Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NISOURCE INC.NI · Entity 3270 | EVP, Reg. Policy & Corp. Aff. | February 02, 2018 | February 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NISOURCE INC.
Report date February 02, 2018 · Filed February 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,324.254 |
Reported balance
After 2018-02-02 transaction · row 1
1 source rowRow 1 · 2018-02-02 · Tax withholding · Disposed 9,332 · Balance 53,324.254 F1: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 2015 restricted stock unit awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 2015 restricted stock unit awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2018 Filed Feb 6, 2018 19:13 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 9,332 | $23.97 | $223,688.04 |
DisclosureSEC source: 0001127602-18-004264 · form4.xml · nonDerivative · entry 1 LEVANDER CARL W · CIK 0001079626 · EVP, Reg. Policy & Corp. Aff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,324.254 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 2015 restricted stock unit awards. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 20:56 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 3,112 | $24.42 | $75,995.04 |
DisclosureSEC source: 0001127602-18-002776 · form4.xml · nonDerivative · entry 1 LEVANDER CARL W · CIK 0001079626 · EVP, Reg. Policy & Corp. Aff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,878.254 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 26, 2021 provided that the reporting person is continuously employed by the Company through and including that date. F2 · balance_after: This figure has been reduced by (1) 21,418 shares underlying the performance share units ("PSUs") granted to the reporting person on January 29, 2016, and (2) 20,252 shares underlying the PSUs granted to the reporting person on January 26, 2017. These PSUs were previously reported on Forms 4 as beneficially owned by the reporting person. However, the vesting of these PSUs is subject to the satisfaction and confirmation of performance measures not based solely on the market price of the Common Stock. As such, the reporting person may not be deemed to beneficially own these PSUs until the performance measures are satisfied and confirmed. Read SEC document |
| January 25, 2018 Filed Feb 2, 2018 21:23 UTC Amendment | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 3,890 | $24.42 | $94,993.80 |
DisclosureSEC source: 0001127602-18-003656 · form4a.xml · nonDerivative · entry 1 LEVANDER CARL W · CIK 0001079626 · EVP, Reg. Policy & Corp. Aff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,656.254 F1 · shares: Amends the number of Restricted Stock Units ("RSUs") reported on the reporting person's Form 4 filed on 1/29/18. Each RSU represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2010 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 26, 2021 provided the officer is continuously employed by the Company through and including that date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:58 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 3,796 | $23.91 | $90,762.36 |
DisclosureSEC source: 0001127602-17-009561 · form4.xml · nonDerivative · entry 1 LEVANDER CARL W · CIK 0001079626 · EVP, Reg. Policy & Corp. Aff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,281.002 F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 2014 stock awards. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:40 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 20,252 | $22.22 | $449,999.44 |
DisclosureSEC source: 0001127602-17-002895 · form4.xml · nonDerivative · entry 1 LEVANDER CARL W · CIK 0001079626 · EVP, Reg. Policy & Corp. Aff. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,017.231 F1 · balance_after: Includes performance share units granted on January 26, 2017. These units are scheduled to vest three years after the date of grant and upon satisfaction of performance measures approved by the Compensation Committee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.