Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOUTHERN COSO · Entity 1308 | EVP & CHRO | February 12, 2018 | February 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOUTHERN CO
Report date February 12, 2018 · Filed February 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Southern Company Common StockSEC Table I · non-derivative | Direct | 4,358 |
Reported balance
After 2018-02-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-02-12 · Exercise / conversion · Acquired 1,386 · Balance 4,358 F1: Shares acquired upon vesting of first 1/3 of performance restricted stock units granted on February 13, 2017. The Compensation and Management Succession Committee certified performance on February 12, 2018. Includes 60 accrued dividend equivalent units. |
| Southern Company Common StockSEC Table I · non-derivative | Direct | 3,863 |
Reported balance
After 2018-02-12 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-02-12 · Tax withholding · Disposed 495 · Balance 3,863 F2: Shares withheld to satisfy required state and federal tax withholding requirements. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,651 |
Reported balance
After 2018-02-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-02-12 · Exercise / conversion · Disposed 1,326 · Balance 2,651 F3: Represents performance restricted stock units granted on February 13, 2017. The Compensation and Management Succession Committee certified performance on February 12, 2018 and the first 1/3 vested. The remaining award will vest 1/3 in 2019 and 1/3 in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired upon vesting of first 1/3 of performance restricted stock units granted on February 13, 2017. The Compensation and Management Succession Committee certified performance on February 12, 2018. Includes 60 accrued dividend equivalent units.
F2: Shares withheld to satisfy required state and federal tax withholding requirements.
F3: Represents performance restricted stock units granted on February 13, 2017. The Compensation and Management Succession Committee certified performance on February 12, 2018 and the first 1/3 vested. The remaining award will vest 1/3 in 2019 and 1/3 in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2018 Filed Feb 14, 2018 22:45 UTC | SOUTHERN CO SO · Entity 1308 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 1,326 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010052 · doc4.xml · derivative · entry 3 Sykes Nancy E · CIK 0001691094 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,651 Underlying: Southern Company Common Stock · 1,326 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents performance restricted stock units granted on February 13, 2017. The Compensation and Management Succession Committee certified performance on February 12, 2018 and the first 1/3 vested. The remaining award will vest 1/3 in 2019 and 1/3 in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements. F3 · price: Represents performance restricted stock units granted on February 13, 2017. The Compensation and Management Succession Committee certified performance on February 12, 2018 and the first 1/3 vested. The remaining award will vest 1/3 in 2019 and 1/3 in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements. F3 · derivative.exercise_date: Represents performance restricted stock units granted on February 13, 2017. The Compensation and Management Succession Committee certified performance on February 12, 2018 and the first 1/3 vested. The remaining award will vest 1/3 in 2019 and 1/3 in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements. F3 · derivative.expiration_date: Represents performance restricted stock units granted on February 13, 2017. The Compensation and Management Succession Committee certified performance on February 12, 2018 and the first 1/3 vested. The remaining award will vest 1/3 in 2019 and 1/3 in 2020. Each performance restricted stock unit represents the right to receive, at settlement, one share of common stock. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:45 UTC | SOUTHERN CO SO · Entity 1308 | Tax withholdingSouthern Company Common Stock | 495 | $44.68 | $22,116.60 |
DisclosureSEC source: 0001209191-18-010052 · doc4.xml · nonDerivative · entry 2 Sykes Nancy E · CIK 0001691094 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,863 F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:45 UTC | SOUTHERN CO SO · Entity 1308 | Exercise / conversionSouthern Company Common Stock | 1,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010052 · doc4.xml · nonDerivative · entry 1 Sykes Nancy E · CIK 0001691094 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares acquired upon vesting of first 1/3 of performance restricted stock units granted on February 13, 2017. The Compensation and Management Succession Committee certified performance on February 12, 2018. Includes 60 accrued dividend equivalent units. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 20:48 UTC | SOUTHERN CO SO · Entity 1308 | Exercise / conversionSouthern Co Restricted Stock Units · Derivative | 4,267 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064377 · doc4.xml · derivative · entry 3 Sykes Nancy E · CIK 0001691094 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,801 Underlying: Southern Company Common Stock · 4,267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: RSU award was granted on December 5, 2016. On December 5, 2017, 4,267 RSUs and 195 accrued dividend equivalent units vested. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: RSU award was granted on December 5, 2016. On December 5, 2017, 4,267 RSUs and 195 accrued dividend equivalent units vested. F3 · derivative.expiration_date: RSU award was granted on December 5, 2016. On December 5, 2017, 4,267 RSUs and 195 accrued dividend equivalent units vested. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 20:48 UTC | SOUTHERN CO SO · Entity 1308 | Tax withholdingSouthern Company Common Stock | 1,490 | $50.36 | $75,036.40 |
DisclosureSEC source: 0001209191-17-064377 · doc4.xml · nonDerivative · entry 2 Sykes Nancy E · CIK 0001691094 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,972 F2 · security: Shares withheld to satisfy required state and federal tax withholding requirements. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 20:48 UTC | SOUTHERN CO SO · Entity 1308 | Exercise / conversionSouthern Company Common Stock | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064377 · doc4.xml · nonDerivative · entry 1 Sykes Nancy E · CIK 0001691094 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 19:22 UTC | SOUTHERN CO SO · Entity 1308 | GrantSouthern Co Restricted Stock Units · Derivative | 17,068 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153588 · doc4.xml · derivative · entry 1 Sykes Nancy E · CIK 0001691094 · EVP & CHRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,068 Underlying: Southern Company Common Stock · 17,068 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Southern Company Common Stock. F2 · derivative.exercise_date: The restricted stock units vest 25% on December 5, 2017, 25% on December 5, 2018 and 50% on December 5, 2019. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements. F2 · derivative.expiration_date: The restricted stock units vest 25% on December 5, 2017, 25% on December 5, 2018 and 50% on December 5, 2019. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.