Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARROW ELECTRONICS, INC.
Report date February 15, 2018 · Filed February 16, 2018
Section 16 reporting ended · disclosed 2018-02-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 3,214.615 |
Reported balance
After 2018-02-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-02-15 · Grant · Acquired 46.7 · Balance 3,214.615 F1: The Reporting Person retired from the board of Arrow Electronics, Inc. on December 13, 2017. F2: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforseeable emergency or change in control as defined in the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person retired from the board of Arrow Electronics, Inc. on December 13, 2017.
F2: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforseeable emergency or change in control as defined in the Plan.
JOY GLOBAL INC
Report date April 05, 2017 · Filed April 07, 2017
Section 16 reporting ended · disclosed 2017-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-05 transaction · row 1
1 source rowRow 1 · 2017-04-05 · Disposition to issuer · Disposed 144,367 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the "Merger Agreement"), by and among Joy Global, Inc. (the "Company"), Komatsu America Corp. ("KAC"), Pine Solutions, Inc., a wholly owned subsidiary of KAC ("Merger Sub") and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. |
| Common StockSEC Table I · non-derivative | IndirectHanson Family Foundation | 0 |
Reported balance
After 2017-04-05 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-04-05 · Disposition to issuer · Disposed 30,000 · Balance 0 F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 0 |
Reported balance
After 2017-04-05 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-04-05 · Disposition to issuer · Disposed 3,960 · Balance 0 F3: These shares were previously reported as directly beneficially owned but were contributed to Avon-10 2011 Trust, a grantor retained annuity trust, on September 28, 2011. F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 0 |
Reported balance
After 2017-04-05 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-04-05 · Disposition to issuer · Disposed 2,323 · Balance 0 F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. F4: These shares were previously reported as directly beneficially owned but were contributed to Avon-8 2012 Trust, a grantor retained annuity trust, on November 27, 2012. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 0 |
Reported balance
After 2017-04-05 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2017-04-05 · Disposition to issuer · Disposed 7,016 · Balance 0 F5: These shares were previously reported as directly beneficially owned but were contributed to Avon-10 2012 Trust, a grantor retained annuity trust, on November 27, 2012. F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT | 0 |
Reported balance
After 2017-04-05 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2017-04-05 · Disposition to issuer · Disposed 27,935 · Balance 0 F6: These shares were previously reported as directly beneficially owned but were contributed to Pescadero-4 2015 Trust, a grantor retained annuity trust, on January 8, 2016. F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT P6 | 0 |
Reported balance
After 2017-04-05 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2017-04-05 · Disposition to issuer · Disposed 28,856 · Balance 0 F7: These shares were previously reported as directly beneficially owned but were contributed to Pescadero-6 2015 Trust, a grantor retained annuity trust, on January 8, 2016. F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. |
| Common StockSEC Table I · non-derivative | Indirectby GRAT P8 | 0 |
Reported balance
After 2017-04-05 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2017-04-05 · Disposition to issuer · Disposed 29,292 · Balance 0 F8: These shares were previously reported as directly beneficially owned but were contributed to Pescadero-8 2015 Trust, a grantor retained annuity trust, on January 8, 2016. F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the "Merger Agreement"), by and among Joy Global, Inc. (the "Company"), Komatsu America Corp. ("KAC"), Pine Solutions, Inc., a wholly owned subsidiary of KAC ("Merger Sub") and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30.
F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30.
F3: These shares were previously reported as directly beneficially owned but were contributed to Avon-10 2011 Trust, a grantor retained annuity trust, on September 28, 2011.
F4: These shares were previously reported as directly beneficially owned but were contributed to Avon-8 2012 Trust, a grantor retained annuity trust, on November 27, 2012.
F5: These shares were previously reported as directly beneficially owned but were contributed to Avon-10 2012 Trust, a grantor retained annuity trust, on November 27, 2012.
F6: These shares were previously reported as directly beneficially owned but were contributed to Pescadero-4 2015 Trust, a grantor retained annuity trust, on January 8, 2016.
F7: These shares were previously reported as directly beneficially owned but were contributed to Pescadero-6 2015 Trust, a grantor retained annuity trust, on January 8, 2016.
F8: These shares were previously reported as directly beneficially owned but were contributed to Pescadero-8 2015 Trust, a grantor retained annuity trust, on January 8, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2018 Filed Feb 16, 2018 20:00 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | GrantPhantom Stock · Derivative | 46.7 | $81.47 | $3,804.65 |
DisclosureSEC source: 0001127602-18-006581 · form4.xml · derivative · entry 1 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,214.615 Underlying: Common Stock · 46.7 shares Expires not disclosed F1 · security: The Reporting Person retired from the board of Arrow Electronics, Inc. on December 13, 2017. F2 · derivative.exercise_price: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforseeable emergency or change in control as defined in the Plan. F2 · derivative.exercise_date: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforseeable emergency or change in control as defined in the Plan. F2 · derivative.expiration_date: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforseeable emergency or change in control as defined in the Plan. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 21:00 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | Exercise / conversionRestricted Stock Units · Derivative | 10,759.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035338 · form4.xml · derivative · entry 4 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,401.08 Underlying: Common Stock · 10,759.8 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: Restricted Stock Units convert into Common Stock on a one-for-one basis. F3 · derivative.expiration_date: Restricted Stock Units convert into Common Stock on a one-for-one basis. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 21:00 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | Exercise / conversionPhantom Stock · Derivative | 14,195.15 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035338 · form4.xml · derivative · entry 3 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,167.915 Underlying: Common Stock · 14,195.15 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforseeable emergency or a change in control as defined in the Plan. F2 · derivative.exercise_date: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforseeable emergency or a change in control as defined in the Plan. F2 · derivative.expiration_date: Phantom Stock issued under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan and settled by issuance of Common Stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforseeable emergency or a change in control as defined in the Plan. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 21:00 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | Exercise / conversionCommon Stock | 10,759.8 | $80.55 | $866,701.89 |
DisclosureSEC source: 0001127602-17-035338 · form4.xml · nonDerivative · entry 2 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,645.48 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The number of securities acquired in Column 4 are Phantom Stock or RSUs held by the Reporting Person that hereby convert into shares of Common Stock as a result of the Reporting Person's retirement from the company's Board of Directors. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 21:00 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | Exercise / conversionCommon Stock | 14,195.15 | $80.55 | $1,143,419.33 |
DisclosureSEC source: 0001127602-17-035338 · form4.xml · nonDerivative · entry 1 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,885.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The number of securities acquired in Column 4 are Phantom Stock or RSUs held by the Reporting Person that hereby convert into shares of Common Stock as a result of the Reporting Person's retirement from the company's Board of Directors. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 17:48 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | GrantPhantom Stock · Derivative | 161.69 | $77.31 | $12,500.25 |
DisclosureSEC source: 0001127602-17-032342 · form4.xml · derivative · entry 1 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,363.065 Underlying: Common Stock · 161.69 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferral Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforseeable emergency or change in control as defined in the Plan. F1 · derivative.exercise_date: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferral Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforseeable emergency or change in control as defined in the Plan. F1 · derivative.expiration_date: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferral Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforseeable emergency or change in control as defined in the Plan. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 21:48 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | GrantPhantom Stock · Derivative | 164.89 | $75.81 | $12,500.31 |
DisclosureSEC source: 0001127602-17-025821 · form4.xml · derivative · entry 1 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,201.375 Underlying: Common Stock · 164.89 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferral Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan. F1 · derivative.exercise_date: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferral Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan. F1 · derivative.expiration_date: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferral Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan. Read SEC document |
| May 15, 2017 Filed May 16, 2017 16:19 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | GrantPhantom Stock · Derivative | 167.02 | $75.68 | $12,640.07 |
DisclosureSEC source: 0001127602-17-018230 · form4.xml · derivative · entry 1 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,036.485 Underlying: Common Stock · 167.02 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferral Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan. F1 · derivative.exercise_date: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferral Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan. F1 · derivative.expiration_date: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferral Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan. Read SEC document |
| May 12, 2017 Filed May 15, 2017 22:07 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | Exercise / conversionRestricted Stock Units · Derivative | 2,485.91 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018144 · form4.xml · derivative · entry 2 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,160.88 Underlying: Common Stock · 2,485.91 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: On May 12, 2016, the reporting person was granted the Restricted Stock Units, which vested May 12, 2017. F2 · derivative.expiration_date: On May 12, 2016, the reporting person was granted the Restricted Stock Units, which vested May 12, 2017. Read SEC document |
| May 12, 2017 Filed May 15, 2017 22:07 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | Exercise / conversionCommon Stock | 2,485.91 | $75.60 | $187,934.80 |
DisclosureSEC source: 0001127602-17-018144 · form4.xml · nonDerivative · entry 1 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,690.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2017 Filed May 12, 2017 21:46 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | GrantRestricted Stock Units · Derivative | 1,954.91 | $76.73 | $150,000.24 |
DisclosureSEC source: 0001127602-17-017983 · form4.xml · derivative · entry 1 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,646.79 Underlying: Common Stock · 1,954.91 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settled by (i) the issuance of shares of Common Stock on a one-for-one basis at either of the following (as chosen by the Grantee): (a) on the first anniversary date of the Grant Date, or (b) on the second business day following the date that the Company next files its quarterly or annual financial statements (as applicable) with the U.S. Securities and Exchange Commission that follows the date of the Grantee's "separation from service" (within the meaning of Section 409A of the Internal Revenue Code), provided that the Restriction Period shall end no later than the last day of the calendar year in which the Grantee separates from service on the Board; (ii) payment of the fair market value of an equivalent number of shares of common stock following a change in control; or (iii) thirty days after the Grantee dies or becomes disabled. F1 · derivative.exercise_date: Restricted Stock Units settled by (i) the issuance of shares of Common Stock on a one-for-one basis at either of the following (as chosen by the Grantee): (a) on the first anniversary date of the Grant Date, or (b) on the second business day following the date that the Company next files its quarterly or annual financial statements (as applicable) with the U.S. Securities and Exchange Commission that follows the date of the Grantee's "separation from service" (within the meaning of Section 409A of the Internal Revenue Code), provided that the Restriction Period shall end no later than the last day of the calendar year in which the Grantee separates from service on the Board; (ii) payment of the fair market value of an equivalent number of shares of common stock following a change in control; or (iii) thirty days after the Grantee dies or becomes disabled. F1 · derivative.expiration_date: Restricted Stock Units settled by (i) the issuance of shares of Common Stock on a one-for-one basis at either of the following (as chosen by the Grantee): (a) on the first anniversary date of the Grant Date, or (b) on the second business day following the date that the Company next files its quarterly or annual financial statements (as applicable) with the U.S. Securities and Exchange Commission that follows the date of the Grantee's "separation from service" (within the meaning of Section 409A of the Internal Revenue Code), provided that the Restriction Period shall end no later than the last day of the calendar year in which the Grantee separates from service on the Board; (ii) payment of the fair market value of an equivalent number of shares of common stock following a change in control; or (iii) thirty days after the Grantee dies or becomes disabled. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:02 UTC | JOY GLOBAL INC JOY · Entity 177095 | Disposition to issuerCommon Stock | 29,292 | $28.30 | $828,963.60 |
DisclosureSEC source: 0000801898-17-000043 · wf-form4_149160252797176.xml · nonDerivative · entry 8 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT P8 Disclosed balance after: 0 F8 · security: These shares were previously reported as directly beneficially owned but were contributed to Pescadero-8 2015 Trust, a grantor retained annuity trust, on January 8, 2016. F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. F8 · balance_after: These shares were previously reported as directly beneficially owned but were contributed to Pescadero-8 2015 Trust, a grantor retained annuity trust, on January 8, 2016. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:02 UTC | JOY GLOBAL INC JOY · Entity 177095 | Disposition to issuerCommon Stock | 28,856 | $28.30 | $816,624.80 |
DisclosureSEC source: 0000801898-17-000043 · wf-form4_149160252797176.xml · nonDerivative · entry 7 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT P6 Disclosed balance after: 0 F7 · security: These shares were previously reported as directly beneficially owned but were contributed to Pescadero-6 2015 Trust, a grantor retained annuity trust, on January 8, 2016. F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. F7 · balance_after: These shares were previously reported as directly beneficially owned but were contributed to Pescadero-6 2015 Trust, a grantor retained annuity trust, on January 8, 2016. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:02 UTC | JOY GLOBAL INC JOY · Entity 177095 | Disposition to issuerCommon Stock | 27,935 | $28.30 | $790,560.50 |
DisclosureSEC source: 0000801898-17-000043 · wf-form4_149160252797176.xml · nonDerivative · entry 6 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT Disclosed balance after: 0 F6 · security: These shares were previously reported as directly beneficially owned but were contributed to Pescadero-4 2015 Trust, a grantor retained annuity trust, on January 8, 2016. F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. F6 · balance_after: These shares were previously reported as directly beneficially owned but were contributed to Pescadero-4 2015 Trust, a grantor retained annuity trust, on January 8, 2016. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:02 UTC | JOY GLOBAL INC JOY · Entity 177095 | Disposition to issuerCommon Stock | 7,016 | $28.30 | $198,552.80 |
DisclosureSEC source: 0000801898-17-000043 · wf-form4_149160252797176.xml · nonDerivative · entry 5 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT Disclosed balance after: 0 F5 · security: These shares were previously reported as directly beneficially owned but were contributed to Avon-10 2012 Trust, a grantor retained annuity trust, on November 27, 2012. F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. F5 · balance_after: These shares were previously reported as directly beneficially owned but were contributed to Avon-10 2012 Trust, a grantor retained annuity trust, on November 27, 2012. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:02 UTC | JOY GLOBAL INC JOY · Entity 177095 | Disposition to issuerCommon Stock | 2,323 | $28.30 | $65,740.90 |
DisclosureSEC source: 0000801898-17-000043 · wf-form4_149160252797176.xml · nonDerivative · entry 4 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. F4 · balance_after: These shares were previously reported as directly beneficially owned but were contributed to Avon-8 2012 Trust, a grantor retained annuity trust, on November 27, 2012. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:02 UTC | JOY GLOBAL INC JOY · Entity 177095 | Disposition to issuerCommon Stock | 3,960 | $28.30 | $112,068.00 |
DisclosureSEC source: 0000801898-17-000043 · wf-form4_149160252797176.xml · nonDerivative · entry 3 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT Disclosed balance after: 0 F3 · security: These shares were previously reported as directly beneficially owned but were contributed to Avon-10 2011 Trust, a grantor retained annuity trust, on September 28, 2011. F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. F3 · balance_after: These shares were previously reported as directly beneficially owned but were contributed to Avon-10 2011 Trust, a grantor retained annuity trust, on September 28, 2011. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:02 UTC | JOY GLOBAL INC JOY · Entity 177095 | Disposition to issuerCommon Stock | 30,000 | $28.30 | $849,000.00 |
DisclosureSEC source: 0000801898-17-000043 · wf-form4_149160252797176.xml · nonDerivative · entry 2 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Hanson Family Foundation Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:02 UTC | JOY GLOBAL INC JOY · Entity 177095 | Disposition to issuerCommon Stock | 144,367 | $28.30 | $4,085,586.10 |
DisclosureSEC source: 0000801898-17-000043 · wf-form4_149160252797176.xml · nonDerivative · entry 1 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the "Merger Agreement"), by and among Joy Global, Inc. (the "Company"), Komatsu America Corp. ("KAC"), Pine Solutions, Inc., a wholly owned subsidiary of KAC ("Merger Sub") and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:18 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 4,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-17-000031 · wf-form4_148857947049842.xml · nonDerivative · entry 1 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,367 F1 · price: Restricted stock unit award. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 23:45 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | GrantPhantom Stock · Derivative | 169.86 | $73.59 | $12,500.00 |
DisclosureSEC source: 0001127602-17-006712 · form4.xml · derivative · entry 1 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,869.465 Underlying: Common Stock · 169.86 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferral Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan. F1 · derivative.exercise_date: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferral Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan. F1 · derivative.expiration_date: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferral Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforeseeable emergency or a change in control as defined in the Plan. Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 17:18 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 15 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-17-000008 · wf-form4_148469152094086.xml · nonDerivative · entry 1 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,112 F1 · price: The number of shares acquired represents additional restricted stock units resulting from the payment on January 13, 2017 of a cash dividend of $0.01 per share of common stock based on $28.135, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 16:21 UTC | ARROW ELECTRONICS, INC. ARW · Entity 3513 | GrantPhantom Stock · Derivative | 190.29 | $65.69 | $12,500.15 |
DisclosureSEC source: 0001127602-16-067321 · form4.xml · derivative · entry 1 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,699.605 Underlying: Common Stock · 190.29 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforseeable emergency or change in control as defined in the Plan. F1 · derivative.exercise_date: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforseeable emergency or change in control as defined in the Plan. F1 · derivative.expiration_date: Phantom stock units issued under the Arrow Electronics, Inc. 2002 Non-Employee Directors Deferred Compensation Plan convert to common stock on a one-for-one basis, following termination of services as a Director, the occurrence of an unforseeable emergency or change in control as defined in the Plan. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:41 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 15 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-16-000229 · wf-form4_147570006949339.xml · nonDerivative · entry 1 HANSON JOHN NILS · CIK 0001012835 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,471 F1 · price: The number of shares acquired represents additional restricted stock units resulting from the payment on October 3, 2016 of a cash dividend of $0.01 per share of common stock based on $27.725, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.