Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LOCKHEED MARTIN CORPLMT · Entity 2882 | VP & Treasurer | January 28, 2011 | February 01, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LOCKHEED MARTIN CORP
Report date January 28, 2011 · Filed February 01, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,745.1111 |
Ending reported balance
After 2011-01-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2011-01-28 · Exercise / conversion · Acquired 1,000 · Balance 3,109.1111 F1: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock. Row 2 · 2011-01-28 · Tax withholding · Disposed 364 · Balance 2,745.1111 F2: Disposition to the Issuer of shares to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units exempt under Rule 16(b)-3. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2011-01-28 | Direct | 0 |
Reported balance
After 2011-01-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2011-01-28 · Exercise / conversion · Disposed 1,000 · Balance 0 F1: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock. |
| Common StockSEC Table I · non-derivative | IndirectLockheed Martin Salaried Savings Plan | 5,190.2938 |
Reported balance
Holding disclosure · report date 2011-01-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,190.2938 F3: Shares previously acquired under the Lockheed Martin Salaried Savings Plan exempt under Section 16(b) which will be settled upon the reporting person's retirement or termination of service, and additional shares acquired through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock.
F2: Disposition to the Issuer of shares to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units exempt under Rule 16(b)-3.
F3: Shares previously acquired under the Lockheed Martin Salaried Savings Plan exempt under Section 16(b) which will be settled upon the reporting person's retirement or termination of service, and additional shares acquired through dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 28, 2011 Filed Feb 1, 2011 22:17 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-11-004443 · doc4.xml · derivative · entry 4 McCarthy John C · CIK 0001454234 · VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2011-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock. F1 · price: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock. F1 · derivative.exercise_date: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock. Read SEC document |
| January 28, 2011 Filed Feb 1, 2011 22:17 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Tax withholdingCommon Stock | 364 | $78.20 | $28,464.80 |
DisclosureSEC source: 0001225208-11-004443 · doc4.xml · nonDerivative · entry 2 McCarthy John C · CIK 0001454234 · VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,745.1111 F2 · shares: Disposition to the Issuer of shares to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units exempt under Rule 16(b)-3. Read SEC document |
| January 28, 2011 Filed Feb 1, 2011 22:17 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-004443 · doc4.xml · nonDerivative · entry 1 McCarthy John C · CIK 0001454234 · VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,109.1111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit granted on January 28, 2008 was the economic equivalent of one share of LMT common stock. Read SEC document |
| January 27, 2011 Filed Jan 31, 2011 21:52 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 1,550.6365 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-11-004256 · doc4.xml · derivative · entry 1 McCarthy John C · CIK 0001454234 · VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin LTIP Disclosed balance after: 3,409.1797 Underlying: Common Stock · 1,550.6365 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · price: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $69.91 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case, the units will be settled in stock upon the reporting person's retirement or termination of service). F2 · derivative.exercise_date: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $69.91 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case, the units will be settled in stock upon the reporting person's retirement or termination of service). F2 · derivative.expiration_date: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $69.91 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case, the units will be settled in stock upon the reporting person's retirement or termination of service). Read SEC document |
| January 14, 2011 Filed Jan 19, 2011 21:26 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | OtherPhantom Stock Units · Derivative | 2,867.0442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-11-003315 · doc4.xml · derivative · entry 1 McCarthy John C · CIK 0001454234 · VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin LTIP Disclosed balance after: 1,858.5432 Underlying: Common Stock · 2,867.0442 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · kind: Settlement in cash of phantom stock units at $69.91 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b). F2 · price: Settlement in cash of phantom stock units at $69.91 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b). F2 · derivative.exercise_date: Settlement in cash of phantom stock units at $69.91 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b). F2 · derivative.expiration_date: Settlement in cash of phantom stock units at $69.91 per share, following a two-year mandatory deferral period, pursuant to the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b). F3 · balance_after: End of period holdings include additonal phantom stock units acquired through dividend reinvestment under the Plan. Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:25 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantRestricted Stock Units · Derivative | 1,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003394 · doc4.xml · derivative · entry 2 McCarthy John C · CIK 0001454234 · VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 1,600 shares Expires 2013-02-01 F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LMT common stock. F3 · derivative.exercise_date: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on February 1, 2013, the third anniversary of the date of the grant. F3 · derivative.expiration_date: The RSUs are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on February 1, 2013, the third anniversary of the date of the grant. Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 21:25 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantEmployee Stock Option (Right-to-buy) · Derivative | 12,000 | $0.00 Strike: $74.89 | $0.00 |
DisclosureSEC source: 0001225208-10-003394 · doc4.xml · derivative · entry 1 McCarthy John C · CIK 0001454234 · VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2020-01-31 F1 · derivative.exercise_date: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on February 1, 2011. Read SEC document |
| January 29, 2010 Filed Feb 2, 2010 22:05 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Exercise / conversionRestricted Stock Units · Derivative | 1,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003147 · doc4.xml · derivative · entry 4 McCarthy John C · CIK 0001454234 · VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2010-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock. F1 · price: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock. F1 · derivative.exercise_date: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock. F1 · derivative.expiration_date: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock. Read SEC document |
| January 29, 2010 Filed Feb 2, 2010 22:05 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Tax withholdingCommon Stock | 420 | $74.52 | $31,298.40 |
DisclosureSEC source: 0001225208-10-003147 · doc4.xml · nonDerivative · entry 2 McCarthy John C · CIK 0001454234 · VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,109.1111 F2 · shares: Disposition to the Issuer of shares to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units exempt under Rule 16B-3. F3 · balance_after: End of period holdings include additional shares acquired through dividend reinvestment. Read SEC document |
| January 29, 2010 Filed Feb 2, 2010 22:05 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Exercise / conversionCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003147 · doc4.xml · nonDerivative · entry 1 McCarthy John C · CIK 0001454234 · VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,529.1111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit granted on January 29, 2007 was the economic equivalent of one share of LMT common stock. Read SEC document |
| January 28, 2010 Filed Feb 1, 2010 23:39 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 1,795.088 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-002866 · doc4.xml · derivative · entry 1 McCarthy John C · CIK 0001454234 · VP & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin LTIP Disclosed balance after: 4,564.244 Underlying: Common Stock · 1,795.088 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · price: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $75.35 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case, the units will be settled in stock upon the reporting person's retirement or termination of service). F2 · derivative.exercise_date: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $75.35 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case, the units will be settled in stock upon the reporting person's retirement or termination of service). F2 · derivative.expiration_date: Phantom stock units acquired and subject to mandatory deferral under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) at $75.35 which will be settled in cash after two years subject to continued employment, unless voluntarily deferred (in which case, the units will be settled in stock upon the reporting person's retirement or termination of service). F3 · balance_after: End of period holdings include additonal phantom stock units acquired through dividend reinvestment under the Plan. Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 21:35 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001351594-09-000047 · edgar.xml · derivative · entry 4 McCarthy John C · CIK 0001454234 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit granted on February 1, 2006 was the economic equivalent of one share of LMT common stock. F1 · price: Each restricted stock unit granted on February 1, 2006 was the economic equivalent of one share of LMT common stock. F1 · derivative.exercise_date: Each restricted stock unit granted on February 1, 2006 was the economic equivalent of one share of LMT common stock. F1 · derivative.expiration_date: Each restricted stock unit granted on February 1, 2006 was the economic equivalent of one share of LMT common stock. Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 21:35 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Tax withholdingCommon Stock | 700 | $82.04 | $57,428.00 |
DisclosureSEC source: 0001351594-09-000047 · edgar.xml · nonDerivative · entry 2 McCarthy John C · CIK 0001454234 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 F2 · shares: Disposition to the Issuer of shares to satisfy the reporting person's tax withholding obligation upon vesting of restricted stock units exempt under Rule 16b-3. Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 21:35 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | Exercise / conversionCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001351594-09-000047 · edgar.xml · nonDerivative · entry 1 McCarthy John C · CIK 0001454234 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit granted on February 1, 2006 was the economic equivalent of one share of LMT common stock. Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 21:13 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantRestricted Stock Units · Derivative | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001351594-09-000022 · edgar.xml · derivative · entry 2 McCarthy John C · CIK 0001454234 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350 Underlying: Common Stock · 1,350 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LMT common stock. F3 · derivative.exercise_date: Represents an annual incentive performance grant of RSUs which are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 26, 2012, the third anniversary of the date of the grant. F3 · derivative.expiration_date: Represents an annual incentive performance grant of RSUs which are subject to a one-year performance period. If the value of the RSUs on the date of grant exceeds the performance goal specified in the award agreement, a number of RSUs equal in value to the performance shortfall is forfeited. Subject to the performance goal, the RSUs vest on January 26, 2012, the third anniversary of the date of the grant. Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 21:13 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantEmployee Stock Option (Right-to-buy) · Derivative | 19,100 | $0.00 Strike: $82.52 | $0.00 |
DisclosureSEC source: 0001351594-09-000022 · edgar.xml · derivative · entry 1 McCarthy John C · CIK 0001454234 · Vice President & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,100 Underlying: Common Stock · 19,100 shares Expires 2019-01-25 F1 · derivative.exercise_date: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 26, 2010. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.