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BECKER DENNIS RONALD

Disclosed activity across 1 company

Tapewire entity
169817
SEC CIK
0001506013

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MOBIVITY HOLDINGS CORP.MFON · Entity 8437Director · CHAIRMAN, CEOJanuary 30, 2018February 02, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MOBIVITY HOLDINGS CORP.

Report date January 30, 2018 · Filed February 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect192,003 Reported balance After 2018-01-30 transaction · row 1
1 source row

Row 1 · 2018-01-30 · Conversion · Acquired 27,208 · Balance 192,003

F1: warrant conversion

Filing footnotes · ownership attribution and instrument terms

F1: warrant conversion

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 30, 2018 Filed Feb 2, 2018 12:04 UTC MOBIVITY HOLDINGS CORP. MFON · Entity 8437 ConversionCommon Stock 27,208 $1.00 $27,208.00
Disclosure

SEC source: 0001415889-18-000162 · form4-02022018_090208.xml · nonDerivative · entry 1

BECKER DENNIS RONALD · CIK 0001506013 · Director · CHAIRMAN, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: warrant conversion

Read SEC document
June 30, 2017 Filed Jul 5, 2017 14:49 UTC MOBIVITY HOLDINGS CORP. MFON · Entity 8437 PurchaseCommon Stock 10,000 $0.70 $7,000.00
Disclosure

SEC source: 0001415889-17-001109 · form4-07052017_110751.xml · nonDerivative · entry 1

BECKER DENNIS RONALD · CIK 0001506013 · Director · CHAIRMAN, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Read SEC document
June 30, 2017 Filed Jul 5, 2017 18:30 UTC Amendment MOBIVITY HOLDINGS CORP. MFON · Entity 8437 PurchaseCommon Stock 10,000 $0.70 $7,000.00
Disclosure

SEC source: 0001415889-17-001125 · form4a-07052017_030753.xml · nonDerivative · entry 1

BECKER DENNIS RONALD · CIK 0001506013 · Director · CHAIRMAN, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,795

Read SEC document
May 15, 2017 Filed May 17, 2017 18:08 UTC MOBIVITY HOLDINGS CORP. MFON · Entity 8437 GrantStock Option · Derivative 2,000,000 $0.60 Strike: $0.60 $1,200,000.00
Disclosure

SEC source: 0001415889-17-000791 · form4-05172017_030501.xml · derivative · entry 1

BECKER DENNIS RONALD · CIK 0001506013 · Director · CHAIRMAN, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,372,936

Underlying: Options · 2,000,000 shares

Expires 2027-05-15

F1 · derivative.exercise_date: 1,000,000 options will vest at 25% following one year and will vest 1/36 equal monthly installments thereafter. The remaining 1,000,000 options will vest upon meeting certain performance obligations as set forth by the Compensation Committee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.