Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cboe Global Markets, Inc.CBOE · Entity 3134 | Chief Accounting Officer | February 19, 2018 | February 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cboe Global Markets, Inc.
Report date February 19, 2018 · Filed February 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,376 |
Ending reported balance
After 2018-02-19 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2018-02-19 · Exercise / conversion · Acquired 904 · Balance 3,952 Row 2 · 2018-02-19 · Exercise / conversion · Acquired 965 · Balance 4,917 Row 3 · 2018-02-19 · Exercise / conversion · Acquired 741 · Balance 5,658 Row 4 · 2018-02-19 · Exercise / conversion · Acquired 741 · Balance 6,399 Row 5 · 2018-02-19 · Tax withholding · Disposed 309 · Balance 6,090 Row 6 · 2018-02-19 · Tax withholding · Disposed 278 · Balance 5,812 Row 7 · 2018-02-19 · Tax withholding · Disposed 218 · Balance 5,594 Row 8 · 2018-02-19 · Tax withholding · Disposed 218 · Balance 5,376 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-02-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-02-19 · Exercise / conversion · Disposed 904 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2: The restricted stock units vest in three equal annual installments, which began on February 19, 2016. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 965 |
Reported balance
After 2018-02-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-02-19 · Exercise / conversion · Disposed 965 · Balance 965 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,483 |
Reported balance
After 2018-02-19 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-02-19 · Exercise / conversion · Disposed 741 · Balance 1,483 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,483 |
Reported balance
After 2018-02-19 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-02-19 · Exercise / conversion · Disposed 741 · Balance 1,483 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,523 |
Reported balance
After 2018-02-19 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-02-19 · Grant · Acquired 1,523 · Balance 1,523 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F5: The restricted stock units vest in three equal annual installments beginning on February 19, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F2: The restricted stock units vest in three equal annual installments, which began on February 19, 2016.
F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2017.
F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2018.
F5: The restricted stock units vest in three equal annual installments beginning on February 19, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 1,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002503 · edgar.xml · derivative · entry 13 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,523 Underlying: Common Stock · 1,523 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2019. F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2019. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 741 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002503 · edgar.xml · derivative · entry 12 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,483 Underlying: Common Stock · 741 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2018. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 741 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002503 · edgar.xml · derivative · entry 11 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,483 Underlying: Common Stock · 741 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2018. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002503 · edgar.xml · derivative · entry 10 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965 Underlying: Common Stock · 965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2017. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 904 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002503 · edgar.xml · derivative · entry 9 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 904 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2016. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 218 | $111.45 | $24,296.10 |
DisclosureSEC source: 0001179110-18-002503 · edgar.xml · nonDerivative · entry 8 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,376 Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 218 | $111.45 | $24,296.10 |
DisclosureSEC source: 0001179110-18-002503 · edgar.xml · nonDerivative · entry 7 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,594 Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 278 | $111.45 | $30,983.10 |
DisclosureSEC source: 0001179110-18-002503 · edgar.xml · nonDerivative · entry 6 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 309 | $111.45 | $34,438.05 |
DisclosureSEC source: 0001179110-18-002503 · edgar.xml · nonDerivative · entry 5 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,090 Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 741 | $111.45 | $82,584.45 |
DisclosureSEC source: 0001179110-18-002503 · edgar.xml · nonDerivative · entry 4 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 741 | $111.45 | $82,584.45 |
DisclosureSEC source: 0001179110-18-002503 · edgar.xml · nonDerivative · entry 3 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 965 | $111.45 | $107,549.25 |
DisclosureSEC source: 0001179110-18-002503 · edgar.xml · nonDerivative · entry 2 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 904 | $111.45 | $100,750.80 |
DisclosureSEC source: 0001179110-18-002503 · edgar.xml · nonDerivative · entry 1 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 20:52 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 3,000 | $108.82 | $326,460.00 |
DisclosureSEC source: 0001179110-17-013279 · edgar.xml · nonDerivative · entry 2 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,048 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2017. Read SEC document |
| October 12, 2017 Filed Oct 13, 2017 20:52 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 1,000 | $110.00 | $110,000.00 |
DisclosureSEC source: 0001179110-17-013279 · edgar.xml · nonDerivative · entry 1 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,048 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2017. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:42 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 2,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002984 · edgar.xml · derivative · entry 11 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,224 Underlying: Common Stock · 2,224 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018. F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:42 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 2,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002984 · edgar.xml · derivative · entry 10 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,224 Underlying: Common Stock · 2,224 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018. F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2018. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:42 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 964 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002984 · edgar.xml · derivative · entry 9 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,930 Underlying: Common Stock · 964 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2017. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:42 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 904 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002984 · edgar.xml · derivative · entry 8 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904 Underlying: Common Stock · 904 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2016. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:42 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 979 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002984 · edgar.xml · derivative · entry 7 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 979 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of CBOE Holdings, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2015. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:42 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 299 | $80.94 | $24,201.06 |
DisclosureSEC source: 0001179110-17-002984 · edgar.xml · nonDerivative · entry 6 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,048 Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:42 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 282 | $80.94 | $22,825.08 |
DisclosureSEC source: 0001179110-17-002984 · edgar.xml · nonDerivative · entry 5 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,347 Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:42 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 357 | $80.94 | $28,895.58 |
DisclosureSEC source: 0001179110-17-002984 · edgar.xml · nonDerivative · entry 4 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,629 Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:42 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 964 | $80.94 | $78,026.16 |
DisclosureSEC source: 0001179110-17-002984 · edgar.xml · nonDerivative · entry 3 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:42 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 904 | $80.94 | $73,169.76 |
DisclosureSEC source: 0001179110-17-002984 · edgar.xml · nonDerivative · entry 2 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2017 Filed Feb 22, 2017 23:42 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 979 | $80.94 | $79,240.26 |
DisclosureSEC source: 0001179110-17-002984 · edgar.xml · nonDerivative · entry 1 REYNOLDS DAVID S · CIK 0001248575 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.