Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Esquire Financial Holdings, Inc.ESQ · Entity 4764 | Director · Exec Chairman of the Board | January 23, 2018 | February 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Esquire Financial Holdings, Inc.
Report date January 23, 2018 · Filed February 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,048 |
Reported balance
After 2018-01-23 transaction · row 1
1 source rowRow 1 · 2018-01-23 · Grant · Acquired 15,000 · Balance 113,048 F1: Shares of restricted stock vest in three equal annual installments commencing on January 23, 2022. |
| Common StockSEC Table I · non-derivative | IndirectAs custodian for children | 12,000 |
Reported balance
Holding disclosure · report date 2018-01-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 5,000 |
Reported balance
Holding disclosure · report date 2018-01-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2024-08-01 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2018-01-23 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 10,000 F2: Stock options vest at a rate of 20% per year commencing on August 1, 2015. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2025-09-01 | Direct | 142,279 |
Reported balance
Holding disclosure · report date 2018-01-23 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 142,279 F3: Stock options vest at a rate of 20% per year commencing on September 1, 2016. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2026-09-01 | Direct | 101,500 |
Reported balance
Holding disclosure · report date 2018-01-23 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 101,500 F4: Stock options vest at a rate of 20% per year commencing on September 1, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of restricted stock vest in three equal annual installments commencing on January 23, 2022.
F2: Stock options vest at a rate of 20% per year commencing on August 1, 2015.
F3: Stock options vest at a rate of 20% per year commencing on September 1, 2016.
F4: Stock options vest at a rate of 20% per year commencing on September 1, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2018 Filed Feb 7, 2018 15:10 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-005558 · doc1.xml · nonDerivative · entry 1 SHIELDS DENNIS · CIK 0001124022 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,048 F1 · shares: Shares of restricted stock vest in three equal annual installments commencing on January 23, 2022. Read SEC document |
| June 27, 2017 Filed Jul 6, 2017 12:47 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | Exercise / conversionStock Options · Derivative | 13,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001140361-17-027304 · doc1.xml · derivative · entry 5 SHIELDS DENNIS · CIK 0001124022 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,500 shares Expires 2017-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.underlying_shares: Stock options are fully vested. Read SEC document |
| June 27, 2017 Filed Jul 6, 2017 12:47 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | Tax withholdingCommon Stock | 8,852 | $15.25 | $134,993.00 |
DisclosureSEC source: 0001140361-17-027304 · doc1.xml · nonDerivative · entry 2 SHIELDS DENNIS · CIK 0001124022 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,048 Read SEC document |
| June 27, 2017 Filed Jul 6, 2017 12:47 UTC | Esquire Financial Holdings, Inc. ESQ · Entity 4764 | Exercise / conversionCommon Stock | 13,500 | $10.00 | $135,000.00 |
DisclosureSEC source: 0001140361-17-027304 · doc1.xml · nonDerivative · entry 1 SHIELDS DENNIS · CIK 0001124022 · Director · Exec Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.