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person · Reporting owner

AUSTIN JOHN D

Disclosed activity across 1 company

Tapewire entity
169454
SEC CIK
0001207884

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Chefs' Warehouse, Inc.

Report date December 29, 2017 · Filed February 13, 2018

Section 16 reporting ended · disclosed 2018-02-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect82,768 Reported balance After 2017-03-06 transaction · row 1
1 source row

Row 1 · 2017-03-06 · Tax withholding · Disposed 141 · Balance 82,768

F1: Shares withheld upon vesting of restricted common stock awarded to reporting person on March 6, 2015 pursuant to The Chefs' Warehouse Omnibus Equity Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld upon vesting of restricted common stock awarded to reporting person on March 6, 2015 pursuant to The Chefs' Warehouse Omnibus Equity Incentive Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2017 Filed Jul 3, 2017 18:34 UTC Chefs' Warehouse, Inc. CHEF · Entity 3938 Tax withholdingCommon Stock 6,810 $13.00 $88,530.00
Disclosure

SEC source: 0000947871-17-000523 · ss49797_4.xml · nonDerivative · entry 1

AUSTIN JOHN D · CIK 0001207884 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,909

F1 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person on July 1, 2012 pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

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March 07, 2017 Filed Mar 9, 2017 21:13 UTC Chefs' Warehouse, Inc. CHEF · Entity 3938 Tax withholdingCommon Stock 446 $14.50 $6,467.00
Disclosure

SEC source: 0000947871-17-000208 · ss34298_4.xml · nonDerivative · entry 2

AUSTIN JOHN D · CIK 0001207884 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,719

F2 · kind: Shares withheld upon vesting of restricted common stock awarded to reporting person on March 7, 2016 pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

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March 07, 2017 Filed Mar 9, 2017 21:13 UTC Chefs' Warehouse, Inc. CHEF · Entity 3938 Tax withholdingCommon Stock 329 $14.50 $4,770.50
Disclosure

SEC source: 0000947871-17-000208 · ss34298_4.xml · nonDerivative · entry 1

AUSTIN JOHN D · CIK 0001207884 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,165

F1 · kind: Shares withheld upon vesting of performance-based restricted common stock awarded to reporting person on March 6, 2015 pursuant to The Chefs' Warehouse 2011 Omnibus Equity Incentive Plan.

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March 06, 2017 Filed Mar 8, 2017 21:48 UTC Chefs' Warehouse, Inc. CHEF · Entity 3938 Disposition to issuerCommon Stock 6,813 $0.00 $0.00
Disclosure

SEC source: 0000947871-17-000203 · ss34114_4.xml · nonDerivative · entry 2

AUSTIN JOHN D · CIK 0001207884 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,494

F2 · kind: Performance Restricted Shares awarded in 2016 pursuant to the Plan and cancelled upon failure to achieve performance targets.

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March 06, 2017 Filed Mar 8, 2017 21:48 UTC Chefs' Warehouse, Inc. CHEF · Entity 3938 GrantCommon Stock 5,720 $0.00 $0.00
Disclosure

SEC source: 0000947871-17-000203 · ss34114_4.xml · nonDerivative · entry 1

AUSTIN JOHN D · CIK 0001207884 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,307

F1 · kind: The reporting person received 5,720 shares of restricted common stock pursuant to the Plan. The forfeiture restrictions associated with this award will lapse in one-third increments as of the first through third anniversary dates of the grant date, March 6, 2017.

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March 06, 2017 Filed Feb 13, 2018 19:24 UTC Chefs' Warehouse, Inc. CHEF · Entity 3938 Tax withholdingCommon Stock 141 $14.75 $2,079.75
Disclosure

SEC source: 0000947871-18-000134 · ss79364_5.xml · nonDerivative · entry 1

AUSTIN JOHN D · CIK 0001207884 · CFO for a portion of 2017

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,768

F1 · shares: Shares withheld upon vesting of restricted common stock awarded to reporting person on March 6, 2015 pursuant to The Chefs' Warehouse Omnibus Equity Incentive Plan.

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November 10, 2016 Filed Nov 14, 2016 15:15 UTC Chefs' Warehouse, Inc. CHEF · Entity 3938 SaleCommon Stock 5,000 $12.60 $63,018.00
Disclosure

SEC source: 0000947871-16-001670 · ss18900_4.xml · nonDerivative · entry 2

AUSTIN JOHN D · CIK 0001207884 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,587

F2 · price: The price reported in Column 4 is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.20 to $12.80, inclusive. The Reporting Person undertakes upon request to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the Shares sold at each separate price within the range set forth in this footnote.

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November 09, 2016 Filed Nov 14, 2016 15:15 UTC Chefs' Warehouse, Inc. CHEF · Entity 3938 SaleCommon Stock 20,000 $11.90 $237,972.00
Disclosure

SEC source: 0000947871-16-001670 · ss18900_4.xml · nonDerivative · entry 1

AUSTIN JOHN D · CIK 0001207884 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,587

F1 · price: The price reported in Column 4 is a weighted average price. These shares of the Issuer's common stock ("Shares") were sold in multiple transactions at prices ranging from $11.25 to $12.30, inclusive. The Reporting Person undertakes upon request to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission (the "SEC") full information regarding the Shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.