Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | EVP, Legal & External Affairs | May 04, 2010 | May 05, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date May 04, 2010 · Filed May 05, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 34,143 |
Reported balance
After 2010-05-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2010-05-04 · Exercise / conversion · Acquired 7,762 · Balance 34,143 |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 26,381 |
Reported balance
After 2010-05-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2010-05-04 · Sale · Disposed 7,762 · Balance 26,381 F1: This transaction was executed in multiple trades at prices between $53.90 and $53.98. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. F2: As of April 30, 2010 the reporting person held 370 shares of Newmont Mining common stock in his 401(k) Plan. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.95 · Expires 2019-05-04 | Direct | 15,525 |
Reported balance
After 2010-05-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2010-05-04 · Exercise / conversion · Disposed 7,762 · Balance 15,525 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices between $53.90 and $53.98. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
F2: As of April 30, 2010 the reporting person held 370 shares of Newmont Mining common stock in his 401(k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2010 Filed May 5, 2010 21:16 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,762 | $0.00 Strike: $39.95 | $0.00 |
DisclosureSEC source: 0001164727-10-000095 · edgar.xml · derivative · entry 3 Blank Alan R · CIK 0001441447 · EVP, Legal & External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,525 Underlying: Common Stock · 7,762 shares Expires 2019-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2010 Filed May 5, 2010 21:16 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 7,762 | $53.94 | $418,655.11 |
DisclosureSEC source: 0001164727-10-000095 · edgar.xml · nonDerivative · entry 2 Blank Alan R · CIK 0001441447 · EVP, Legal & External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,381 F1 · price: This transaction was executed in multiple trades at prices between $53.90 and $53.98. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. F2 · balance_after: As of April 30, 2010 the reporting person held 370 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| May 04, 2010 Filed May 5, 2010 21:16 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 7,762 | $39.95 | $310,091.90 |
DisclosureSEC source: 0001164727-10-000095 · edgar.xml · nonDerivative · entry 1 Blank Alan R · CIK 0001441447 · EVP, Legal & External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2010 Filed Apr 2, 2010 15:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 1 | $50.93 | $50.93 |
DisclosureSEC source: 0001164727-10-000065 · edgar.xml · derivative · entry 1 Blank Alan R · CIK 0001441447 · EVP, Legal & External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 00:04 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,065 | $50.88 | $105,069.27 |
DisclosureSEC source: 0001164727-10-000059 · edgar.xml · nonDerivative · entry 2 Blank Alan R · CIK 0001441447 · EVP, Legal & External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,381 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2010. F2 · price: This transaction was executed in multiple trades at prices of $50.88 and $50.89. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F3 · balance_after: As of February 28, 2010 the reporting person held 217 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| March 01, 2010 Filed Mar 4, 2010 00:04 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 20,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-10-000059 · edgar.xml · nonDerivative · entry 1 Blank Alan R · CIK 0001441447 · EVP, Legal & External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,446 Read SEC document |
| February 23, 2010 Filed Feb 25, 2010 23:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 650 | $46.47 | $30,203.42 |
DisclosureSEC source: 0001164727-10-000034 · edgar.xml · nonDerivative · entry 1 Blank Alan R · CIK 0001441447 · EVP, Legal & External Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,047 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2009. F2 · price: This transaction was executed in multiple trades at prices of $46.38 and $46.48. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F3 · balance_after: As of January 31, 2010 the reporting person held 217 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| September 30, 2009 Filed Oct 1, 2009 22:49 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 1 | $44.02 | $44.02 |
DisclosureSEC source: 0001164727-09-000102 · edgar.xml · derivative · entry 1 Blank Alan R · CIK 0001441447 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| July 29, 2009 Filed Jul 30, 2009 20:20 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 425 | $39.70 | $16,872.54 |
DisclosureSEC source: 0001164727-09-000096 · edgar.xml · nonDerivative · entry 1 Blank Alan R · CIK 0001441447 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,697 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 5, 2008. F2 · price: This transaction was executed in multiple trades at prices ranging from $39.70 to $39.76. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. F3 · balance_after: As of June 30, 2009 the reporting person held 209 shares of Newmont Mining common stock in his 401-K Plan. Read SEC document |
| May 05, 2009 Filed May 6, 2009 20:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 70 | $39.95 | $2,796.50 |
DisclosureSEC source: 0001164727-09-000072 · edgar.xml · nonDerivative · entry 2 Blank Alan R · CIK 0001441447 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,122 F1 · balance_after: As of April 30, 2009 the reporting person held 90 shares of Newmont Mining common stock in his 401-K Plan. Read SEC document |
| May 04, 2009 Filed May 6, 2009 20:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 23,287 | $0.00 Strike: $39.95 | $0.00 |
DisclosureSEC source: 0001164727-09-000072 · edgar.xml · derivative · entry 3 Blank Alan R · CIK 0001441447 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,287 Underlying: Common Stock · 23,287 shares Expires 2019-05-04 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning May 4, 2010. Read SEC document |
| May 04, 2009 Filed May 6, 2009 20:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-09-000072 · edgar.xml · nonDerivative · entry 1 Blank Alan R · CIK 0001441447 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,192 F1 · balance_after: As of April 30, 2009 the reporting person held 90 shares of Newmont Mining common stock in his 401-K Plan. Read SEC document |
| March 31, 2009 Filed Apr 2, 2009 22:12 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 24 | $44.76 | $1,074.24 |
DisclosureSEC source: 0001164727-09-000056 · edgar.xml · derivative · entry 1 Blank Alan R · CIK 0001441447 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186 Underlying: Common Stock · 24 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| February 28, 2009 Filed Mar 2, 2009 22:20 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 50 | $41.63 | $2,081.50 |
DisclosureSEC source: 0001164727-09-000050 · edgar.xml · derivative · entry 1 Blank Alan R · CIK 0001441447 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162 Underlying: Common Stock · 50 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| February 24, 2009 Filed Feb 26, 2009 23:11 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 647 | $39.91 | $25,821.77 |
DisclosureSEC source: 0001164727-09-000035 · edgar.xml · nonDerivative · entry 1 Blank Alan R · CIK 0001441447 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,517 F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2009. Read SEC document |
| February 23, 2009 Filed Feb 26, 2009 00:42 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 5,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-09-000022 · edgar.xml · nonDerivative · entry 1 Blank Alan R · CIK 0001441447 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,164 Read SEC document |
| January 31, 2009 Filed Feb 3, 2009 22:11 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 52 | $39.78 | $2,068.56 |
DisclosureSEC source: 0001164727-09-000008 · edgar.xml · derivative · entry 1 Blank Alan R · CIK 0001441447 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112 Underlying: Common Stock · 52 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 10 | $40.70 | $407.00 |
DisclosureSEC source: 0001164727-09-000006 · edgar.xml · derivative · entry 1 Blank Alan R · CIK 0001441447 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| November 30, 2008 Filed Dec 2, 2008 16:16 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 13 | $33.65 | $437.45 |
DisclosureSEC source: 0001164727-08-000102 · edgar.xml · derivative · entry 1 Blank Alan R · CIK 0001441447 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| October 31, 2008 Filed Nov 5, 2008 00:04 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 9 | $26.34 | $237.06 |
DisclosureSEC source: 0001164727-08-000098 · edgar.xml · derivative · entry 1 Blank Alan R · CIK 0001441447 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| September 30, 2008 Filed Oct 2, 2008 19:05 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 9 | $38.76 | $348.84 |
DisclosureSEC source: 0001164727-08-000093 · edgar.xml · derivative · entry 1 Blank Alan R · CIK 0001441447 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| August 31, 2008 Filed Sep 3, 2008 20:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 9 | $45.10 | $405.90 |
DisclosureSEC source: 0001164727-08-000087 · edgar.xml · derivative · entry 1 Blank Alan R · CIK 0001441447 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| July 31, 2008 Filed Aug 4, 2008 19:56 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 3 | $47.96 | $143.88 |
DisclosureSEC source: 0001164727-08-000085 · edgar.xml · derivative · entry 1 Blank Alan R · CIK 0001441447 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer. Read SEC document |
| July 28, 2008 Filed Jul 30, 2008 22:19 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-08-000076 · edgar.xml · nonDerivative · entry 1 Blank Alan R · CIK 0001441447 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,034 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.