Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ILLINOIS TOOL WORKS INCITW · Entity 2959 | Executive Vice President | February 15, 2018 | February 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ILLINOIS TOOL WORKS INC
Report date February 15, 2018 · Filed February 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,445 |
Ending reported balance
After 2018-02-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-15 · Exercise / conversion · Acquired 4,579 · Balance 30,801 Row 2 · 2018-02-15 · Tax withholding · Disposed 1,356 · Balance 29,445 |
| Performance Restricted Stock Unit (granted 2/13/15)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-02-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-02-15 · Exercise / conversion · Disposed 4,579 · Balance 0 F2: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. F4: The PRSU award became vested and payable on February 15, 2018. |
| Performance Share Units (granted 2/15/18)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,065 |
Reported balance
After 2018-02-15 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-02-15 · Grant · Acquired 2,065 · Balance 2,065 F2: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. F5: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date. F3: Each PRSU and PSU vests 100% three years from date of grant if performance goals are met. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $163.36 · Expires 2028-02-15 | Direct | 17,605 |
Reported balance
After 2018-02-15 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-02-15 · Grant · Acquired 17,605 · Balance 17,605 F1: Options vest in four (4) equal annual installments beginning one year from date of grant. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $78.59 · Expires 2024-02-14 | Direct | 29,702 |
Reported balance
Holding disclosure · report date 2018-02-15 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 29,702 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $63.25 · Expires 2023-02-15 | Direct | 42,387 |
Reported balance
Holding disclosure · report date 2018-02-15 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 42,387 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $55.81 · Expires 2021-02-11 | Direct | 48,622 |
Reported balance
Holding disclosure · report date 2018-02-15 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 48,622 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $55.71 · Expires 2022-02-10 | Direct | 52,265 |
Reported balance
Holding disclosure · report date 2018-02-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 52,265 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $91.88 · Expires 2026-02-12 | Direct | 22,477 |
Reported balance
Holding disclosure · report date 2018-02-15 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 22,477 F1: Options vest in four (4) equal annual installments beginning one year from date of grant. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $98.26 · Expires 2025-02-13 | Direct | 21,865 |
Reported balance
Holding disclosure · report date 2018-02-15 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 21,865 F1: Options vest in four (4) equal annual installments beginning one year from date of grant. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $128.00 · Expires 2027-02-10 | Direct | 25,158 |
Reported balance
Holding disclosure · report date 2018-02-15 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 25,158 F1: Options vest in four (4) equal annual installments beginning one year from date of grant. |
| Performance Restricted Stock Unit (granted 2/12/2016)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,897 |
Reported balance
Holding disclosure · report date 2018-02-15 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 4,897 F2: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. F3: Each PRSU and PSU vests 100% three years from date of grant if performance goals are met. |
| Performance Share Units (granted 2/10/17)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,686 |
Reported balance
Holding disclosure · report date 2018-02-15 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 2,686 F2: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. F5: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date. F3: Each PRSU and PSU vests 100% three years from date of grant if performance goals are met. |
Filing footnotes · ownership attribution and instrument terms
F1: Options vest in four (4) equal annual installments beginning one year from date of grant.
F2: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.
F3: Each PRSU and PSU vests 100% three years from date of grant if performance goals are met.
F4: The PRSU award became vested and payable on February 15, 2018.
F5: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2018 Filed Feb 20, 2018 21:41 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantEmployee Stock Option · Derivative | 17,605 | $0.00 Strike: $163.36 | $0.00 |
DisclosureSEC source: 0000049826-18-000036 · wf-form4_151916286352678.xml · derivative · entry 14 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,605 Underlying: Common Stock · 17,605 shares Expires 2028-02-15 F1 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:41 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantPerformance Share Units (granted 2/15/18) · Derivative | 2,065 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000049826-18-000036 · wf-form4_151916286352678.xml · derivative · entry 13 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,065 Underlying: Common Stock · 2,065 shares Expires not disclosed F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. F5 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date. F3 · derivative.exercise_date: Each PRSU and PSU vests 100% three years from date of grant if performance goals are met. F3 · derivative.expiration_date: Each PRSU and PSU vests 100% three years from date of grant if performance goals are met. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:41 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionPerformance Restricted Stock Unit (granted 2/13/15) · Derivative | 4,579 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000049826-18-000036 · wf-form4_151916286352678.xml · derivative · entry 11 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,579 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: The PRSU award became vested and payable on February 15, 2018. F4 · derivative.expiration_date: The PRSU award became vested and payable on February 15, 2018. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:41 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Tax withholdingCommon Stock | 1,356 | $163.36 | $221,516.16 |
DisclosureSEC source: 0000049826-18-000036 · wf-form4_151916286352678.xml · nonDerivative · entry 2 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,445 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:41 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 4,579 | $0.00 | $0.00 |
DisclosureSEC source: 0000049826-18-000036 · wf-form4_151916286352678.xml · nonDerivative · entry 1 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 19:54 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionEmployee Stock Option · Derivative | 64,818 | $0.00 Strike: $43.64 | $0.00 |
DisclosureSEC source: 0001380373-17-000002 · wf-form4_151259008502652.xml · derivative · entry 10 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,818 shares Expires 2020-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 19:54 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | SaleCommon Stock | 6,601 | $168.42 | $1,111,740.42 |
DisclosureSEC source: 0001380373-17-000002 · wf-form4_151259008502652.xml · nonDerivative · entry 7 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,222 F3 · price: This transaction was executed in multiple trades at prices ranging from $168.28 to $168.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 19:54 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 6,601 | $43.64 | $288,067.64 |
DisclosureSEC source: 0001380373-17-000002 · wf-form4_151259008502652.xml · nonDerivative · entry 6 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 19:54 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | SaleCommon Stock | 33,195 | $167.74 | $5,568,129.30 |
DisclosureSEC source: 0001380373-17-000002 · wf-form4_151259008502652.xml · nonDerivative · entry 5 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,222 F2 · price: This transaction was executed in multiple trades at prices ranging from $167.26 to $168.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 19:54 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 33,195 | $43.64 | $1,448,629.80 |
DisclosureSEC source: 0001380373-17-000002 · wf-form4_151259008502652.xml · nonDerivative · entry 4 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 19:54 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | SaleCommon Stock | 25,022 | $166.70 | $4,171,167.40 |
DisclosureSEC source: 0001380373-17-000002 · wf-form4_151259008502652.xml · nonDerivative · entry 3 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,222 F1 · price: This transaction was executed in multiple trades at prices ranging from $166.25 to $167.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 19:54 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 25,022 | $43.64 | $1,091,960.08 |
DisclosureSEC source: 0001380373-17-000002 · wf-form4_151259008502652.xml · nonDerivative · entry 2 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2017 Filed Dec 6, 2017 19:54 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GiftCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001380373-17-000002 · wf-form4_151259008502652.xml · nonDerivative · entry 1 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,222 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:25 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionPerformance Restricted Stock Unit (granted 2/14/2014) · Derivative | 5,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000049826-17-000071 · wf-form4_148728391798655.xml · derivative · entry 12 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,725 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: The PRSU award became vested and payable on February 14, 2017. F4 · derivative.expiration_date: The PRSU award became vested and payable on February 14, 2017. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:25 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Tax withholdingCommon Stock | 1,799 | $129.60 | $233,150.40 |
DisclosureSEC source: 0000049826-17-000071 · wf-form4_148728391798655.xml · nonDerivative · entry 2 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,422 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 22:25 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | Exercise / conversionCommon Stock | 5,725 | $0.00 | $0.00 |
DisclosureSEC source: 0000049826-17-000071 · wf-form4_148728391798655.xml · nonDerivative · entry 1 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:01 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantPerformance Share Units (granted 2/10/17) · Derivative | 2,636 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000049826-17-000045 · wf-form4_148711328274933.xml · derivative · entry 13 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,636 Underlying: Common Stock · 2,636 shares Expires not disclosed F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: Each PRSU and PSU vests 100% three years from date of grant if performance goals are met. F3 · derivative.expiration_date: Each PRSU and PSU vests 100% three years from date of grant if performance goals are met. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:01 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantEmployee Stock Option · Derivative | 25,158 | $0.00 Strike: $128.00 | $0.00 |
DisclosureSEC source: 0000049826-17-000045 · wf-form4_148711328274933.xml · derivative · entry 12 MARTEL ROLAND M · CIK 0001380373 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,158 Underlying: Common Stock · 25,158 shares Expires 2027-02-10 F1 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.