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person · Reporting owner

Chen Thomas F

Disclosed activity across 3 companies

Tapewire entity
16966
SEC CIK
0001360147

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABBOTT LABORATORIESABT · Entity 2314Senior Vice PresidentMay 25, 2010May 27, 2010
BAXTER INTERNATIONAL INCBAX · Entity 1707DirectorMay 03, 2022May 05, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABBOTT LABORATORIES

Report date May 25, 2010 · Filed May 27, 2010

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares without par valueSEC Table I · non-derivativeDirect99,279 Reported balance After 2010-05-25 transaction · row 1
1 source row

Row 1 · 2010-05-25 · Gift · Disposed 555 · Balance 99,279

Common shares without par valueSEC Table I · non-derivativeIndirectBy daughter1,643 Reported balance After 2010-05-25 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2010-05-25 · Gift · Acquired 555 · Balance 1,643

F2: The reporting person disclaims beneficial ownership of all securities held by his wife and daughter.

Common shares without par valueSEC Table I · non-derivativeIndirectProfit Sharing Trust18,758 Reported balance Holding disclosure · report date 2010-05-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 18,758

F1: Balance in the Abbott Laboratories Stock Retirement Trust as of May 26, 2010.

Common shares without par valueSEC Table I · non-derivativeIndirectBy wife36,407 Reported balance Holding disclosure · report date 2010-05-25 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 36,407

F2: The reporting person disclaims beneficial ownership of all securities held by his wife and daughter.

Filing footnotes · ownership attribution and instrument terms

F1: Balance in the Abbott Laboratories Stock Retirement Trust as of May 26, 2010.

F2: The reporting person disclaims beneficial ownership of all securities held by his wife and daughter.

BAXTER INTERNATIONAL INC

Report date May 03, 2022 · Filed May 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1 par valueSEC Table I · non-derivativeDirect15,740 Reported balance After 2022-05-03 transaction · row 1
1 source row

Row 1 · 2022-05-03 · Grant · Acquired 2,706 · Balance 15,740

F1: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

Common Stock, $1 par valueSEC Table I · non-derivativeIndirectShares Owned by Thomas F. Chen Grantor Irrevocable Trust9,174 Reported balance Holding disclosure · report date 2022-05-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 9,174

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

STERICYCLE INC

Report date November 04, 2024 · Filed November 04, 2024

Section 16 reporting ended · disclosed 2024-11-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-11-04 transaction · row 1
1 source row

Row 1 · 2024-11-04 · Disposition to issuer · Disposed 20,303 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of June 3, 2024 (the "Merger Agreement"), by and among Stericycle, Inc. (the "Company"), Waste Management, Inc. and Stag Merger Sub Inc., at the effective time (the "Effective Time") of the merger of Stag Merger Sub Inc. with and into the Company, which Effective Time occurred on November 4, 2024, each outstanding share of Company common stock was converted into the right to receive $62.00 per share in cash, without interest.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $138.45 · Expires 2025-05-27Direct0 Reported balance After 2024-11-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-11-04 · Disposition to issuer · Disposed 4,931 · Balance 0

F2: This stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was fully vested and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive (without interest) an amount of cash equal to the product of (i) the number of shares underlying the stock option multiplied by (ii) the excess, if any, of $62.00 over the exercise price of such stock option.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $97.47 · Expires 2026-05-25Direct0 Reported balance After 2024-11-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-11-04 · Disposition to issuer · Disposed 3,713 · Balance 0

F2: This stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was fully vested and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive (without interest) an amount of cash equal to the product of (i) the number of shares underlying the stock option multiplied by (ii) the excess, if any, of $62.00 over the exercise price of such stock option.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-11-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-11-04 · Disposition to issuer · Disposed 3,524 · Balance 0

F3: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F4: Represents RSUs that would have vested in full on the earlier of the one-year anniversary of the grant date or the date of the 2025 Annual Meeting of Stockholders, provided that the date of the 2025 Annual Meeting of Stockholders had been at least 50 weeks after the date of the 2024 Annual Meeting of Stockholders. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-11-04 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-11-04 · Disposition to issuer · Disposed 1,506 · Balance 0

F3: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F5: Represents RSUs that were fully vested prior to the Effective Time, but, in accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person previously elected to defer actual receipt of the shares to which such person would otherwise have been entitled upon vesting until such person's separation of service from the issuer. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of June 3, 2024 (the "Merger Agreement"), by and among Stericycle, Inc. (the "Company"), Waste Management, Inc. and Stag Merger Sub Inc., at the effective time (the "Effective Time") of the merger of Stag Merger Sub Inc. with and into the Company, which Effective Time occurred on November 4, 2024, each outstanding share of Company common stock was converted into the right to receive $62.00 per share in cash, without interest.

F2: This stock option was fully vested immediately prior to the Effective Time. Pursuant to the Merger Agreement, at the Effective Time, each Company stock option that was fully vested and outstanding immediately prior to the Effective Time was canceled and converted into the right to receive (without interest) an amount of cash equal to the product of (i) the number of shares underlying the stock option multiplied by (ii) the excess, if any, of $62.00 over the exercise price of such stock option.

F3: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock.

F4: Represents RSUs that would have vested in full on the earlier of the one-year anniversary of the grant date or the date of the 2025 Annual Meeting of Stockholders, provided that the date of the 2025 Annual Meeting of Stockholders had been at least 50 weeks after the date of the 2024 Annual Meeting of Stockholders. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00.

F5: Represents RSUs that were fully vested prior to the Effective Time, but, in accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person previously elected to defer actual receipt of the shares to which such person would otherwise have been entitled upon vesting until such person's separation of service from the issuer. Pursuant to the Merger Agreement, at the Effective Time, these RSUs were canceled and converted into the right to receive (without interest) an amount in cash equal to the number of RSUs multiplied by $62.00.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2007 Filed Feb 20, 2007 22:55 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 1,776 $52.49 $93,222.24
Disclosure

SEC source: 0001104659-07-012363 · a4.xml · nonDerivative · entry 6

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,716

Read SEC document
February 18, 2007 Filed Feb 20, 2007 22:55 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 684 $52.49 $35,903.16
Disclosure

SEC source: 0001104659-07-012363 · a4.xml · nonDerivative · entry 5

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,492

Read SEC document
February 17, 2007 Filed Feb 20, 2007 22:55 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 1,644 $52.49 $86,293.56
Disclosure

SEC source: 0001104659-07-012363 · a4.xml · nonDerivative · entry 4

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,176

Read SEC document
February 16, 2007 Filed Feb 20, 2007 22:55 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 83,000 $0.00 Strike: $52.54 $0.00
Disclosure

SEC source: 0001104659-07-012363 · a4.xml · derivative · entry 10

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,000

Underlying: common shares · 83,000 shares

Expires 2017-02-15

F5 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16(b) under Rule 16b-3. The option becomes exercisable in annual increments of 27,667 on 02/16/2008, 27,667 on 02/16/2009, and 27,666 on 02/16/2010.

Read SEC document
February 16, 2007 Filed Feb 20, 2007 22:55 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 17,000 $52.54 $893,180.00
Disclosure

SEC source: 0001104659-07-012363 · a4.xml · nonDerivative · entry 3

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,820

F2 · shares: These shares represent a retention award of restricted stock under the Abbott Laboratories 1996 Incentive Stock Program. The awards generally vest on the third anniversary of their grant date and include the right to have stock withheld for tax purposes.

Read SEC document
February 16, 2007 Filed Feb 20, 2007 22:55 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 20,400 $52.54 $1,071,816.00
Disclosure

SEC source: 0001104659-07-012363 · a4.xml · nonDerivative · entry 2

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,820

F1 · shares: These shares represent performance vested restricted stock awards under the Abbott Laboratories 1996 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

Read SEC document
February 15, 2007 Filed Feb 20, 2007 22:55 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 7,101 $52.70 $374,222.70
Disclosure

SEC source: 0001104659-07-012363 · a4.xml · nonDerivative · entry 1

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,420

Read SEC document
January 30, 2007 Filed Feb 2, 2007 00:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 17,274 $0.00 Strike: $52.66 $0.00
Disclosure

SEC source: 0001104659-07-006576 · a4.xml · derivative · entry 15

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,274

Underlying: common shares · 17,274 shares

Expires 2010-02-10

F3 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.

Read SEC document
January 30, 2007 Filed Feb 2, 2007 00:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 17,965 $0.00 Strike: $52.66 $0.00
Disclosure

SEC source: 0001104659-07-006576 · a4.xml · derivative · entry 14

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,965

Underlying: common shares · 17,965 shares

Expires 2014-02-19

F3 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.

Read SEC document
January 30, 2007 Filed Feb 2, 2007 00:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 2,701 $0.00 Strike: $44.96 $0.00
Disclosure

SEC source: 0001104659-07-006576 · a4.xml · derivative · entry 13

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 2,701 shares

Expires 2007-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.

Read SEC document
January 30, 2007 Filed Feb 2, 2007 00:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 5,137 $0.00 Strike: $39.72 $0.00
Disclosure

SEC source: 0001104659-07-006576 · a4.xml · derivative · entry 12

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common shares · 5,137 shares

Expires 2007-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.

Read SEC document
January 30, 2007 Filed Feb 2, 2007 00:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 20,339 $0.00 Strike: $41.14 $0.00
Disclosure

SEC source: 0001104659-07-006576 · a4.xml · derivative · entry 11

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98

Underlying: common shares · 20,339 shares

Expires 2010-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.

Read SEC document
January 30, 2007 Filed Feb 2, 2007 00:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 21,281 $0.00 Strike: $41.03 $0.00
Disclosure

SEC source: 0001104659-07-006576 · a4.xml · derivative · entry 10

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,639

Underlying: common shares · 21,281 shares

Expires 2014-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16(b) under Rule 16b-3.

Read SEC document
January 30, 2007 Filed Feb 2, 2007 00:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 7,838 $53.11 $416,299.69
Disclosure

SEC source: 0001104659-07-006576 · a4.xml · nonDerivative · entry 6

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,521

Read SEC document
January 30, 2007 Filed Feb 2, 2007 00:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 35,239 $52.66 $1,855,685.74
Disclosure

SEC source: 0001104659-07-006576 · a4.xml · nonDerivative · entry 5

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,359

Read SEC document
January 30, 2007 Filed Feb 2, 2007 00:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 2,701 $44.96 $121,436.96
Disclosure

SEC source: 0001104659-07-006576 · a4.xml · nonDerivative · entry 4

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2007 Filed Feb 2, 2007 00:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 5,137 $39.72 $204,021.09
Disclosure

SEC source: 0001104659-07-006576 · a4.xml · nonDerivative · entry 3

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2007 Filed Feb 2, 2007 00:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 20,339 $41.14 $836,837.99
Disclosure

SEC source: 0001104659-07-006576 · a4.xml · nonDerivative · entry 2

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2007 Filed Feb 2, 2007 00:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 21,281 $41.03 $873,195.61
Disclosure

SEC source: 0001104659-07-006576 · a4.xml · nonDerivative · entry 1

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2006 Filed Aug 12, 2008 23:50 UTC ABBOTT LABORATORIES ABT · Entity 2314 GiftCommon shares without par value 461 $0.00 $0.00
Disclosure

SEC source: 0001104659-08-052315 · a4.xml · nonDerivative · entry 6

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter

Disclosed balance after: 2,937

Read SEC document
October 03, 2006 Filed Aug 12, 2008 23:50 UTC ABBOTT LABORATORIES ABT · Entity 2314 GiftCommon shares without par value 461 $0.00 $0.00
Disclosure

SEC source: 0001104659-08-052315 · a4.xml · nonDerivative · entry 2

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,107

Read SEC document
April 24, 2006 Filed Apr 26, 2006 21:34 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 47,000 $0.00 Strike: $41.48 $0.00
Disclosure

SEC source: 0001104659-06-027990 · a4.xml · derivative · entry 5

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Underlying: common shares · 47,000 shares

Expires 2016-04-23

F4 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16(b) under Rule 16b-3. The option becomes exercisable in annual increments of 15,667 on 4/24/07, 15,667 on 4/24/08 and 15,666 on 4/24/09.

Read SEC document
April 24, 2006 Filed Apr 26, 2006 21:34 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 14,000 $41.48 $580,720.00
Disclosure

SEC source: 0001104659-06-027990 · a4.xml · nonDerivative · entry 1

Chen Thomas F · CIK 0001360147 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,140

F1 · kind: These shares represent performance vested restricted stock awards under the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16(b) under Rule 16b-3. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.