 · Exec. VP - Law and Admin. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,706 Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 19:19 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001733 · doc4.xml · nonDerivative · entry 1 Galanko William Andrew · CIK 0001691311 · Exec. VP - Law and Admin. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,001 F1 · shares: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 19:47 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001555 · doc4.xml · derivative · entry 3 Galanko William Andrew · CIK 0001691311 · Exec. VP - Law and Admin. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2018-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 19:47 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 400 | $149.59 | $59,834.00 |
DisclosureSEC source: 0001225208-18-001555 · doc4.xml · nonDerivative · entry 2 Galanko William Andrew · CIK 0001691311 · Exec. VP - Law and Admin. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,023 Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 19:47 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001555 · doc4.xml · nonDerivative · entry 1 Galanko William Andrew · CIK 0001691311 · Exec. VP - Law and Admin. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 24, 2013, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 14:28 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018412 · doc4.xml · nonDerivative · entry 1 Galanko William Andrew · CIK 0001691311 · Exec. VP - Law and Admin. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,223 Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 19:44 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 72 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018173 · doc4.xml · nonDerivative · entry 1 Galanko William Andrew · CIK 0001691311 · Exec. VP - Law and Admin. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,448 Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 15:31 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017679 · doc4.xml · nonDerivative · entry 1 Galanko William Andrew · CIK 0001691311 · Exec. VP - Law and Admin. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,520 Read SEC document |
| May 04, 2017 Filed May 8, 2017 18:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 1.324 | $116.78 | $154.62 |
DisclosureSEC source: 0001225208-17-009274 · doc4.xml · nonDerivative · entry 2 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,580 Read SEC document |
| April 28, 2017 Filed May 8, 2017 18:00 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 756 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009274 · doc4.xml · nonDerivative · entry 1 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,581.324 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 14:02 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2010) · Derivative | 5,000 | Not disclosed Strike: $47.76 | Not disclosed |
DisclosureSEC source: 0001225208-17-002629 · doc4.xml · derivative · entry 4 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · shares: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F1 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 14:02 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 5,934 | $119.13 | $706,917.42 |
DisclosureSEC source: 0001225208-17-002629 · doc4.xml · nonDerivative · entry 3 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,337.324 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.06 to $119.27, inclusive. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 14:02 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 836 | $119.67 | $100,044.12 |
DisclosureSEC source: 0001225208-17-002629 · doc4.xml · nonDerivative · entry 2 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,271.324 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 14:02 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 5,000 | $47.76 | $238,800.00 |
DisclosureSEC source: 0001225208-17-002629 · doc4.xml · nonDerivative · entry 1 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,107.324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantRestricted Stock Units · Derivative | 1,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-002021 · doc4.xml · derivative · entry 7 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040 Underlying: Common Stock · 1,040 shares Expires 2022-01-26 F4 · derivative.exercise_price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · kind: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · shares: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · price: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · derivative.exercise_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. F4 · derivative.expiration_date: Reports the number of Restricted Stock Units, exempt under Section 16(b), granted and credited to the account of the reporting person on January 26, 2017, under the terms of the Norfolk Southern Corporation Long-Term Incentive Plan. Each Unit is the economic equivalent of one share of Common Stock. These Units ultimately will be settled in Common Stock on January 26, 2022. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002021 · doc4.xml · derivative · entry 6 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 950 shares Expires 2017-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantOption (right to buy, granted 2017) · Derivative | 3,980 | Not disclosed Strike: $120.25 | Not disclosed |
DisclosureSEC source: 0001225208-17-002021 · doc4.xml · derivative · entry 5 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,980 Underlying: Common Stock · 3,980 shares Expires 2027-01-25 F3 · kind: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). F3 · price: Reports the grant to the reporting person of an option to purchase shares of common stock under the Norfolk Southern Corporation Long-Term Incentive Plan (a 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 383 | $120.25 | $46,053.84 |
DisclosureSEC source: 0001225208-17-002021 · doc4.xml · nonDerivative · entry 4 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,107.324 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 358 | $120.25 | $43,047.71 |
DisclosureSEC source: 0001225208-17-002021 · doc4.xml · nonDerivative · entry 3 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,490.324 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002021 · doc4.xml · nonDerivative · entry 2 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,848.324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:30 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002021 · doc4.xml · nonDerivative · entry 1 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,898.324 F1 · shares: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan) Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 17:02 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043047 · doc4.xml · nonDerivative · entry 1 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,806.324 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:50 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GiftCommon Stock | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042696 · doc4.xml · nonDerivative · entry 1 Galanko William Andrew · CIK 0001691311 · SVP - Law and Corp. Comm. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,838.324 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.