Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RPM INTERNATIONAL INC/DE/RPM · Entity 3418 | Director | October 31, 2016 | November 01, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RPM INTERNATIONAL INC/DE/
Report date October 31, 2016 · Filed November 01, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 25,400 |
Reported balance
After 2016-10-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-10-31 · Tax withholding · Disposed 769 · Balance 25,400 F1: On October 31, 2016, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 769 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2: Includes 7,300 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy Trust | 5,000 |
Reported balance
Holding disclosure · report date 2016-10-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,000 |
| Phanton StockSEC Table II · derivative / convertible security | Direct | 8,178 |
Reported balance
Holding disclosure · report date 2016-10-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 8,178 F3: 1-for-1 F4: No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5. F5: Upon cessation as a Director in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended. F6: The phantom stock units represent the stock equivalent value of the reporting person's director fees and dividends accrued thereon, and such units are held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended. The total amount of phantom stock units includes additional accrued dividends in the amount of 51 stock equivalents since the date of the reporting person's last Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 31, 2016, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 769 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
F2: Includes 7,300 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors.
F3: 1-for-1
F4: No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
F5: Upon cessation as a Director in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended.
F6: The phantom stock units represent the stock equivalent value of the reporting person's director fees and dividends accrued thereon, and such units are held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended. The total amount of phantom stock units includes additional accrued dividends in the amount of 51 stock equivalents since the date of the reporting person's last Form 4.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Forest City Realty Trust, Inc.
Report date December 31, 2017 · Filed February 14, 2018
Section 16 reporting ended · disclosed 2018-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 632,837 |
Reported balance
After 2017-03-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-03-03 · Gift · Disposed 30,590 · Balance 632,837 F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F1: Charles Ratner Revocable Trust dated 7/17/1981. - 483,082 shares of Class B Common stock were reclassified and exchanged into 632,837 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 426,400 shares as a direct limited partner of RMS, Ltd.; and the remaining shares are held directly by the trust. |
| Class A Common StockSEC Table I · non-derivative | Direct | 632,837 |
Reported balance
After 2017-06-12 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-06-12 · Other · Acquired 632,837 · Balance 632,837 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F1: Charles Ratner Revocable Trust dated 7/17/1981. - 483,082 shares of Class B Common stock were reclassified and exchanged into 632,837 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 426,400 shares as a direct limited partner of RMS, Ltd.; and the remaining shares are held directly by the trust. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,179 |
Reported balance
After 2017-06-12 transaction · row 12
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 12 · 2017-06-12 · Other · Acquired 1,179 · Balance 1,179 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F9: General Partnership interest in RMS, Ltd. limited partnership. 900 shares of Class B Common Stock were reclassified and exchanged into 1,179 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, 1,179 shares of Class A Common Stock are held directly. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 10,086 |
Reported balance
After 2017-06-12 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2017-06-12 · Other · Acquired 7,850 · Balance 10,086 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 16,048 |
Reported balance
After 2017-06-12 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2017-06-12 · Other · Acquired 7,850 · Balance 16,048 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 26,529 |
Reported balance
After 2017-06-12 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2017-06-12 · Other · Acquired 7,850 · Balance 26,529 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 13,239 |
Reported balance
After 2017-06-12 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2017-06-12 · Other · Acquired 7,850 · Balance 13,239 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 193,735 |
Reported balance
After 2017-06-12 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2017-06-12 · Other · Acquired 95,735 · Balance 193,735 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F7: Max Ratner 1999 Irrevocable Trust - 73,080 shares of Class B Common Stock were reclassified and exchanged into 95,735 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, the trust holds 193,735 shares of Class A Common Stock Directly. Shares are for the benefit of Adam Ratner (son). Charles Ratner disclaims any beneficial interest. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 498,062 |
Reported balance
After 2017-06-12 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2017-06-12 · Other · Acquired 495,835 · Balance 498,062 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F8: Charles & Ilana Ratner 2007 Equalizing Trust - for the benefit of Adam (son). 378,500 shares of Class B Stock were reclassified and exchanged into 495,835 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 328,000 shares are held as a direct limited partner of RMS, Ltd. and 170,062 shares of Class A Common Stock held directly. Charles Ratner disclaims any beneficial interest. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 510,211 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 510,211 F2: Illana Horowitz Ratner Trust - dated 12/29/92 (spouse). Shares from street account were moved to the trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 337,806 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 337,806 F3: Charles Ratner 1986 Remainder Interest Trust - Albert Ratner is trustee; Charles Ratner retains an income interest for life. Beneficiaries are his children: Kevin, Rachel and Jonathan. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,948 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 2,948 F6: Max Ratner 1988 Grandchildren's Trust - for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest. |
| Class B Common - ConvertibleSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08 | IndirectSee footnote | 0 |
Reported balance
After 2017-06-12 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-06-12 · Other · Disposed 56,191 · Balance 0 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F1: Charles Ratner Revocable Trust dated 7/17/1981. - 483,082 shares of Class B Common stock were reclassified and exchanged into 632,837 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 426,400 shares as a direct limited partner of RMS, Ltd.; and the remaining shares are held directly by the trust. |
| Class B Common - ConvertibleSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08 | IndirectSee footnote | 0 |
Reported balance
After 2017-06-12 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-06-12 · Other · Disposed 426,891 · Balance 0 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F1: Charles Ratner Revocable Trust dated 7/17/1981. - 483,082 shares of Class B Common stock were reclassified and exchanged into 632,837 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 426,400 shares as a direct limited partner of RMS, Ltd.; and the remaining shares are held directly by the trust. |
| Class B Common - ConvertibleSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08 | IndirectSee footnote | 0 |
Reported balance
After 2017-06-12 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-06-12 · Other · Disposed 5,992 · Balance 0 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. |
| Class B Common - ConvertibleSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08 | IndirectSee footnote | 0 |
Reported balance
After 2017-06-12 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2017-06-12 · Other · Disposed 5,992 · Balance 0 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. |
| Class B Common - ConvertibleSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08 | IndirectSee footnote | 0 |
Reported balance
After 2017-06-12 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2017-06-12 · Other · Disposed 5,992 · Balance 0 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. |
| Class B Common - ConvertibleSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08 | IndirectSee footnote | 0 |
Reported balance
After 2017-06-12 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-06-12 · Other · Disposed 5,992 · Balance 0 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. |
| Class B Common - ConvertibleSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08 | IndirectSee footnote | 0 |
Reported balance
After 2017-06-12 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-06-12 · Other · Disposed 73,080 · Balance 0 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F7: Max Ratner 1999 Irrevocable Trust - 73,080 shares of Class B Common Stock were reclassified and exchanged into 95,735 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, the trust holds 193,735 shares of Class A Common Stock Directly. Shares are for the benefit of Adam Ratner (son). Charles Ratner disclaims any beneficial interest. |
| Class B Common - ConvertibleSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08 | IndirectSee footnote | 0 |
Reported balance
After 2017-06-12 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2017-06-12 · Other · Disposed 378,500 · Balance 0 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F8: Charles & Ilana Ratner 2007 Equalizing Trust - for the benefit of Adam (son). 378,500 shares of Class B Stock were reclassified and exchanged into 495,835 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 328,000 shares are held as a direct limited partner of RMS, Ltd. and 170,062 shares of Class A Common Stock held directly. Charles Ratner disclaims any beneficial interest. |
| Class B Common - ConvertibleSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 1988-08-08 | IndirectSee footnote | 0 |
Reported balance
After 2017-06-12 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2017-06-12 · Other · Disposed 900 · Balance 0 F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F9: General Partnership interest in RMS, Ltd. limited partnership. 900 shares of Class B Common Stock were reclassified and exchanged into 1,179 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, 1,179 shares of Class A Common Stock are held directly. |
| 2007 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $65.35 · Expires 2017-03-29 | Direct | 40,000 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · Balance 40,000 F10: 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. |
| 2008 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.38 · Expires 2018-06-18 | Direct | 19,691 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · Balance 19,691 F11: 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012. |
| 2009 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.80 · Expires 2019-04-21 | Direct | 24,220 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · Balance 24,220 F12: 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013. |
| 2010 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.89 · Expires 2020-04-14 | Direct | 40,289 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · Balance 40,289 F13: 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014. |
| 2011 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.72 · Expires 2021-04-13 | Direct | 26,782 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · Balance 26,782 F13: 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014. F14: 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015. |
Filing footnotes · ownership attribution and instrument terms
F1: Charles Ratner Revocable Trust dated 7/17/1981. - 483,082 shares of Class B Common stock were reclassified and exchanged into 632,837 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 426,400 shares as a direct limited partner of RMS, Ltd.; and the remaining shares are held directly by the trust.
F2: Illana Horowitz Ratner Trust - dated 12/29/92 (spouse). Shares from street account were moved to the trust.
F3: Charles Ratner 1986 Remainder Interest Trust - Albert Ratner is trustee; Charles Ratner retains an income interest for life. Beneficiaries are his children: Kevin, Rachel and Jonathan.
F4: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly.
F5: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest.
F6: Max Ratner 1988 Grandchildren's Trust - for the benefit of Adam (son). Charles Ratner disclaims any beneficial interest.
F7: Max Ratner 1999 Irrevocable Trust - 73,080 shares of Class B Common Stock were reclassified and exchanged into 95,735 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, the trust holds 193,735 shares of Class A Common Stock Directly. Shares are for the benefit of Adam Ratner (son). Charles Ratner disclaims any beneficial interest.
F8: Charles & Ilana Ratner 2007 Equalizing Trust - for the benefit of Adam (son). 378,500 shares of Class B Stock were reclassified and exchanged into 495,835 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 328,000 shares are held as a direct limited partner of RMS, Ltd. and 170,062 shares of Class A Common Stock held directly. Charles Ratner disclaims any beneficial interest.
F9: General Partnership interest in RMS, Ltd. limited partnership. 900 shares of Class B Common Stock were reclassified and exchanged into 1,179 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, 1,179 shares of Class A Common Stock are held directly.
F10: 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
F11: 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
F12: 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
F13: 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
F14: 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
F15: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively.
F16: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16.
F17: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass B Common - Convertible · Derivative | 900 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · derivative · entry 21 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 900 shares Expires 1988-08-08 F15 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17 · derivative.exercise_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F17 · derivative.expiration_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F9 · ownership.nature: General Partnership interest in RMS, Ltd. limited partnership. 900 shares of Class B Common Stock were reclassified and exchanged into 1,179 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, 1,179 shares of Class A Common Stock are held directly. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass B Common - Convertible · Derivative | 378,500 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · derivative · entry 20 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 378,500 shares Expires 1988-08-08 F15 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17 · derivative.exercise_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F17 · derivative.expiration_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F8 · ownership.nature: Charles & Ilana Ratner 2007 Equalizing Trust - for the benefit of Adam (son). 378,500 shares of Class B Stock were reclassified and exchanged into 495,835 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 328,000 shares are held as a direct limited partner of RMS, Ltd. and 170,062 shares of Class A Common Stock held directly. Charles Ratner disclaims any beneficial interest. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass B Common - Convertible · Derivative | 73,080 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · derivative · entry 19 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 73,080 shares Expires 1988-08-08 F15 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17 · derivative.exercise_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F17 · derivative.expiration_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F7 · ownership.nature: Max Ratner 1999 Irrevocable Trust - 73,080 shares of Class B Common Stock were reclassified and exchanged into 95,735 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, the trust holds 193,735 shares of Class A Common Stock Directly. Shares are for the benefit of Adam Ratner (son). Charles Ratner disclaims any beneficial interest. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass B Common - Convertible · Derivative | 5,992 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · derivative · entry 18 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 5,992 shares Expires 1988-08-08 F15 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17 · derivative.exercise_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F17 · derivative.expiration_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4 · ownership.nature: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5 · ownership.nature: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass B Common - Convertible · Derivative | 5,992 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · derivative · entry 17 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 5,992 shares Expires 1988-08-08 F15 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17 · derivative.exercise_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F17 · derivative.expiration_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4 · ownership.nature: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5 · ownership.nature: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass B Common - Convertible · Derivative | 5,992 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · derivative · entry 16 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 5,992 shares Expires 1988-08-08 F15 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17 · derivative.exercise_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F17 · derivative.expiration_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4 · ownership.nature: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5 · ownership.nature: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass B Common - Convertible · Derivative | 5,992 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · derivative · entry 15 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 5,992 shares Expires 1988-08-08 F15 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17 · derivative.exercise_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F17 · derivative.expiration_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4 · ownership.nature: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5 · ownership.nature: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass B Common - Convertible · Derivative | 426,891 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · derivative · entry 14 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 426,891 shares Expires 1988-08-08 F15 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17 · derivative.exercise_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F17 · derivative.expiration_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F1 · ownership.nature: Charles Ratner Revocable Trust dated 7/17/1981. - 483,082 shares of Class B Common stock were reclassified and exchanged into 632,837 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 426,400 shares as a direct limited partner of RMS, Ltd.; and the remaining shares are held directly by the trust. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass B Common - Convertible · Derivative | 56,191 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · derivative · entry 13 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 56,191 shares Expires 1988-08-08 F15 · derivative.exercise_price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F17 · derivative.exercise_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F17 · derivative.expiration_date: Class B Common Stock was convertible to Class A Common Stock on a share-for-share basis, stock was convertible at any time - there was no fixed exercise date or expiration date. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F1 · ownership.nature: Charles Ratner Revocable Trust dated 7/17/1981. - 483,082 shares of Class B Common stock were reclassified and exchanged into 632,837 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 426,400 shares as a direct limited partner of RMS, Ltd.; and the remaining shares are held directly by the trust. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass A Common Stock | 1,179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · nonDerivative · entry 12 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,179 F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F9 · ownership.direct: General Partnership interest in RMS, Ltd. limited partnership. 900 shares of Class B Common Stock were reclassified and exchanged into 1,179 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, 1,179 shares of Class A Common Stock are held directly. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass A Common Stock | 495,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · nonDerivative · entry 11 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 498,062 F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F8 · ownership.nature: Charles & Ilana Ratner 2007 Equalizing Trust - for the benefit of Adam (son). 378,500 shares of Class B Stock were reclassified and exchanged into 495,835 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 328,000 shares are held as a direct limited partner of RMS, Ltd. and 170,062 shares of Class A Common Stock held directly. Charles Ratner disclaims any beneficial interest. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass A Common Stock | 95,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · nonDerivative · entry 10 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 193,735 F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F7 · ownership.nature: Max Ratner 1999 Irrevocable Trust - 73,080 shares of Class B Common Stock were reclassified and exchanged into 95,735 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, the trust holds 193,735 shares of Class A Common Stock Directly. Shares are for the benefit of Adam Ratner (son). Charles Ratner disclaims any beneficial interest. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass A Common Stock | 7,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · nonDerivative · entry 8 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,239 F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4 · ownership.nature: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5 · ownership.nature: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass A Common Stock | 7,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · nonDerivative · entry 7 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,529 F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4 · ownership.nature: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5 · ownership.nature: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass A Common Stock | 7,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · nonDerivative · entry 6 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,048 F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4 · ownership.nature: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5 · ownership.nature: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass A Common Stock | 7,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · nonDerivative · entry 5 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,086 F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F4 · ownership.nature: Max Ratner 1986 Family Trust for the benefit of children: Kevin Ratner (son)- 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 10,086 shares of Class A Common Stock directly and; Rachel Ratner (daughter) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 16,048 shares of Class A Common Stock directly. Jonathan Ratner (son) - 5,992 Class B shares were reclassified and exchanged into 7,850 Class A shares. Post-reclassification, as of 6/12/17, trust holds 26,529 shares of Class A Common Stock directly. F5 · ownership.nature: (continued from Footnote 4) Adam Ratner (son) - 5,992 shares of Class B Common Stock were reclassified and exchanged into 7,850 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 13,239 shares of Class A Common Stock directly. Charles Ratner is Trustee. Charles Ratner disclaims any beneficial interest. Read SEC document |
| June 12, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | OtherClass A Common Stock | 632,837 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · nonDerivative · entry 2 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,837 F15 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F15 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification is also exempt under Rule 16b-3(d) and (e), respectively. F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F1 · ownership.direct: Charles Ratner Revocable Trust dated 7/17/1981. - 483,082 shares of Class B Common stock were reclassified and exchanged into 632,837 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 426,400 shares as a direct limited partner of RMS, Ltd.; and the remaining shares are held directly by the trust. Read SEC document |
| March 03, 2017 Filed Feb 14, 2018 21:58 UTC | Forest City Realty Trust, Inc. FCEA · Entity 161862 | GiftClass A Common Stock | 30,590 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-004083 · doc5.xml · nonDerivative · entry 1 RATNER CHARLES A · CIK 0001217463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,837 F16 · balance_after: Reported as of 6/12/2017, the date the Reporting Person ceased to be subject to Section 16. F1 · ownership.direct: Charles Ratner Revocable Trust dated 7/17/1981. - 483,082 shares of Class B Common stock were reclassified and exchanged into 632,837 shares of Class A Common Stock. Post-reclassification, as of 6/12/17, trust holds 426,400 shares as a direct limited partner of RMS, Ltd.; and the remaining shares are held directly by the trust. Read SEC document |
| December 07, 2016 Filed Feb 13, 2017 17:20 UTC | Forest City Realty Trust, Inc. FCEA/FCEB · Entity 161862 | GiftClass B Common - Convertible · Derivative | 11,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001217463-17-000001 · edgar.xml · derivative · entry 12 RATNER CHARLES A · CIK 0001217463 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 426,891 Underlying: Common Stock · 438,791 shares Expires 1988-08-08 F14 · derivative.exercise_price: Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. F14 · derivative.exercise_date: Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. F14 · derivative.expiration_date: Class B Common Stock is convertible to Class A Common Stock on a share -for -share basis; stock are convertible at any time - there is no fixed exercise date or expiration date. F1 · ownership.nature: Charles Ratner Revocable Trust dated 7/17/1981.. - trust holds 30,590 Class A Common shares; Class B Common shares - 56,191 shares are held as a direct limited partner of RMS, Ltd; 426,891 shares are held as a limited partnersip interest in FCE Management, LP (a limited partner of RMS, Ltd.). Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:25 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 769 | $47.54 | $36,558.26 |
DisclosureSEC source: 0001209191-16-147644 · doc4.xml · nonDerivative · entry 1 RATNER CHARLES A · CIK 0001217463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,400 F1 · kind: On October 31, 2016, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 769 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes 7,300 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 21:26 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145277 · doc4.xml · nonDerivative · entry 1 RATNER CHARLES A · CIK 0001217463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,169 F1 · kind: Represents a grant of 2,200 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. F2 · balance_after: Includes 9,800 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.