Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WORKIVA INCWK · Entity 589 | Executive VP | February 05, 2018 | February 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WORKIVA INC
Report date February 05, 2018 · Filed February 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 20,673 |
Reported balance
After 2018-02-05 transaction · row 1
1 source rowRow 1 · 2018-02-05 · Tax withholding · Disposed 898 · Balance 20,673 F1: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted units previously granted. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy living trust | 593,772 |
Reported balance
Holding disclosure · report date 2018-02-05 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 593,772 F2: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $12.40 · Expires 2027-01-31 | Direct | 5,403 |
Reported balance
Holding disclosure · report date 2018-02-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,403 F3: Granted pursuant to the 2014 Equity Incentive Plan. F4: Vests in three equal annual installments commencing on the first anniversary of the grant date. |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $14.74 · Expires 2026-01-31 | Direct | 4,545 |
Reported balance
Holding disclosure · report date 2018-02-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,545 F3: Granted pursuant to the 2014 Equity Incentive Plan. F4: Vests in three equal annual installments commencing on the first anniversary of the grant date. |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $15.83 · Expires 2024-08-11 | Direct | 178,200 |
Reported balance
Holding disclosure · report date 2018-02-05 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 178,200 F5: Granted pursuant to the 2009 Unit Incentive Plan. F6: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted units previously granted.
F2: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
F3: Granted pursuant to the 2014 Equity Incentive Plan.
F4: Vests in three equal annual installments commencing on the first anniversary of the grant date.
F5: Granted pursuant to the 2009 Unit Incentive Plan.
F6: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2018 Filed Feb 7, 2018 21:31 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 898 | $22.05 | $19,800.90 |
DisclosureSEC source: 0001445305-18-000040 · wf-form4_151803910282798.xml · nonDerivative · entry 1 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,673 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted units previously granted. Read SEC document |
| January 19, 2018 Filed Jan 22, 2018 21:32 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 220 | $22.10 | $4,862.00 |
DisclosureSEC source: 0001445305-18-000013 · wf-form4_151665672757021.xml · nonDerivative · entry 2 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,571 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted units previously granted. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:32 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 257 | $21.75 | $5,589.75 |
DisclosureSEC source: 0001445305-18-000013 · wf-form4_151665672757021.xml · nonDerivative · entry 1 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,791 F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted units previously granted. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:03 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-17-000056 · wf-form4_151095261748070.xml · derivative · entry 4 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 593,772 Underlying: Class A Common Stock · 24,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:03 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 24,000 | $21.84 | $524,160.00 |
DisclosureSEC source: 0001445305-17-000056 · wf-form4_151095261748070.xml · nonDerivative · entry 2 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2017. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $21.75 to $22.05. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:03 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-17-000056 · wf-form4_151095261748070.xml · nonDerivative · entry 1 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 21:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 15,456 | $18.61 | $287,636.16 |
DisclosureSEC source: 0001624105-17-000013 · wf-form4_149937602073454.xml · nonDerivative · entry 3 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2015. F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $18.45 to $18.80. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 21:20 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001624105-17-000013 · wf-form4_149937602073454.xml · derivative · entry 5 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 617,772 Underlying: Class A Common Stock · 24,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 21:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 8,544 | $18.61 | $159,003.84 |
DisclosureSEC source: 0001624105-17-000013 · wf-form4_149937602073454.xml · nonDerivative · entry 2 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 15,456 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2015. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $18.45 to $19.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 21:20 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001624105-17-000013 · wf-form4_149937602073454.xml · nonDerivative · entry 1 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:57 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001624105-17-000010 · wf-form4_149142582033623.xml · derivative · entry 5 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 641,772 Underlying: Class A Common Stock · 24,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:57 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 24,000 | $15.63 | $375,120.00 |
DisclosureSEC source: 0001624105-17-000010 · wf-form4_149142582033623.xml · nonDerivative · entry 2 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $15.40 to $15.75. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:57 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001624105-17-000010 · wf-form4_149142582033623.xml · nonDerivative · entry 1 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:49 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 982 | $14.02 | $13,767.64 |
DisclosureSEC source: 0001624105-17-000008 · wf-form4_148831852295127.xml · nonDerivative · entry 1 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2015. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $14.00 to $14.05. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 23:28 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 1,089 | $12.85 | $13,993.65 |
DisclosureSEC source: 0001014008-17-000006 · wf-form4_148651009039411.xml · nonDerivative · entry 1 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,048 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:06 UTC | WORKIVA INC WK · Entity 589 | GrantEmployee Stock Option to Purchase Class A Common Stock · Derivative | 5,403 | Not disclosed Strike: $12.40 | Not disclosed |
DisclosureSEC source: 0001013632-17-000015 · wf-form4_148616316496399.xml · derivative · entry 4 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,403 Underlying: Class A Common Stock · 5,403 shares Expires 2027-02-01 F1 · security: Granted pursuant to the 2014 Equity Incentive Plan. F1 · price: Granted pursuant to the 2014 Equity Incentive Plan. F2 · derivative.exercise_date: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 23:25 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 7,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001624105-17-000005 · wf-form4_148495472647838.xml · nonDerivative · entry 1 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,137 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 23:03 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 910 | $14.01 | $12,749.10 |
DisclosureSEC source: 0001624105-17-000004 · wf-form4_148434857697694.xml · nonDerivative · entry 1 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 982 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2015. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $14.00 to $14.05. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 23:10 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001624105-17-000002 · wf-form4_148400341176866.xml · derivative · entry 5 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 665,772 Underlying: Class A Common Stock · 24,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 23:10 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 22,108 | $14.01 | $309,733.08 |
DisclosureSEC source: 0001624105-17-000002 · wf-form4_148400341176866.xml · nonDerivative · entry 2 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 1,892 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2015. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $14.00 to $14.05. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 23:10 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001624105-17-000002 · wf-form4_148400341176866.xml · nonDerivative · entry 1 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:38 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001624105-16-000020 · wf-form4_147569991101708.xml · derivative · entry 5 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 689,772 Underlying: Class A Common Stock · 24,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:38 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 24,000 | $17.61 | $422,544.00 |
DisclosureSEC source: 0001624105-16-000020 · wf-form4_147569991101708.xml · nonDerivative · entry 2 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2015. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received range from $17.29 to $18.04. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:38 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001624105-16-000020 · wf-form4_147569991101708.xml · nonDerivative · entry 1 Howell Joseph H. · CIK 0001624105 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.