Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TCW STRATEGIC INCOME FUND INCTSI · Entity 6037 | Portfolio Manager | October 26, 2015 | February 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TCW STRATEGIC INCOME FUND INC
Report date October 26, 2015 · Filed February 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 887,454 |
Ending reported balance
After 2018-02-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-05 · Purchase · Acquired 100 · Balance 885,954 Row 2 · 2018-02-05 · Purchase · Acquired 1,500 · Balance 887,454 |
| Common StockSEC Table I · non-derivative | IndirectCharles Schwab & Co Acct for Chung-Ling K Tuan (spouse) | 107,849 |
Reported balance
After 2015-10-26 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2015-10-26 · Purchase · Acquired 0 · Balance 107,849 |
| Common StockSEC Table I · non-derivative | IndirectCharles Schwab & Co Acct for Chung-Ling K Tuan (spouse) | 227,062.7079 |
Reported balance
After 2016-02-17 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2016-02-17 · Purchase · Acquired 0 · Balance 227,062.7079 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2018 Filed Feb 6, 2018 23:05 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | PurchaseCommon Stock | 1,500 | $5.37 | $8,055.00 |
DisclosureSEC source: 0001179110-18-001670 · edgar.xml · nonDerivative · entry 2 Rivelle Tad · CIK 0001487058 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 887,454 Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 23:05 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | PurchaseCommon Stock | 100 | $5.37 | $537.00 |
DisclosureSEC source: 0001179110-18-001670 · edgar.xml · nonDerivative · entry 1 Rivelle Tad · CIK 0001487058 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,954 Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 19:21 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | PurchaseCommon Stock | 21,000 | $5.30 | $111,300.00 |
DisclosureSEC source: 0001179110-16-030856 · edgar.xml · nonDerivative · entry 2 Rivelle Tad · CIK 0001487058 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,854 Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 19:21 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | PurchaseCommon Stock | 9,000 | $5.29 | $47,610.00 |
DisclosureSEC source: 0001179110-16-030856 · edgar.xml · nonDerivative · entry 1 Rivelle Tad · CIK 0001487058 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,854 Read SEC document |
| February 17, 2016 Filed Oct 21, 2016 19:21 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-030856 · edgar.xml · nonDerivative · entry 4 Rivelle Tad · CIK 0001487058 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Disclosed balance after: 227,062.7079 F1 · price: No transaction occurred in Common Stock owned indirectly by Reporting Person. Read SEC document |
| February 17, 2016 Filed Feb 6, 2018 23:05 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001670 · edgar.xml · nonDerivative · entry 4 Rivelle Tad · CIK 0001487058 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Disclosed balance after: 227,062.7079 Read SEC document |
| October 26, 2015 Filed Oct 21, 2016 19:21 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-030856 · edgar.xml · nonDerivative · entry 3 Rivelle Tad · CIK 0001487058 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Disclosed balance after: 107,849 F1 · price: No transaction occurred in Common Stock owned indirectly by Reporting Person. Read SEC document |
| October 26, 2015 Filed Feb 6, 2018 23:05 UTC | TCW STRATEGIC INCOME FUND INC TSI · Entity 6037 | PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001670 · edgar.xml · nonDerivative · entry 3 Rivelle Tad · CIK 0001487058 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · Charles Schwab & Co Acct for Chung-Ling K Tuan (spouse) Disclosed balance after: 107,849 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.