TapewireFind a company

person · Reporting owner

Frost James M

Disclosed activity across 1 company

Tapewire entity
169432
SEC CIK
0001725666

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Forward Industries, Inc.FORD · Entity 5540DirectorDecember 13, 2017February 14, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Forward Industries, Inc.

Report date December 13, 2017 · Filed February 14, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect450,973 Ending reported balance After 2017-12-27 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2017-12-13 · Grant · Acquired 661 · Balance 396,239

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.33 to $1.34, inclusive.

Row 2 · 2017-12-14 · Grant · Acquired 863 · Balance 397,102

Row 3 · 2017-12-15 · Grant · Acquired 30,000 · Balance 427,102

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.33 to $1.34, inclusive.

Row 4 · 2017-12-19 · Grant · Acquired 582 · Balance 427,684

Row 5 · 2017-12-20 · Grant · Acquired 17 · Balance 427,701

Row 6 · 2017-12-21 · Grant · Acquired 10,000 · Balance 437,701

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.28 to $1.29, inclusive.

Row 7 · 2017-12-22 · Grant · Acquired 6,725 · Balance 444,426

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.245 to $1.25, inclusive.

Row 8 · 2017-12-27 · Grant · Acquired 6,547 · Balance 450,973

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.33 to $1.34, inclusive.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.33 to $1.34, inclusive.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.28 to $1.29, inclusive.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.245 to $1.25, inclusive.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2017 Filed Feb 14, 2018 21:28 UTC Forward Industries, Inc. FORD · Entity 5540 GrantCommon Stock 6,547 $1.27 $8,314.69
Disclosure

SEC source: 0001683168-18-000416 · frost_f4.xml · nonDerivative · entry 8

Frost James M · CIK 0001725666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,973

Read SEC document
December 22, 2017 Filed Feb 14, 2018 21:28 UTC Forward Industries, Inc. FORD · Entity 5540 GrantCommon Stock 6,725 $1.25 $8,392.80
Disclosure

SEC source: 0001683168-18-000416 · frost_f4.xml · nonDerivative · entry 7

Frost James M · CIK 0001725666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,426

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.245 to $1.25, inclusive.

Read SEC document
December 21, 2017 Filed Feb 14, 2018 21:28 UTC Forward Industries, Inc. FORD · Entity 5540 GrantCommon Stock 10,000 $1.29 $12,850.00
Disclosure

SEC source: 0001683168-18-000416 · frost_f4.xml · nonDerivative · entry 6

Frost James M · CIK 0001725666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,701

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.28 to $1.29, inclusive.

Read SEC document
December 20, 2017 Filed Feb 14, 2018 21:28 UTC Forward Industries, Inc. FORD · Entity 5540 GrantCommon Stock 17 $1.21 $20.57
Disclosure

SEC source: 0001683168-18-000416 · frost_f4.xml · nonDerivative · entry 5

Frost James M · CIK 0001725666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,701

Read SEC document
December 19, 2017 Filed Feb 14, 2018 21:28 UTC Forward Industries, Inc. FORD · Entity 5540 GrantCommon Stock 582 $1.21 $704.22
Disclosure

SEC source: 0001683168-18-000416 · frost_f4.xml · nonDerivative · entry 4

Frost James M · CIK 0001725666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,684

Read SEC document
December 15, 2017 Filed Feb 14, 2018 21:28 UTC Forward Industries, Inc. FORD · Entity 5540 GrantCommon Stock 30,000 $1.34 $40,050.00
Disclosure

SEC source: 0001683168-18-000416 · frost_f4.xml · nonDerivative · entry 3

Frost James M · CIK 0001725666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,102

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.33 to $1.34, inclusive.

Read SEC document
December 14, 2017 Filed Feb 14, 2018 21:28 UTC Forward Industries, Inc. FORD · Entity 5540 GrantCommon Stock 863 $1.33 $1,147.79
Disclosure

SEC source: 0001683168-18-000416 · frost_f4.xml · nonDerivative · entry 2

Frost James M · CIK 0001725666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,102

Read SEC document
December 13, 2017 Filed Feb 14, 2018 21:28 UTC Forward Industries, Inc. FORD · Entity 5540 GrantCommon Stock 661 $1.34 $882.44
Disclosure

SEC source: 0001683168-18-000416 · frost_f4.xml · nonDerivative · entry 1

Frost James M · CIK 0001725666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,239

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.33 to $1.34, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.