Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMARTFINANCIAL INC.SMBK · Entity 5068 | Director | January 25, 2018 | January 29, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMARTFINANCIAL INC.
Report date January 25, 2018 · Filed January 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,278 |
Reported balance
After 2018-01-25 transaction · row 1
1 source rowRow 1 · 2018-01-25 · Grant · Acquired 463 · Balance 4,278 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.96 · Expires 2018-03-01 | Direct | 400 |
Reported balance
Holding disclosure · report date 2018-01-25 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 400 F1: Fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.40 · Expires 2019-03-01 | Direct | 513 |
Reported balance
Holding disclosure · report date 2018-01-25 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 513 F1: Fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.60 · Expires 2022-03-01 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2018-01-25 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,500 F1: Fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.48 · Expires 2023-03-01 | Direct | 1,250 |
Reported balance
Holding disclosure · report date 2018-01-25 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,250 F1: Fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.60 · Expires 2024-03-01 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2018-01-25 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,500 F1: Fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.05 · Expires 2025-09-30 | Direct | 1,025 |
Reported balance
Holding disclosure · report date 2018-01-25 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,025 F2: This stock option was granted on 09/30/2015. The stock option vests as follows: 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Fully vested.
F2: This stock option was granted on 09/30/2015. The stock option vests as follows: 50% on the second anniversary of the date of the grant and 50% on the third anniversary of the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2018 Filed Jan 29, 2018 21:23 UTC | SMARTFINANCIAL INC. SMBK · Entity 5068 | GrantCommon Stock | 463 | $0.00 | $0.00 |
DisclosureSEC source: 0001340385-18-000001 · primary_doc.xml · nonDerivative · entry 1 McDonald Frank S · CIK 0001340385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,278 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.