Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KB HOMEKBH · Entity 4184 | SVP, Human Resources | February 13, 2018 | February 15, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KB HOME
Report date February 13, 2018 · Filed February 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,039 |
Ending reported balance
After 2018-02-14 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-02-13 · Exercise / conversion · Acquired 47,179 · Balance 103,562 Row 2 · 2018-02-13 · Sale · Disposed 47,179 · Balance 56,383 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.10 to $30.56, inclusive. The reporting person undertakes to provide to KB Home, any security holder of KB Home, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Row 3 · 2018-02-14 · Grant · Acquired 9,234 · Balance 65,617 F2: Represents shares of common stock granted pursuant to the vesting of performance-based restricted stock units ("PSUs") that were initially awarded to the reporting person on October 9, 2014. The management development and compensation committee of the issuer's board of directors determined the number of vested shares based on the issuer's achieving certain levels of cumulative adjusted earnings per share, average adjusted return on invested capital, and revenue growth (relative to a peer group) over the three-year period of December 1, 2014 to November 30, 2017, per the terms of the PSUs. Row 4 · 2018-02-14 · Tax withholding · Disposed 4,578 · Balance 61,039 F3: Disposition of common stock to the issuer solely to cover tax withholding obligations arising from the grant of common stock pursuant to the above-described vesting of PSUs. |
| Non-Qualfied Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.44 · Expires 2019-10-01 | Direct | 0 |
Reported balance
After 2018-02-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-13 · Exercise / conversion · Disposed 47,179 · Balance 0 F4: The stock options vested in three equal installments on October 1, 2010, 2011 and 2012. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.10 to $30.56, inclusive. The reporting person undertakes to provide to KB Home, any security holder of KB Home, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F2: Represents shares of common stock granted pursuant to the vesting of performance-based restricted stock units ("PSUs") that were initially awarded to the reporting person on October 9, 2014. The management development and compensation committee of the issuer's board of directors determined the number of vested shares based on the issuer's achieving certain levels of cumulative adjusted earnings per share, average adjusted return on invested capital, and revenue growth (relative to a peer group) over the three-year period of December 1, 2014 to November 30, 2017, per the terms of the PSUs.
F3: Disposition of common stock to the issuer solely to cover tax withholding obligations arising from the grant of common stock pursuant to the above-described vesting of PSUs.
F4: The stock options vested in three equal installments on October 1, 2010, 2011 and 2012.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2018 Filed Feb 15, 2018 22:32 UTC | KB HOME KBH · Entity 4184 | Tax withholdingCommon Stock | 4,578 | $31.28 | $143,199.84 |
DisclosureSEC source: 0000795266-18-000021 · wf-form4_151873394474096.xml · nonDerivative · entry 4 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,039 F3 · shares: Disposition of common stock to the issuer solely to cover tax withholding obligations arising from the grant of common stock pursuant to the above-described vesting of PSUs. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:32 UTC | KB HOME KBH · Entity 4184 | GrantCommon Stock | 9,234 | $0.00 | $0.00 |
DisclosureSEC source: 0000795266-18-000021 · wf-form4_151873394474096.xml · nonDerivative · entry 3 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,617 F2 · shares: Represents shares of common stock granted pursuant to the vesting of performance-based restricted stock units ("PSUs") that were initially awarded to the reporting person on October 9, 2014. The management development and compensation committee of the issuer's board of directors determined the number of vested shares based on the issuer's achieving certain levels of cumulative adjusted earnings per share, average adjusted return on invested capital, and revenue growth (relative to a peer group) over the three-year period of December 1, 2014 to November 30, 2017, per the terms of the PSUs. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:32 UTC | KB HOME KBH · Entity 4184 | Exercise / conversionNon-Qualfied Stock Option (Right to Buy) · Derivative | 47,179 | $0.00 Strike: $15.44 | $0.00 |
DisclosureSEC source: 0000795266-18-000021 · wf-form4_151873394474096.xml · derivative · entry 5 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,179 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options vested in three equal installments on October 1, 2010, 2011 and 2012. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:32 UTC | KB HOME KBH · Entity 4184 | SaleCommon Stock | 47,179 | $30.32 | $1,430,467.28 |
DisclosureSEC source: 0000795266-18-000021 · wf-form4_151873394474096.xml · nonDerivative · entry 2 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,383 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.10 to $30.56, inclusive. The reporting person undertakes to provide to KB Home, any security holder of KB Home, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:32 UTC | KB HOME KBH · Entity 4184 | Exercise / conversionCommon Stock | 47,179 | $15.44 | $728,443.76 |
DisclosureSEC source: 0000795266-18-000021 · wf-form4_151873394474096.xml · nonDerivative · entry 1 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 20:51 UTC | KB HOME KBH · Entity 4184 | Tax withholdingCommon Stock | 2,154 | $26.93 | $58,007.22 |
DisclosureSEC source: 0000795266-17-000095 · wf-form4_150913745301450.xml · nonDerivative · entry 1 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,383 F1 · shares: Disposition of common stock to the issuer solely to cover tax withholding obligations arising from the vesting of previous grants of restricted shares. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 20:58 UTC | KB HOME KBH · Entity 4184 | Tax withholdingCommon Stock | 2,892 | $26.32 | $76,117.44 |
DisclosureSEC source: 0000795266-17-000086 · wf-form4_150775550142176.xml · nonDerivative · entry 1 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,537 F1 · shares: Disposition of common stock to the issuer solely to cover tax withholding obligations arising from the vesting of a previous grant of restricted shares. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:25 UTC | KB HOME KBH · Entity 4184 | Exercise / conversionNon-Qualfied Stock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $11.06 | $0.00 |
DisclosureSEC source: 0000795266-17-000031 · wf-form4_149099193285894.xml · derivative · entry 3 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2020-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested in three equal installments on October 7, 2011, 2012 and 2013. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:25 UTC | KB HOME KBH · Entity 4184 | SaleCommon Stock | 45,000 | $19.81 | $891,450.00 |
DisclosureSEC source: 0000795266-17-000031 · wf-form4_149099193285894.xml · nonDerivative · entry 2 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,429 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.76 to $19.92, inclusive. The reporting person undertakes to provide to KB Home, any security holder of KB Home, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:25 UTC | KB HOME KBH · Entity 4184 | Exercise / conversionCommon Stock | 45,000 | $11.06 | $497,700.00 |
DisclosureSEC source: 0000795266-17-000031 · wf-form4_149099193285894.xml · nonDerivative · entry 1 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:42 UTC | KB HOME KBH · Entity 4184 | Tax withholdingCommon Stock | 4,104 | $16.67 | $68,413.68 |
DisclosureSEC source: 0000795266-17-000016 · wf-form4_148736776036837.xml · nonDerivative · entry 2 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,429 F2 · shares: Disposition of common stock to the issuer solely to cover tax withholding obligations arising from the grant of common stock pursuant to the above-described vesting of PSUs. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:42 UTC | KB HOME KBH · Entity 4184 | GrantCommon Stock | 10,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000795266-17-000016 · wf-form4_148736776036837.xml · nonDerivative · entry 1 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,533 F1 · shares: Represents shares of common stock granted pursuant to the vesting of performance-based restricted stock units ("PSUs") that were awarded to the reporting person on October 10, 2013. The management development and compensation committee of the issuer's board of directors determined the number of vested shares based on the issuer's achieving certain levels of average return on equity and revenue growth (relative to a peer group) over the three-year period of December 1, 2013 to November 30, 2016, per the terms of the PSUs. Read SEC document |
| October 25, 2016 Filed Oct 26, 2016 21:21 UTC | KB HOME KBH · Entity 4184 | Tax withholdingCommon Stock | 1,002 | $14.66 | $14,689.32 |
DisclosureSEC source: 0000795266-16-000183 · wf-form4_147751685471666.xml · nonDerivative · entry 1 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,613 F1 · shares: Disposition of common stock to the issuer solely to cover tax withholding obligations arising from the partial vesting of a previous grant of restricted shares. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 21:01 UTC | KB HOME KBH · Entity 4184 | Tax withholdingCommon Stock | 2,255 | $15.89 | $35,831.95 |
DisclosureSEC source: 0000795266-16-000169 · wf-form4_147621970517925.xml · nonDerivative · entry 2 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,615 F2 · kind: Disposition of common stock to the issuer solely to cover tax withholding obligations arising from the vesting of a previous grant of restricted shares. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 21:01 UTC | KB HOME KBH · Entity 4184 | GrantNon-Qualfied Stock Option (Right to Buy) · Derivative | 27,495 | $0.00 Strike: $16.21 | $0.00 |
DisclosureSEC source: 0000795266-16-000169 · wf-form4_147621970517925.xml · derivative · entry 3 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,495 Underlying: Common Stock · 27,495 shares Expires 2026-10-06 F3 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on October 6, 2017. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 21:01 UTC | KB HOME KBH · Entity 4184 | GrantCommon Stock | 8,637 | $0.00 | $0.00 |
DisclosureSEC source: 0000795266-16-000169 · wf-form4_147621970517925.xml · nonDerivative · entry 1 Norton Thomas F · CIK 0001375575 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,870 F1 · kind: Grant of restricted common stock that vests in three equal annual installments on October 25, 2017, 2018 and 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.