Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NRG ENERGY, INC.NRG · Entity 3216 | Director | February 01, 2018 | February 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NRG ENERGY, INC.
Report date February 01, 2018 · Filed February 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value, $.01 per shareSEC Table I · non-derivative | Direct | 52,789 |
Reported balance
After 2018-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-02-01 · Grant · Acquired 41 · Balance 52,789 F1: Represents dividend equivalent rights accrued on the reporting person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2: Includes 1,679 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the reporting person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
F2: Includes 1,679 dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2018 Filed Feb 5, 2018 22:06 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 41 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-001560 · edgar.xml · nonDerivative · entry 1 Caldwell Kirbyjon H · CIK 0001209316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,789 F1 · price: Represents dividend equivalent rights accrued on the reporting person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1,679 dividend equivalent rights. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:24 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 43 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-013733 · edgar.xml · nonDerivative · entry 1 Caldwell Kirbyjon H · CIK 0001209316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,748 F1 · price: Represents dividend equivalent rights accrued on the reporting person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1638 dividend equivalent rights. Read SEC document |
| August 01, 2017 Filed Aug 4, 2017 00:51 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 44 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011084 · edgar.xml · nonDerivative · entry 1 Caldwell Kirbyjon H · CIK 0001209316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,705 F1 · price: Represents dividend equivalent rights accrued on the reporting person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 2 shares as a result of rounding fractional shares, resulting in the Reporting Person holding 1595 DERs in the aggregate. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 23:37 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 7,459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-008619 · edgar.xml · nonDerivative · entry 1 Caldwell Kirbyjon H · CIK 0001209316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,659 F1 · shares: Represents 7,459 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors. The dividend equivalent rights accrued on the Reporting Person's deferred stock units which they have received. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F3 · balance_after: Includes 1549 dividend equivalent rights. Read SEC document |
| May 01, 2017 Filed May 4, 2017 00:40 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 51 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-006539 · edgar.xml · nonDerivative · entry 1 Caldwell Kirbyjon H · CIK 0001209316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,200 F1 · price: Represents dividend equivalent rights accrued on the reporting person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1549 dividend equivalent rights. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 00:54 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 52 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001721 · edgar.xml · nonDerivative · entry 1 Caldwell Kirbyjon H · CIK 0001209316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,149 F1 · price: Represents dividend equivalent rights accrued on the reporting person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1498 dividend equivalent rights. Read SEC document |
| November 01, 2016 Filed Nov 4, 2016 01:18 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 80 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-031208 · edgar.xml · nonDerivative · entry 1 Caldwell Kirbyjon H · CIK 0001209316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,097 F1 · price: Represents dividend equivalent rights accrued on the reporting person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1446 dividend equivalent rights. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.